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The Philosophy of Spiritual Activity (1963): Introduction

Hugo S. Bergman
It was Eduard von Hartmann whose works Steiner carefully studied, who influenced his early writings, and to whom he dedicated his doctoral thesis, Truth and Knowledge, published in 1892; and that despite the wide difference in their views.
If by enhancing our soul life, we succeed in experiencing the ideas working in the world of the senses, then we are able to experience the world in its reality. Steiner calls his philosophical system, “concrete” or “objective idealism.” From his early youth on, Steiner felt the kinship between this kind of idealism and Goethe's world conception.
The evolution of mankind as a whole within the hierarchy of the Spiritual Beings is a process of cosmic importance. HUGO S. BERGMAN The Hebrew University, Jerusalem, 1961 Translated by Stephen Michael Engel
The Philosophy of Spiritual Activity (1963): Introduction

Hugo S. Bergman

1.

In the history of recent Western philosophy, Rudolf Steiner appears as a unique personality because his whole philosophical work is not the result of a thinking effort, but is based on spiritual experiences. In the world of the East it goes without saying that a great thinker is at the same time a great initiate; in the West, however, it never before occurred that a whole philosophical system was based on immediate spiritual experience. For this reason Steiner had to face the greatest mistrust from the world of the “official” philosophers.

It was Eduard von Hartmann whose works Steiner carefully studied, who influenced his early writings, and to whom he dedicated his doctoral thesis, Truth and Knowledge, published in 1892; and that despite the wide difference in their views. Following Kant, Hartmann believed that true reality can never be grasped by means of our consciousness, and that the experiences of our consciousness are nothing but an unreal reflection of reality. In contrast, there was no doubt for Steiner that “the experiences of our consciousness can enter the true realities by means of strengthening of our soul forces, and that the divine spiritual principle manifests itself in man if he makes this manifestation possible by his soul life.” (See Steiner's autobiography, The Course of My Life.) The unconscious realities of the world which, according to Hartmann, are veiled forever from our knowledge, “can be brought to our consciousness again and again, by means of the efforts of our soul lives,” as Steiner expressed it in the book quoted above. We are by no means separated from the realities of the world forever, but only so long as we are perceiving by means of the senses exclusively. Actually, the world of the senses is spiritual. If by enhancing our soul life, we succeed in experiencing the ideas working in the world of the senses, then we are able to experience the world in its reality. Steiner calls his philosophical system, “concrete” or “objective idealism.”

From his early youth on, Steiner felt the kinship between this kind of idealism and Goethe's world conception. In contrast to almost all philosophers, his education was not a classical, but a technical one-as if this were a kind of presentiment of the world in which, and into which, Steiner wanted to work later. He graduated from the Institute of Technology in Vienna where he was strongly influenced by his personal connection with the famous Goethe researcher, Karl Julius Schröer. Upon Schröer's warm recommendation, Steiner was invited to edit, in 1884, the natural scientific writings of Goethe in the great Goethe edition of Kürschner's Nationalliteratur. Four years later he was invited to join the work at the Goethe Archives in Weimar. Here Steiner lived from 1889 to 1897.

As a fruit of this research work, his book, A Theory of Knowledge Implicit in Goethe's World Conception, Fundamental Outlines with Special Reference to Schiller, was published already as early as 1886. (Further editions appeared in 1924, 1936, 1949 and 1960 respectively.) Up to then, Goethe's scientific endeavors had been considered as mere poetic presentiments of the truth. It was Steiner who proved that all of Goethe's various individual discoveries and presentiments had their origin in a total view, and that this is what matters.

2.

Goethe's understanding of nature brought him in opposition to Kant. The problem here is the limitation of our knowledge. In this difference of views, Steiner in his interpretation of Goethe took the side of the latter, in opposition to Kant, and thus put himself in opposition to the Neo-Kantians, whose views were taught in all German universities at that time. Otto Liebmann who renewed Kantianism in the second half of the nineteenth century, had proclaimed that the human consciousness cannot be enhanced. The same line of thought was the foundation upon which Johannes Volkelt had based his thesis that the world known to man has to be separated sharply from the other world, that of the “things in themselves” which, as such, is unknown to man. Thus, the follower of Kant believed that man's knowledge is limited, and that man can never cross this limit; however, in his Philosophy of Spiritual Activity, Steiner makes the statement that with his thinking, man lives in the reality of the world as a spiritual world, and that the world of the senses is, in truth, a manifestation of the spiritual principle.

In this, Steiner was in full agreement with Goethe. Goethe had conceived the great idea of metamorphosis. According to the latter, the world is a manifestation of ideal forces in the world of the senses. All plants, for example, are nothing but materializations of the one, ideal archetypal plant. The archetypal plant is the fundamental design of all plants: the knot and the leaf. We have to think of this fundamental design as a living, working idea which cannot be seen by means of our sense organs but which manifests itself in the world of the senses. Whenever this fundamental design materializes physically, it varies in a manifold manner, and in accordance with any of these variations, the different plants are formed, following the living archetypal pattern. The archetypal plant is the Proteus who hides himself and manifests himself in all these various forms and whoever is able truly to imagine this archetypal plant, can somehow invent new plants which do not, or do not yet, exist in the world of the senses.

Time and again, Steiner pointed to a conversation between Goethe and Schiller which took place in the summer of 1794 during which Goethe claimed to look at nature in such a way that nature is to be thought of as “working and living, and having the tendency from the whole into the single parts.” In the course of this conversation, Goethe drew a sketch of the “archetypal plant” as a physical super-physical form according to which all existing plants are shaped. Schiller, the follower of Kant, answered that this “archetypal plant” is nothing more than an idea which man builds up in order to understand the particulars. Goethe did not agree with this. He said that in the spirit, he saw the whole in the same way as physically he saw the particulars; there was no fundamental difference between the spiritual and the physical view. To him both were parts of the reality. Whereupon Schiller answered, “This is not an experience; this is an idea.” To this Goethe replied, “I am very happy about this, that I do have ideas without my knowledge, and that I even see them with my very eyes.”

This conversation reveals two typical approaches to the problem of the relationship between a spiritual and a sense experience. Schiller, on the one hand, emphasizes the contrast: the two experiences can never be united. In Goethe's view, on the other hand, the idea and the sense perception complete each other, forming two means of knowledge by working together. Man has to let things speak to him in a twofold way: one part of their reality is given him without his cooperation, if only he opens his senses; the other part, however, can be grasped by him by means of his thinking only, and if he is blessed as was Goethe, he is able to see it with his very eyes. However, together the two parts form the complete whole of the object itself.

Schiller considers the ideal part as a subjective addition on the part of man. Though Kant had realized that we have to use the concept of the inner functionality if we really want to understand the various products of nature, and that we cannot grasp the reality without this concept, he still allotted it to the “reflective power of judgment” of man only; or, in other words, he considered this concept to be nothing but an invention of man, though an indispensable one. In contrast to this, the young Schelling in 1797, exclaimed, entirely following Goethe's ideas, “No longer is there any reason to be afraid of statements!” And consistently, he wanted nature explained from the side of the idea. And here are Goethe's words: “By looking at ever-creative nature, we become worthy of spiritually participating in her productions. Didn't I, first unconsciously, and only following an inner urge, time and again insist upon that archetypal, typical principle? I even succeeded in building up a description which follows the formative forces of nature; and nothing was able any longer to prevent me from courageously undergoing the adventure of the reason, as the Old Man from Konigsberg himself calls it.” But for Kant, the “Old Man from Konigsberg,” the postulation of an objectively existent idea still remained an “adventure of the reason.”

But how is man able to grasp this idea which, of its own nature is non-physical, yet working in the physical world of the senses? Goethe considered himself as possessing a power of judgment by looking at an object (an “anschauende Urteilskraft”); he says that the thinking itself must be metamorphosed, must be enhanced, in order to experience the idea of metamorphosis; a spiritual activity is needed, a dynamic thinking.

3.

By adopting Goethe's theory of knowledge, Steiner also answers the question as to what meaning man's activity of knowledge has in the cosmos. The positivistic thinkers consider knowledge nothing but a mere comprising of individual objects into groups; and these groups are for us, then, abstract concepts or names. Thinking as such serves economic purposes exclusively, but it will never create anything new, although the latter might be of great importance for man. In contrast to this, Steiner states that Science is by no means a mere repetition of what is presented to us by our senses, in some abbreviated form, but rather it adds to it something fundamentally new, something which can never be found in the mere perception, or in the experience. This fundamentally new principle, however, is by no means something of a subjective nature which, according to Kant, man projects on the given perception, or on nature, but rather the true essence of the world of the senses itself. The physical phenomena are riddles which the thinking solves; but what this thinking thus brings about, is the objective world itself. For the world is presented to us by two means: by sense perception and by spiritual knowledge. Both are parts of the objective world. According to Kant, the unity of the objects as it is expressed in concepts, is merely loaned to them by man's I; every connection, he says, originates in our “transcendental apperception.” Steiner, on the other hand, says that just the opposite is true: that objects have their ideal content within themselves. The objects, however, are not presented to our senses in their completeness. By thinking about the objects, we develop the ideas which are working in the specific objects, thus adding to the perception what has been missing from it. This missing, however, is not an objective fact but only the consequence of the fact that by means of our senses we perceive the world in a fragmentary manner only.

Consequentially, the idea is, and works objectively; however it is not presented to our sense organs but appears, in our own thinking, on the subjective stage of our consciousness. This is the reason why it seems to us to be subjective only. Man, by means of his thinking, reveals the ideal nucleus of the world. If it were supposed that man's spirit did not exist, the ideas as expressed in natural laws would be working, but they would not be expressed, not grasped as such. Thus, our intellect does not create order in the objective outer world, but restores the order and the unity of this objective world, which has been interfered with by its own means of understanding, subject to two ways of knowledge. This, however, entitles him to grasp the concept as such, thus adding to the already existing form of existence, a completely new form. (Here the question arises as to whether or not Peter Wust was influenced by Steiner when in the former's Dialektik des Geistes, Dialectic of the Spirit, page 293 in the original German edition, he expresses almost the same lines of thought.)

Human thinking frees the ideal pure form as such; thus, man becomes a creator. Without him, thinking would not exist.

4.

Steiner's Anthroposophy—with which we are not dealing here—differs from the “mystical” schools in the extremely high value it accords to thinking. This high evaluation of thinking originates here, in Steiner's philosophy: man has his right place in the cosmos as a thinking being.

Thinking, on the one hand, and perception, on the other, belong together; however, we experience them as separated. Perceptions are presented to us; facing them, we are merely passive; thoughts, again, have to be brought about by the effort of our soul forces. The world insofar as it is perceived, cannot solve any riddles; there, dreams and hallucinations are presented to us in exactly the same way as is the world of the senses. Thoughts, however, are completely familiar to us, and—fundamentally, at least—are transparent. If we wish to find relationships within the world of sense perception, we have to use our thinking forces.

However, what is added to the perception by our thinking is by no means of a merely subjective nature. For it is not we who “have” the thinking, but rather it is the thinking which “has” us. We cannot combine contents of thoughts arbitrarily, but we have to follow their laws. The thinking does not produce the thoughts; it merely receives them, as does the eye the light, and the ear the sound. The only difference is that the senses work automatically while we remain passive, while, insofar as thinking is concerned, we have to activate it ourselves. Perceptions are given to us; concepts we ourselves have to work out.

Let us imagine a spirit to whom the concept is given together with the perception; such a spirit would never achieve the idea that the concept is not an integral part of the subject, but something of a “subjective” nature. Steiner suggests that in earlier times, as a matter of fact, all mankind experienced things in this way.

Therefore it is not the fault of the objects that we first confront them without the corresponding concepts, but of our own spiritual-physical organization. The abyss between perception and concept opens only at the moment when I, the perceiving subject, confront the objects. To explain the object by means of thinking means nothing other than to restore the connection which man's organization has broken up. It is up to man to gain knowledge. The objects themselves require no explanation. We are the ones who ask questions because we face the cleavage between perception and concept.

In this way Steiner has succeeded in building up a truly objective idealism, from Kant back to Plato, or forward to Schelling. What is new in Kant's philosophy—his idealism in contrast to dogmatism—remains in Steiner's world conception. Steiner, however, refuses to accept the subjective nature of this idealism, and with it, the disastrous division of the world into that of human experience and that of the objects in themselves. For Steiner, thinking is neither a mere subjective activity nor a shadowy imitation of the perception, but an independent spiritual reality.

5.

By considering from the outset the nature of the transcendental principle to be conceptual-spiritual, Steiner rejects the dogma of the modern theory of knowledge since Kant: that man is never able to grasp reality. In the thinking process, he himself participates in the transcendental order of laws of the objects. What here leads us constantly in the wrong direction is the fact that we think our I to be somewhere within our physical organization, and that impressions are given to it by the “outside.” The truth however is that our I is living within the order of laws of the objects themselves; but this life of the I in the region of the transcendental principle is not consciously experienced by man. It is rather his physical organization by which he experiences himself.

Steiner frequently uses the example of a mirror which reflects outer events; and this “mirror” is our physical body. The activity of the body represents the living mirror which reflects the life of the I, which in turn is of a transcendental nature. Thus the human I is able to enter the transcendental principle without “forgetting” itself. But the content of our ordinary, empiric, every-day consciousness is to what our I experiences in reality, as the reflection of the mirror is to the original.

This difference between our true life and that which is only “mirrored,” enables Steiner to settle the conflict between natural science tending toward materialism, and spiritual research presupposing the spiritual principle. Natural science studies nothing but the “mirrored reflection” of the reality which is bound to the brain; this “reflection,” of course, depends on the “mirror,” or in other words, on our nervous system. Man's illusion—though necessary for his every-day life—of thinking of his I as an entity living within his physical organization, is relatively justified here. However, the true innermost being of man will never be found within this physical organization, but rather in the transcendental field.

Thus man has to be considered as a being who, on the one hand is living in the spiritual world itself, and on the other, is receiving its experiences “mirrored” by its physical organization. The world of the senses is, in reality, a spiritual world, but it does not appear to us as such.

The training indicated by Steiner in his various anthroposophical books seeks to stimulate man's soul development to the point where he is able to experience this spiritual world consciously; and this training consists of laborious spiritual exercises which require, above all, a great deal of patience and perseverance.

For those of us who are not—or are not yet—in the position to come to spiritual experiences, Rudolf Steiner's philosophy will still be a highly important contribution toward man's understanding of himself and of the world in which he lives—even though this philosophy can be used only to guide the student on his own right way. However, this whole philosophy is by no means meant to be a mere theoretical line of thought; rather does it find its true completion in the realms of its practical effects. Steiner had good reasons for giving his book—in the original German at least—the title, Die Philosophie der Freiheit, that is, literally, The Philosophy of Freedom, and he poses the question: When is an action free? And he answers this question by stating that it is free when it has its origin in pure thinking. At first glance, Steiner's philosophy of ethics may appear intellectualistic. As in the theory of cognition we have to differentiate between subjective perception on the one hand and the objective concept on the other, in the same way, in the realm of ethics we have to differentiate between motives which originate in the perception and those having their origin in pure thinking. In the first instance we cannot call the deed a free one, since this kind of action is prompted by our surroundings, by our feelings and our will, as well as by our personal nature. None of these is truly free. Only the action motivated by our thinking is truly free. For this kind of action is objective; it is not in the least connected with our I; the world of thinking is common to all of us.

Spinoza, the great Dutch philosopher of the 17th century, objected to the doctrine that man's actions are free by saying that if a stone thrown by someone were endowed with consciousness, it would also make the statement that it flies “freely.” To this Steiner replied that it is not the consciousness as such that builds up in people's minds the belief that they are free; rather it is the fact that man is capable of comprehending the rationality of his motives—provided they are rational. Only that action can be called free which has been determined by the rationality of its ideas.

But how does man materialize his rational motives? The answer is, By means of his moral imagination, which enables him to obtain his motives from the world of ideas. The unfree man is determined passively by the motives of his surroundings which also include his innate nature. The free man, on the other hand, acts according to his moral intuition which, though his own, nevertheless lifts him from the level of his limited I to the objective world of thinking.

Now the problem arises, How can objective morality be united with personal initiative? Steiner strongly rejects Kant's ethics which claim his “categorical imperative” to be a general law which extinguishes the personality. He claims just the opposite, namely a purely individual ethic, expressing it thus: “I do not ask anybody, no man and no law; I perform my action according to the idea which guides me. In so doing, my action is my own, and not the execution of the will of an authority. The urging of my desires means nothing to me, nor does that of moral laws; I want simply to do what seems right to me.” In strict opposition to Kant, any action dictated by a general law appears to him as unfree, heteronomous, while only those actions are autonomous which originate in a law given by man's own self. In a letter dated December 5, 1893, addressed to John Henry Mackay, the follower of Max Stirner, Steiner expressly laid stress on the full agreement of his own philosophy of ethics with that of Stirner, presented in the latter's book, Der Einzige und sein Eigentum, The Individual and His Property.

The moral imagination must, out of necessity, be individual. This is the point which counts. However, here we find no opposition between individuality and the general law; we all share in the world of thinking, we all live in one spiritual world. Thus, despite the fact that every single human being draws from his own personal world of ideas, there cannot be any conflict. People are living together, not there is one spiritual cosmos, common to all. This is one of the most important aspects of the picture of Man. For the idea of man is that of a free being. However, we are still rather far from this goal, which belongs to the future. Man's evolution toward this highest goal is far from completed; Man has not yet become a reality. There is something very special in relation to the idea of Man: while all other ideas have materialized, have become one with their perception, as we have seen above, that of Man is still waiting for its materialization, its incorporation. It is Man alone who is able to complete this. While nature performs the task of completion in the case of the plant and animal, so far as Man is concerned nature can do no more than pave the way toward this completion. But it is only and exclusively Man himself who is able to take the last and the decisive step. Books have been written on the question whether or not Man is free, but the manner of asking the question is wrong, for it can never be answered objectively-theoretically. The answer is given by a process of self-liberation.

Rudolf Steiner enthusiastically follows the theory of evolution as it was developed by Darwin and Haeckel. However, he goes far beyond its mere biological aspect. The moral life of man is the continuation of his biological development. Creating new moral ideas out of our “moral imagination”—as, for instance, Gandhi's “non-violence,” or Albert Schweitzer's “reverence for life”—is a “jump” in evolution comparable to the “jump” which creates a new species in the plant or animal kingdom. In a letter dated August 26, 1902, addressed to Wilhelm Hübbe-Schleiden, Steiner wrote, “Nature achieves the most important moments in evolution every time she makes her typical jumps.”

The evolution of mankind as a whole within the hierarchy of the Spiritual Beings is a process of cosmic importance.

HUGO S. BERGMAN
The Hebrew University,
Jerusalem, 1961

Translated by Stephen Michael Engel

190. Art As A Bridge Between The Sensible And The Supersensible30 Mar 1919, Dornach
Tr. Peter Stebbing

Rudolf Steiner
We have often had to indicate the profound chasm existing in our time between the leading classes and social ranks and the proletarian masses. In the course of recent historical developments, the leading classes and social ranks have allied themselves with certain interest groups and have neglected to cultivate a generally human understanding.
This “religion” signifies extraordinarily little as compared with the connection the human being needs and ought to seek, between the sense world in which he lives between birth and death, and the supersensible world.
The utmost extremes border on each other: empty words and blather such as “astral body”, ”ether body” and so on, behind which there is often nothing at all but words and pure naturalistic materialism.
190. Art As A Bridge Between The Sensible And The Supersensible30 Mar 1919, Dornach
Tr. Peter Stebbing

Rudolf Steiner

Translated by Peter Stebbing

What is called the social question asserts itself in the most decisive manner in our time, as a historic challenge. However, at the same time, it has to be said: Our present age is little prepared to approach the social question in its true form with active comprehension. On this point one has only to avoid yielding to illusions. We have often had to indicate the profound chasm existing in our time between the leading classes and social ranks and the proletarian masses. In the course of recent historical developments, the leading classes and social ranks have allied themselves with certain interest groups and have neglected to cultivate a generally human understanding. The proletarian masses have increasingly had to regard themselves as excluded by virtue of their entire life situation from what the leading classes have essentially concocted for themselves. As regards the division into classes, the situation in ancient Greece, for example, could be said to have been still more unfavorable. At that time there was the large number of slaves who not only partially, with regard to their capacity for work, but with respect to their entire humanity, were viewed as a commodity to be bought and sold on the open market. Yet it would be wrong even so to see it as a matter of looking at this alone. Well into modern times a sharp class distinction and class division has certainly persisted, though it has existed more in terms of the external aspects of life, as expressed in one's social status.

More recently—and precisely this is of significance—a kind of cultural commonality closely connected to the egoistic interests of these leading classes has spread far and wide—in which the great proletarian masses are unable to participate. One need really only consider how little the cultural life of earlier ages assumed this direction. In ancient times there were single individuals to be sure, Mystery leaders, students of the Mysteries imbued with the higher elements of spiritual life, but this spiritual life did not take the form it does today—such that the human being undergoes a bourgeois education, donning superior civic garb as compared to the worker's overalls, while relegating the worker to only a proletarian education. One need but think of how Christianity endeavored for centuries to imbue humanity with a common spiritual life, aiming to represent all human beings as equal before God. In the same way, if you look back for that matter to the cultural life of the ancient Hebrews, there were of course the scribes and Pharisees, single communities that stood out, that were in possession of a certain spiritual life, but what they gave out of this spiritual life, they gave in the same way to all classes of people. Class division concerned other matters than cultural life itself. And it should not be forgotten that throughout the Middle Ages the content of spiritual life lay in something quite different than it does today. The content of spiritual life in the Middle Ages resided in the images to be found in the church, where everyone could see them, where the highest nobility could see them, where the last of the poor could see them. Spiritual life united people from above and below.

Then came more recent times that essentially replaced the old pictorial element with what is literary. Ever less understanding showed itself for the pictorial, for what is of an imaginative nature. More and more, people sought educational development by means of literature, by means of the written and printed word. And this written and printed word increasingly took on the form that made it possible to a certain extent that, alongside the proletarian, universally-human feeling, an upper stratum emerged in education. This soul-duality in social life has manifested itself ever more in recent times and has laid the basis, more than anything else, for the profound social chasm that now has such frightful consequences.

In addition, it transpired that in this fifth post-Atlantean time-period involving the development of the consciousness soul, human beings became more and more egoistic. In a sense, a pinnacle had to be attained in evolving the human personality. By virtue of this development of the human personality, human beings became less and less capable of understanding each other in reality, of entering into each other. We have finally arrived in this present age at the point where it has become almost impossible for one person to be convinced of another. On that account, spreading ideas is so easily sought on the path of violence. How often have I not emphasized here and elsewhere in our Society, that nowadays, on the basis of no prerequisites of any kind, everyone actually has his standpoint. Today someone can be a presumptuous young whippersnapper and still have his standpoint with regard to even the most mature way of thinking. The feeling that a point of view for judging life is to be won by way of maturation, by way of extended experience, this sense has reached the point of disappearing altogether. Entering into the other person, becoming convinced of what lives in the soul of the other person—this has retreated more and more. Hence people understand each other so little—indeed to an ever-diminishing extent.

Further, in the course of the last centuries human beings have turned away more and more from spirituality. I recently emphasized here once again that one should not deceive oneself in that people still go to church, maintaining they have religion. This “religion” signifies extraordinarily little as compared with the connection the human being needs and ought to seek, between the sense world in which he lives between birth and death, and the supersensible world. The greater part of what people claim for themselves today as religious content is after all nothing more than a living in words, a living in language. And having stressed yesterday and the day-before-yesterday, how abstract this life in language has become, it need not surprise us that religious life, expressing itself for the most part for people in language, has become abstract and hence materialistic. For, everything abstract leads human beings continuously to what is materialistic. And the question that should in fact imbue us inwardly and resonate throughout our entire life: “What is the human being in reality?” is one that points to something barely approached by the average person today. I ask you to consider, after all, that in order to answer the question, “What is the human being?” one needs, in a devoted manner, to enter into the whole world; for the human being is a microcosm, a little world, and only becomes comprehensible if conceived of as born out of the entire world. Understanding the human being presupposes understanding the world. Yet, how little is a real understanding of the world actually sought (and hence a real understanding of the human being) in a natural scientific age that enters purely into what is external. If nowadays such considerations are deemed to have nothing to do with understanding the social question, it nonetheless remains true that everything I have set forth here is intimately connected with understanding the social question. This will only gradually be acknowledged once again in reaching the point of wanting to enter lovingly into what is spiritual. Today, the intention is solely to solve the social question on the basis of externalities. It will only really be solved, however, in seeing spiritual experience as the basis of all human striving, feeling and willing—in being able to pose the question once again: How can a true relationship be established between the world in which the human being lives between birth and death, and the world in which he lives between death and a new birth?

You will already be more or less familiar with the “Group Statue” which is to depict the trinity for the worldview of the future: “The Representative of Humanity between Lucifer and Ahriman.” You may have become aware that the attempt is to depict this Representative of Humanity in a way that otherwise corresponds only to the human countenance with its features. The human countenance with its features is an expression of the soul-life. With respect to the human being, we speak of physiognomy, of certain external gestures, and we recognize this mobility expressing itself in physiognomy and gesture as being connected to the soul life. In the Representative of Humanity of our group statue the aim was not only to portray the countenance in so far as it assumes a physiognomic expression in the human being between birth and death. The further attempt was, as it were, to portray the human being as a whole according to the principle by which nature builds up the human countenance—making every formation, every limb, so to speak, an extension of the countenance. Why something like this? Because in our time the endeavor has to take hold once more of calling forth a common understanding between beings that live only as soul-spiritual beings, and beings that live here on the earth in human physical bodies. Let us remind ourselves as before, of what the dead learn of our language—what they perceive, in so far as they perceive anything of our earth.

On the earth we first of all have the mineral kingdom. We have this mineral kingdom to a certain extent in the form of crystals, and we have broken-up, amorphous minerals as they are called. Basically, of the earth element the dead see only crystal forms and those of the earth's formations that result in regular figures, seeing them as empty voids. You can read about these things in my Theosophy. Of the plants the dead do not see in the first place the forms we see with our eyes. It is actually rather difficult to point to what the dead see of the plant world. For them, the whole of the earth's plant world is like a vast body, but they do not see the green plant forms that we see, only a certain movement, the growth process of the plants. They see precisely what escapes the human being. They see the earth as a great unified organism and the “hair” so to speak, growing spiritually out of the earth—for the plants are spiritualized. Again, of the animal world—I am referring to the outer sensible forms—the dead see only the running of the animals over the earth, not the individual forms of the animals, but their spatial alteration.

And, in as much as they can be accounted physical forms, what do the dead see of human beings? Well, the dead see nothing at all of human beings, with the exception of just a few parts. They perceive the soul, the spiritual, but the outer form not at all. Thus if we were to form the Representative of Humanity as a human figure appears on the earth, this figure would be quite imperceptible for the dead, as also for the Angeloi and Archangeloi. For all beings no longer possessing a body in which there are physical eyes, the human figure, portrayed purely according to its physical form is something invisible, something imperceptible. And only if you begin to express the soul element in the form, so that the external form does not correspond to the human form naturalistically in the here and now, only then do the dead begin to see the form. If you look at a normal, symmetrical face—as faces generally are not, but how people see them—of such a so-called work of art the dead see nothing at all. Our sculptural figure could only be made visible also for supersensible beings in being asymmetrical, in especially emphasizing asymmetry, that is, in containing something of a soul nature that otherwise does not come to expression naturalistically in the external form.

But call to mind how art has become increasingly naturalistic in recent times. Perhaps I already related that I once knew a young person, a sculptor, who had even acquired a name for himself in his native country, who said—we were talking about artistic monuments—to my horror: “Well, the finest rendering of a human being would result from copying every detail of the person precisely, in stone or in bronze, or in some other material.” I replied, “That would be as far removed as it possibly could be from a work of art!” For in reality, a work of art should have nothing in common with such a mere reproduction. It should be anything but like the original. He could not understand that. A “casting” actually counted for him as the most perfect work of sculpture. But it could be said, much of recent art is formed on the basis of this way of thinking, as well as prevailing opinions on art. Whence, ultimately, is any other opinion on art to be derived? After all, on seeing a statue in marble or bronze or in another material, people have to experience something or other! And if they have no relation at all to a spiritual world, they can hardly come to any other judgment than in asking themselves, “Is that in accordance with nature, is there something like that in nature?” And if someone finds that nothing of the sort exists in nature, he then considers what art portrays as having no justification.

But, my dear friends, let us remind ourselves again and again, that it is actually quite absurd to replicate life naturalistically! To write dramas in the manner of Gerhart Hauptmann (1862-1946) is ridiculous, since that can self-evidently, be done better in real life. In this respect, we cannot keep up with nature, after all. Whatever is gained from the spiritual world, on the other hand, is a valuable addition to nature. It represents something new placed into this world. But recent times have turned ever more to naturalism, amounting to materialism on a historical level.1

All this stems from human beings turning away from spiritual life. A sound return to spiritual life is only possible in conceiving the relation of the sensible to the supersensible in concrete terms, such as we have now attempted to do in various fields, making clear to ourselves what the dead hears of speech and sees in the way of forms that exist for the earthly human being. If we make concretely clear to ourselves, in detail, what the relationships are for the sensible and supersensible, in the same way we do for something on the physical plane, then only do we gain a real idea of the connection between the sensible and supersensible! The emerging materialistic naturalism of recent times that has taken hold of people ever more forcefully since the 15th 16th century has killed the sense for this connection of the sensible and supersensible. Finally, natural science lets nothing count as valid other than sensible reality. In this manner, human beings have torn themselves away from a true, living, feeling-connection with the spiritual world.

In separate branches of civilization in the 18th century this took yet another turn. Within French culture, among the Encyclopedists (1751-80),2 materialism yielded its ingenious results. This spread far and wide. And finally there came what leads most of all away from the spiritual world: the life in theosophical abstractions! This life in theosophical abstractions limits itself to saying, the human being consists of physical body, ether body, astral body and so on; the human being has a karma, the human being lives in repeated earth lives. It wants to teach these abstractions as something grandiose, while remaining stuck in words, leading in the end to the extreme arrogance prevalent in many theosophical societies. There one remains completely in words, in externalities. Only in passing over to questions such as, “What do the dead hear of what we say? What do the dead see of what we have here in our surroundings?”, only in proceeding to such concrete ideas do real thoughts reveal themselves concerning the spiritual world. The utmost extremes border on each other: empty words and blather such as “astral body”, ”ether body” and so on, behind which there is often nothing at all but words and pure naturalistic materialism.

It is absolutely necessary to acquire a feeling for these things, a feeling such that one demands to hear in concrete terms about the relationship of the physical and supra-physical world. And only in permeating ourselves with such definite ideas of the connection between the physical and the supra-physical world can we return once again to what in a different manner human beings of older epochs possessed—return, that is, to more wide-ranging world-interests. We can ask, why has so much misfortune broken out over the world? Well, the ultimate reason is that people's interests have become so narrow as to barely transcend the most everyday matters. Naturally, if the human being ceases to interest himself in the stars, he then begins to interest himself in kaffeeklatsch. If the human being ceases to survey the relation of the higher hierarchies in his own thoughts, the inclination arises in him to waste time in ordinary dilly-dallying. It is only necessary to look at what interests have occupied the leading circles of humanity over the last centuries. One need only take account of what these people do from morning to evening! And if one does so with comprehension, one will not be surprised that such a debacle has befallen humanity. Nowadays people are glad if they can gain a rough idea of something in just a few words! They are pleased if they can encompass this or that without any effort.

The historical development of humanity speaks in clear terms of the various possibilities for viewing things. There are countless examples in this respect. In recent years, for instance, German culture has frequently been reproached for having a Hegel3 with his theory of the state, i.e., for Hegel having said, the state in the end is something like a kind of god on earth. But it should be remembered that German culture had not only Hegel, but Stirner,4 not separated by many years at all from Hegel. While for Hegel the state was something like an ever-changing earth-god, for Stirner the state was worthless trash, something to be negated. The two lived in close proximity to each other. One can hardly imagine two greater extremes arising from the same cultural life. If one then wants to portray such a cultural life, then one has to do so as I did in my Riddles of Philosophy, for example, where the one thinker is accorded the same weight as the other. On first reading about Hegel, you might be led to believe I adhered to Hegel's viewpoint. Then, in reading about Stirner, you might assume I adhered to Stirner's viewpoint. With that, nothing else is implied than that we should train ourselves to acquire understanding for the many-sidedness of human beings, and gain inner tolerance. It should interest us, what is conceived by another soul quite differently than what we ourselves have thought. For we should have the feeling, this other thought complements our own.

Let us say there are a number of people, ten individuals (a sketch was made), I am one of them, the other nine are there. I now say to myself, I think about certain matters in one way, the second person in another way, the third again differently, and so on, all varying in some degree. All are right, none are right. If we sense the approximate arithmetical middle of all this, if in this context we feel able to take up everything with the same love, irrespective of whether we say it, or others say it, learning to feel ourselves within the totality, then we join in hastening toward the purpose that exists for the human beings of the future. We must strive for this “hastening.” We must strive for it simply in order to gain a feeling for true social life. We must learn to feel ourselves standing within what is comprised by the genius of language, by what is comprised by the life of rights, by the rights-genius. We must learn to stand within what is encompassed by the mutually shared economic genius. Only this living feeling of being within a totality that has to be consciously acquired in the age of the consciousness-soul—only this propels the human being toward humanity's future destination. However, we cannot attain this approach to the human being's future destination in any other way than by extending our interests ever further, in other words, in learning to overcome ourselves more and more. Yes, my dear friends, in taking counsel with oneself quite honestly, one will after all find in the end, that actually what is of least interest in the whole world is what one is able to think and feel about oneself within the narrow confines of the “I.” Indeed, in our age many people occupy their thoughts and feelings to a great extent within the most immediate boundaries of their “I.” Hence their life is so boring and hence they are so dissatisfied with life. We never become interesting in always only circling around this midpoint. In contrast to this, if we look out, always focusing on how the external world shines toward us, if we expand our interests ever farther, then our “I” becomes interesting by virtue of giving us a standpoint for observing the world. Then our “I” becomes significant through the fact that, just from this point of the “I,” only we are capable of seeing the world, as no other person can. Another person sees it from a different standpoint.

However, if we remain within ourselves, circling continuously around our own self, we contemplate in fact only what we have in common with all other people. And then, in the end every other person loses interest for us—and ultimately the whole world actually loses interest for us. A widening of interest is above all what is striven for by means of spiritual science. However, in order to experience this widening of interest it is necessary for us to educate ourselves to become receptive for what approaches us from outside, so that we really can take up something new. People do not reject spiritual science because it is difficult—it is not actually difficult—they repudiate it for the reason that it does not roll on in the well-worn trains of thought they are used to, since it requires them to engage in new trains of thought. People reject everything that calls for new trains of thought. One can encounter quite peculiar things in this respect. The content of the Aufruf5 which will be known to you, as also various things on the social question contained in the paper that is to appear in a few days' time, I communicated to certain personalities during the last horrifying years. It would really have been a question of these people learning from bitter experience to act of themselves as necessity demanded. In speaking to one or another individual of the need for cultural life to be placed on an independent footing, and not continue to be combined with the state and economic spheres, people listened. On many such occasions, it initially appeared as though they exerted themselves to arrive at a thought in this connection. In one's presence, while speaking, people are polite and do not conduct themselves as when they are only supposed to read something. Having thus given the matter a thought, the gesture of politeness (which has no truth to it) is over—and then the “thought machine” shuts off again, and one heard the same thing every time, “Oh yes, the separation of church and school is comprehensible!” That was the only thing they had actually heard, the one thing that has been said over and over again in one way or another for generations—well-worn trains of thought. The rest dissolves like sound and smoke.

Here we touch on things that need to change in our time. We should cultivate the devoted attitude that leads to receptivity for revelations that, as I mentioned here a while ago, would reveal themselves in our time to human beings from the spiritual world. How often, of late, one heard the words, “Simple, everything has to be simple!” The most sensible, the brightest people could be heard quoting Goethe, saying for instance, “The all-comprehending One, does He not comprehend you, me, Himself?” “A name is sound and smoke, feeling is everything”—and so on. It was all supposed to be very profound. But Goethe wrote this as Faust's instruction to a sixteen-year-old girl. That was forgotten! What was well suited to the heartstrings of the naive Gretchen became profound philosophical wisdom! People do not notice such things. But it is easier, self-evidently, to understand what is appropriate for the sixteen-year-old Gretchen, than what is not appropriate for a sixteen-year-old Gretchen, but for mature human beings. In our time, people should take account of such aberrations and break with all too many inherited notions. Reverberating through modern culture there has also been what contains seeds for the future. A while ago I quoted here a saying ofFichte, “The human being can accomplish what he should accomplish; and if he says, he cannot, he does not want to.” This is a most important saying, one the modern human being needs above all as a guideline. This is because the modern human being is not permitted to be a layabout, saying in regard to certain things, “I can't do that.” It lies in the nature of the modern human being that he can do far more than he often supposes, and that “genius” has to be for him more and more a result of diligence. However, one has to be capable of gaining belief in this diligence for oneself. As far as possible one has to rid oneself of every thought that one would be unable to do whatever it is one ought to do. It should constantly be kept in mind just how easy it is to claim that one would be incapable of doing something, merely because making the attempt would be uncongenial. And the more the modern human being makes this an everyday rule, the more will he attain the mood of the soul-spiritual. In more people than you might think, this mood will call forth the inner experience of what anthroposophically oriented spiritual science wants to say. What anthroposophical spiritual science wants to say is available, my dear friends, at least in regard to certain elementary matters. It is available for the human soul. One need only summon the courage to have it. In developing the corresponding mood, the social understanding and the social interest will develop. For when do we have no social understanding? We have no social understanding only when we have no interests that transcend our immediate concerns. Social understanding awakens at once when we take an interest in what lies beyond our immediate circle; albeit really and truly! Taking these things into consideration is quite especially necessary in the age of the evolving consciousness soul. It is necessary for the reason that in the age of the consciousness soul the cosmic powers point the human being to the “I”. Hence, the human being has to be all the more vigilant in transcending the “I”! Since so many antisocial forces rise up from the depths of the human soul today, the social element has to be consciously cultivated that we send down once again into subconscious depths. Most people today do not really know what to do with themselves. But that comes from only wanting to occupy oneself with one's one concerns. The moment we do not merely occupy ourselves with personal matters, but enter into a feeling relation to the whole world, then we begin to do what is right for ourselves.

These things are closely allied to understanding the social question. In many respects the social question is a soul question. But only someone standing within anthroposophical spiritual science will know to sense it rightly as a soul question. That is what I wanted to say to you today.

  • 1. It should perhaps be noted that, in her recollections, Margarita Woloschin reports, “Once, after visiting an exhibition of modern art, Dr. Steiner said, ‘Non-representational painting is a protest against naturalism, but strictly speaking it is absurd.’—Trans.
  • 2. identified with the rationalism of the Enlightenment
  • 3. Georg Wilhelm Friedrich Hegel, 1770-1831
  • 4. Max Stirner, 1806-56
  • 5. The March 1919 “Appeal to the German People and the Cultural World” contained in GA 23 and GA 189
238. Karmic Relationships IV: Lecture VII18 Sep 1924, Dornach
Tr. George Adams, Dorothy S. Osmond, Charles Davy

Rudolf Steiner
Our own souls are the real essence, and everything else is in reality more or less a semblance, a remnant, a waste product, or the like. The only true description of the Earth would be to describe it as the colony of the souls of man in cosmic space. Thus are all the stars colonies of spiritual Beings in cosmic space, colonies which we can learn to know as such. And having passed through the gate of death, our own soul lives and moves among these starry colonies.
Klingsor puts Wolfram to the test, and succeeds indeed, with the help of the spiritual being, in proving that Wolfram (though indeed he has a star-less Christianity, a Christianity that no longer reckons with the cosmos) is quite unlearned in all cosmic wisdom.
238. Karmic Relationships IV: Lecture VII18 Sep 1924, Dornach
Tr. George Adams, Dorothy S. Osmond, Charles Davy

Rudolf Steiner

In the lectures to-day and tomorrow I wish to give certain indications which will throw light, not only on the working of karma, but on the wider importance of karmic knowledge for our general knowledge of the history of evolution, especially in the domain of the spiritual life. We cannot understand the real working of karma if we merely consider the successive earthly lives of any one individuality. Certain it is that within this earthly life, being strongly impressed by the earthly career and history of one man or another, or maybe even of ourselves, we are most keen to know: How do the results of former earthly lives reach over into a later one? But the ways of the working of karma would never become clear to us if we stopped short at the earthly lives themselves. For between one earthly life and another man spends the life between death and a new birth, and it is there that karma is elaborated from what has happened in a former earthly life. There it is elaborated in co-operation with other karmically connected human souls who are also in their life between death and a new birth, and with the Spirits of higher and lower Hierarchies. And this elaboration of karma can only be understood if we can look to the world of stars beyond the earth. For we know that the realm of the stars as it appears to physical sight, reveals only its external aspect.

Again and again we must repeat that the physicist would be in the highest degree astonished if he arrived at the places of the stars which he observes through his telescope, whose constitution and substances he analyses with his spectroscope. The physicist, if he were to go to the places where the stars are, would be astonished to see something totally different from what he would expect. For what the star shows to earthly observation is in reality only an outward semblance, comparatively unessential to its own true being. What the star really contains is of a spiritual nature, or, if physical it appears as the remnant, so to say, of something spiritual.

We can best explain this in the following way. Imagine that an inhabitant of some other star were to observe the Earth in the way our astronomers and astro-physicists observe other stars. He would describe a luminous disc shining far out into the cosmos. On it he would find perhaps darker and lighter spots which he would somehow interpret. Probably the interpretation would altogether disagree with what we who inhabit the globe know amongst ourselves. Or perhaps, if Vesuvius were erupting and such a being could observe it, he would theorise that a comet was colliding with the Earth, and so forth. At any rate, what such a being described would have very little to do with the real essence of our Earth.

For what is the essence of our Earth? You must remember that this Earth has proceeded from the Saturn-existence as I described it in my Occult Science. In Saturn there was as yet no air, no gas, no liquid, no solid earth-constituent. There were only varied differentiations of warmth. But in those warmth-conditions, everything that afterwards became the mineral, plant and animal, and human kingdoms was contained germinally. We human beings, too, were in the warmth of ancient Saturn.

Then evolution went forward. Out of the warmth, air was precipitated, water was precipitated, and at length the solid element. All these are remnants, precipitated, cast out by humanity in order that it might attain its further evolution. The whole solid mineral world belongs to us. It is but a relic that has remained behind. So, too, the watery and airy elements. Thus the real essence of our Earth is not what we have in the kingdoms of Nature, and not even what we carry in our bones and muscles (for these too are composed of what we have thus cast out and afterwards absorbed again). Our own souls are the real essence, and everything else is in reality more or less a semblance, a remnant, a waste product, or the like.

The only true description of the Earth would be to describe it as the colony of the souls of man in cosmic space.

Thus are all the stars colonies of spiritual Beings in cosmic space, colonies which we can learn to know as such. And having passed through the gate of death, our own soul lives and moves among these starry colonies. It goes on its further journey, evolving towards a new birth in community with other human souls that are there, and with the Beings of higher or even of lower Hierarchies. And when a man's karma is elaborated and he is ripe to take on an earthly body once again, his soul starts on the returning journey.

To understand karma, therefore, we must return once more to a wisdom of the stars. We must discover spiritually the paths of man between death and a new birth in connection with the Beings of the stars.

Now until the beginning of the age of Michael there have been the greatest difficulties for the men of modern time to approach a real wisdom of the stars. And Anthroposophy, having nevertheless found its way to such a wisdom, must be deeply thankful for the fact that the dominion of Michael really did enter the life of Earth-humanity with the last third of the 19th century. For among many things that we owe to the dominion of Michael there is this too: we have gained once more unhindered access to discover what must be investigated in the worlds of the stars if we would understand karma and the forming of karma in the sphere of humanity.

To introduce you gradually into the extremely difficult questions that arise in the investigation of karma, I will give you an example to-day. It will show you by an illustration how much must be achieved before we can speak of the working of karma as we are doing in these lectures.

It is true enough, is it not, that if we were to speak popularly or in public of the content of these lectures nowadays, these things which are truly an outcome of exact research would be treated as an absurdity. Nevertheless it is a most exact research and you must make yourselves acquainted with all the responsibilities of which one becomes aware in the course of it. You must learn to know all the obstacles and difficulties one meets in such research—the thorny hedges, as it were, which one must pass. For all these things are necessary in order that at length a number of human beings, united karmically in the community of Michael, can learn to know the things of karma. You must know that these are questions of the most earnest spiritual research, far removed from what is imagined by the layman who stands outside this Anthroposophical Movement.

Most of you will remember a character who occurs again and again in my Mystery Plays—the character of Strader. I have already to some extent spoken of these things. The character of Strader is partly drawn from life, in so far as that is possible in a poetic work. I had a kind of pattern for the personality of Strader. It was a man who lived through the developments of the last third of the 19th century and came to a kind of rationalistic Christianity. After an extremely difficult period of youth (as is suggested in the description of Strader) this man became a Capuchin monk, but he could not bear it in the Church, and at length became a professor.

Having been driven from theology into philosophy, he wrote and spoke with great enthusiasm of Lessing's “free-thinking religion” if one may so describe it. Having come into an inner conflict with official Christianity, he then wanted to found a sort of rationalistic Christianity on a basis of reason and in a quite conscious way. The soul-conflicts of Strader as described in my Mystery Plays did indeed take place in the real life of this man, though of course with certain variations.

Now you know that in the last Mystery Play, Strader dies. I myself, if I now look back and see how I wove the character of Strader into the plot of the four Mystery Plays, must see that though there was no external difficulty in letting him live on just like the other characters, he dies out of an inner necessity at a certain moment. One may well feel his death as a surprise when reading through the plays. But I had the strong inner feeling that I could no longer continue the character of Strader in the plays.

Why was it so? You see, in the meantime the original, the model, if I may call him so, had died. Now having based the character of Strader on him, you may well imagine how deeply interested I was in the original, in his further course of evolution. He continued to interest me when he had passed through the gate of death.

Now it is a peculiar thing when we wish to follow the life of a human being clairvoyantly through the time directly after death, through the period that lasts about a third of the physical life on earth. The earthly life, as we know, is in a certain way gone through again backward, at a threefold speed. Now what is the human being really experiencing in these decades that immediately follow his earthly life?

Imagine a human life here upon earth. We know how it falls into day and night—alternating conditions of waking and sleeping. Already in the periods of sleep man experiences reminiscences of the day-waking life pictorially, but he is not conscious. Ordinarily when we look back upon our life we remember only the day-waking states. Nor do we bear in mind what the chain of memories is really like, for in reality we should say: I remember that day from morning till evening, then there is a break, then again from morning till evening, then again a break and so on. But, as the nights are an empty void in our memory, we draw the line continuously through and thus falsify the chain of memory by placing one day directly after another. After death it is different, for then we must live with intense reality through all the experiences that were present in the nights of our life, comprising about a third of the length of our life. We live through it backwards. Now this is the peculiar thing—we have, as you know, a certain sense of reality, a certain feeling of real existence with regard to the things we meet with here in the physical world. If we had not this sense of reality we could consider as a dream all the things we meet with, even in the daytime. Thus we undoubtedly have a sense of the reality of things. We know that they are real; they hit us if we knock against them; they send us light and sound. In short, there are many things that give us our sense of reality here in this earthly life between birth and death.

Now all that we have here on earth as feeling of reality, all that we should describe as the reality—the real existence—of human beings whom we meet here, is in its intensity like the reality of a dream compared to the immensely strong reality which we experience in the decades immediately after death and which the clairvoyant observer can experience with us. For there, everything seems to us more real. The earthly life seems like a dream. It is as though the soul were only then awakening into the real intensity of life.—That is the peculiar thing.

Now as I followed the image of Strader (or of his counterpart) after his passage through the gate of death, the real individuality living after death naturally interested me far more than the reminiscence of his earthly life. For the earthly seems like a dream compared to what emerges after death. Faced with the strong impressions of the dead I could no longer have evolved sufficient interest in the living man to describe his life. In this case I speak out of my own experience. How weak is the reality of earthly life compared with that intensest life which meets us when we follow a man after his death!

When our interest has been kindled on the earth and we try to follow the life of a man in his further course after death, we begin to realise the tremendous difficulties and hindrances. For if we observe rightly and penetratingly, we see, already in that backward course which takes about a third of the time of the past earthly life, how the dead man begins to approach and prepare for the forming of his karma. In a reverse and backward life, he sees all that he underwent during his life on earth. If he offended another man he experiences the event again. If I die at the age of seventy-three, and at the age of sixty I offended someone, I experience it again on the backward journey. But this time I experience, not the feelings which I had in giving the offence, but the feelings of the other man. I live right over into him. Thus I with my own experience live in those who were touched in a good or in a bad sense by these my experiences in life. And thus the tendency is prepared and grows in me myself, to create the karmic balance.

Now my interest in the earthly archetype of Strader who now appeared before me as an individuality in higher worlds—my interest in him had been kindled especially by his desire to take hold of Christianity in a very penetrating, in a very brilliant, but rationalistic way. In his case we cannot but admire the thinker, and yet in the books he wrote, in his rationalistic description of Christianity, we see again and again how the thread of rationalism, the thread of abstract concepts breaks at the critical moment, and in the last resort appalling abstractions are the outcome. He cannot really enter a spiritual conception of Christianity. He builds up a religion of abstract philosophical concepts for himself. In short, the whole workings of modern intellectualism find expression in him.

This again appeared in a peculiar way as one followed his path of life after his death. Ordinarily, when there are no special difficulties, we find the human being living gradually into the sphere of the Moon, for that is the first station of the life after death. When we arrive after death in the Moon-region, we find all those whom we might call the “Registrars” of our destiny, who in primeval time were the wise Teachers of humanity. How often we have spoken of them here! As the Moon separated physically from the Earth, and, having been a part of earthly substance, became a heavenly body by itself, so the primeval Teachers of mankind afterwards followed the Moon, and we to-day, when as dead men we pass the region of the Moon, find the great primeval Teachers of mankind. They were not here in physical bodies, but they founded the primeval wisdom of which the traditions of sacred literature are but an echo.

Unhindered, if there are no special hindrances, we find our way after death into that region of the Moon. Now with the human being who was the archetype of Strader, something peculiar occurred. It was as though he was simply unable to approach the Moon-region unhindered and undergo that life of soul which follows directly after death. There were perpetual hindrances, as though the Moon-region simply would not let this individuality approach it.

Then if one followed the real events and causes in pictorial Imagination, the following appeared.—It was as though the Spirits, the primeval Teachers of mankind who had once brought to humanity the original and spiritual wisdom, called out again and again to this human being, the archetype of Strader: “Thou canst not come to us, for owing to thy special qualities as man thou mayst not know anything as yet about the stars. Thou must wait, and first repeat and recapitulate many things that thou didst undergo not only in thy last, but in thy former incarnations. Thou mayst not know anything at all of the stars and their real being, till thou hast thus prepared thyself.”—It was a strange scene. One had before one an individuality who simply could not grow out towards the spiritual of the world of stars—or could only do so with the greatest difficulty. And in this case I made the strange discovery that these modern individualities of the rationalistic, intellectualistic mind, find the great hindrance in the shaping of their karma, inasmuch as they cannot approach unhindered the spiritual being of the stars.

On further investigation it appeared that this personality had drawn all the forces of his rationalism from the time that still preceded the dawn of the Age of Michael. He was not yet really touched by the dominion of Michael.

In this case I felt strongly called upon to follow the individual karma farther into the past. It was a real challenge. For I said to myself: something is here, which, working from the results of former lives on earth, has prepared this human being karmically, so that the karma works itself out not only in this earthly life, but extends even into the life after his death. It is indeed a strange phenomenon.

Then the following appeared. The earthly life which I have indicated in bare outline, which is reflected in the character of Strader, this earthly life of the individuality was preceded by a life in spiritual worlds which I can only describe as a sore and grievous trial. It was a trial in the spiritual worlds: “What shall I do with Christianity?” It was like a slow preparation of the influences which then made him insecure in earthly life in his conception of Christianity. This too shines through in the figure of Strader. He is in no way certain. He rejects the super-sensible in a way; he tries only to take hold of it with intellect, and yet after all he wants to see. Call to mind the character of Strader, and you will find it so. Thus the real life of the archetype of Strader grew out of his former karma. In effect, in his passage through the life between death and a new birth, before his earthly life at the end of the 19th and beginning of the 20th century, he had passed through the world of the stars in a very dim and darkened consciousness. His consciousness was darkened as he went through that life between death and a new birth. And as a reaction, in his life on earth he conceived concepts the more clear and sharply outlined for the bluntness of the conceptual pictures he had experienced between death and a new birth.

We go backward still—beyond these phenomena which seemed to show the starry worlds as though in a perpetual fog—backward to his former life on earth, and there we find the most remarkable thing of all. We are led to begin with, or at least I was led, to the Battle of the Minstrels in the Wartburg, A.D. 1206. It was the very time of which I told you how the old Platonists from the School of Chartres, for instance, had gone up into the spiritual worlds and the others had not yet descended. It was the time when a kind of heavenly conference took place between the two groups of souls as to the further progress of the activities of Michael. In that time there took place the Battle of the Minstrels in the Wartburg.

It is ever interesting to observe: What is happening here on earth and what is happening yonder? Thus we have an event on earth in the Battle of the Minstrels on the Wartburg, not directly connected with the continued stream of Michael.

Now who was there in the Battle of the Minstrels? The greatest German poets were there together, vying one with another in their song. The story is well known—how the Minstrels fought for the fame of princes and for their own repute: Walther von der Vogelweide, Wolfram von Eschenbach, Reinmar von Zweter, and how there was one who stood against all the others—Heinrich von Ofterdingen.

In this Heinrich von Ofterdingen I found the individuality that underlay the archetype of Strader.

Thus it was Heinrich von Ofterdingen. Now we must concentrate on this: Why did Heinrich von Ofterdingen meet with such difficulties when he had passed through the gate of death? Why did he have to go through the world of stars, as it were, darkened and befogged?

To answer this we must return to the story of the Battle of the Minstrels. Heinrich von Ofterdingen takes up the fight against the others. They have already called the hangman. He is to be hanged if he loses. He manages to withdraw; but, hoping to bring about a renewed contest, he summons the magician Klingsor from the land of Hungary. He did, in effect, bring the magician Klingsor from Hungary to Eisenach. A new Battle of the Wartburg ensues and Klingsor enters the lists for Heinrich von Ofterdingen. Klingsor himself sings against the others, but it is quite evident that he is not battling alone. He causes spiritual beings to battle with him. For instance, in order to do so, he makes a youth become possessed by a spiritual being—and then compels the youth to sing in his place. He calls still stronger spiritual forces into play in the Wartburg.

Over against all that comes from Klingsor's side stands Wolfram von Eschenbach. One of Klingsor's practices is to make one of his spiritual beings put Wolfram to the test, as to whether he is really a learned man. For Klingsor finds himself driven into a corner by Wolfram. In effect, Wolfram von Eschenbach, observing that some spiritual influence is at work, sings of the Holy Communion, the Transubstantiation, the Presence of Christ in the Eucharist, and the spirit is obliged to depart, for he cannot bear it. There are indeed “real realities” underlying these things, if I may use the tautology.

Klingsor puts Wolfram to the test, and succeeds indeed, with the help of the spiritual being, in proving that Wolfram (though indeed he has a star-less Christianity, a Christianity that no longer reckons with the cosmos) is quite unlearned in all cosmic wisdom. This now is the point. Klingsor has proved that the Minstrel of the Holy Grail, even in his time, knows only that Christianity which has eliminated the Cosmic Christianity. Klingsor himself, on the other hand, is only able to appear with the support of spiritual beings, inasmuch as he possesses a wisdom of the stars. But we recognise, from the way he uses his wisdom, that what is called “Black Magic” is indeed mingled in his arts.

In a word, we see Wolfram von Eschenbach, who is a stranger to the stars, encountered by a wisdom of the stars unrighteously applied.

This was in the 13th century, immediately preceding the appearance of those Dominicans of whom I told you. It was at the very time when Christianity, just where it was greatest, had divested itself of all insight into the world of stars. Indeed at that time the wisdom of the stars only existed in quarters that were inwardly estranged from Christianity, as was the case with Klingsor of Hungary.

Now it was Heinrich von Ofterdingen who had summoned Klingsor. Heinrich von Ofterdingen, therefore, had allied himself with an unchristian wisdom of the stars. And thus Heinrich remained united in a certain way, not merely with the personality of Klingsor (who in fact afterwards vanished from Heinrich's life in the super-sensible) but with the unchristian cosmology of the Middle Ages. In this way he lived on between death and a new birth, and was reborn as I described it to you. He came into an uncertainty of Christianity.

But the most important thing is this.—He dies again and enters on the returning journey of his life. And in the world of souls, at every step he stands face to face with the necessity, if ever he is to approach the world of stars again, to pass through the grievous battle which Michael had to wage in the last third of the 19th century when he claimed his dominion especially against those demonic powers which were connected with the unchristian cosmology of the Middle Ages.

To complete the picture, I will add that it is clearly possible to see among those who fought hard against the dominion of Michael, and against whom the spirits of Michael had to proceed—it is clearly possible to see among them to this day, the very spirit-beings whom Klingsor conjured up in the Wartburg long ago against Wolfram von Eschenbach.

Thus we see a man whose other results of past karma even led him for a time into the services of the Capuchin Order, unable to come near to real Christianity. He could not come to it because he bore within him the antagonism to Christianity which he had raised in his past life,when he summoned Klingsor to his aid from the land of Hungary, against Wolfram von Eschenbach, the singer of Parsifal. Darkly in the unconscious life of this man the unchristian cosmology still showed itself, but in his ordinary consciousness he evolved a rationalistic Christianity which is not even very interesting. For the interest attaches more to the great conflict of his life, when with a Christian rationalism he tried to found a kind of rationalistic religion.

But it is most significant of all to recognise this connection of abstract rationalism, abstractly clever thinking, with that which lives in the subconscious as darkened, veiled conceptions about the stars and relationships to the stars. Such things, living in the subconscious, rise into consciousness as abstract thoughts. We can study the karma of the cleverest men of the present day—cleverest in the materialist sense—and we find that as a rule in former earthly lives they had something to do with cosmological aberrations into the realms of black magic. This is a very significant connection. An instinctive feeling of it is preserved in the peasants and country folk, who feel a certain aversion from the outset when they find among them someone who is all too clever in a rationalistic sense. They do not like him. In their instinctive conception of him there is something which, if we follow it up, leads eventually to such connections.

Now I want you to consider all these things in relation to our main subject. Such human spirits one could meet with in the last third of the 19th century and in the beginning of the 20th. They are among the most interesting. A reborn Heinrich von Ofterdingen, who had to do with the blackest magician of his time, with Klingsor, proves indeed most interesting in his present-day rationalistic intellect.

We see here how great the difficulties are when one wishes to approach the wisdom of the stars rightly and righteously. Indeed the true approach to the wisdom of the stars, which we need to penetrate the facts of karma, is only possible in the light of a true insight into Michael's dominion. It is only possible at Michael's side.

I have shown you a single example to-day—the example of him who was the archetype of Strader. It will show you once more, how through the whole reality of modern time there has come forth a certain stream of spiritual life which makes it very difficult to approach with an open mind the science of the stars, and the science, too, of karma. But difficult as it is, it can be done. Despite the attacks that are possible from those quarters which I have described to-day, we can nevertheless go forward with assurance, and approach the wisdom of the stars and the real shaping of karma. As to how these things are possible, I will tell you more tomorrow.

137. Man in the Light of Occultism, Theosophy and Philosophy: Lecture X12 Jun 1912, Oslo
Tr. Unknown

Rudolf Steiner
It is out of the question to deal today with all the possible contradictions, but there is one that I would like to endeavour to solve with the aid of the occult knowledge attainable in the second consciousness of a super-sensible kind. Many of you will remember that I—and others too—have repeatedly pointed to the cosmic character of the Christ, and have shown how He surpasses in His very nature all other founders of religions.
The book is written in such a way as to lead over the philosophical consciousness into the new age that is coming, when that which can give a more exact and accurate picture of the higher trinity must enter once again into the evolution of mankind,—when theosophy must find its way into human evolution.
Only for a certain limited time can the human being be studied from the philosophical standpoint. Further into the past, and further too into the future, extends the age when man can be considered from the standpoint of theosophy.
137. Man in the Light of Occultism, Theosophy and Philosophy: Lecture X12 Jun 1912, Oslo
Tr. Unknown

Rudolf Steiner

My dear Friends,

It was by no mere chance that after I had given you a description of the meeting with death and with Lucifer that takes place for man when he crosses the Threshold to the super-sensible worlds, I passed on to deal with another matter that you may perhaps have found hard to understand. I began by endeavouring to explain to you the true significance of the Christ Being; and in the course of the explanation—which had found its way quite naturally into the subject we were considering—I had to speak of how Christ vanquished Lucifer, as you can find it related in the Gospels in the story of the Temptation in the wilderness. And then, after we had carried our study a little further, we passed on to a communication concerning the Buddha.

Let us briefly call to mind once more this meeting with death and Lucifer. Lucifer appears to the pupil of occultism as in very fact the archetype of human greatness—yes, and even of superhuman, divine greatness—when, at this point, separated as it were from his deeds and actions, he draws near to man. He appears as a Being who tempts man. And it is only when the pupil looks back at what he himself has become through the influence of Lucifer, only when he beholds the frightful animal-like picture of what man has become in the course of his incarnations through the enticements and temptations of Lucifer, that he is as it were healed a little from the seductive power of the figure before him. I then told you of the help that can come to the pupil of the present day from Christ. Christ brings a kind of deep consolation and hope, to counteract the terrible impression made upon the pupil by the meeting with death and Lucifer, and moreover the meeting with the picture of himself,—which is in a certain sense the Guardian of the Threshold. In place of death, in place of the destroyed human body, something else appears.

That of which I am now speaking can be actually experienced, and when it is experienced, it is exactly as I describe it. In the place of death appears Christ Himself, giving us to understand that this I of ours can after all be retained. In other words, we have in our consciousness an inner picture that is entirely independent of the memory that remains with us from our life in the senses. To suggest that we have here to do with an illusion or hallucination would be nonsense; for one could be blind, deaf, without sense of smell or any other sense, and yet have the experience when one came to this point on the path of initiation,—the experience of Christ appearing in the place of death. What is it man then has before him? Try to picture it! You have before you Christ, Who appears in the place of death, and Lucifer. That is to say, you have the very picture described by the Evangelists in the scene of the Temptation in the wilderness. There would be no need to remember the accounts of the Temptation given in the Gospels; you would have it there before you, through having received into your soul the impulse of the whole Christ Event,—that He walked the Earth, was crucified and overcame death. It would suffice for you that you had the Christianity of St. Paul; you would not need to have come under the influence of the Christianity of the Gospels. It is quite possible to experience, independently of the Gospels, independently of any external impression, something that is described in the Gospels. Such a thing is perfectly possible. Think of what happens in ordinary life. In ordinary life you have conscious experience when impressions are made on your consciousness from without and concepts and ideas are called forth in your consciousness by these impressions. Now, however, you have before you a picture that no impression from without can possibly evoke. For you cannot find Lucifer anywhere in the world of the senses; it is utterly impossible for Lucifer to be an external impression in the physical world of the senses. Neither is the picture of death to be found in the world of the senses. And when finally death changes into the Christ, you have before you a picture which you could certainly in the last resort discover as a remembered fact in the external world, but which nevertheless shows itself to you now, at your entry into the super-sensible world, as a picture that is attainable without any help from the external world. For no external impression is needed to call forth the picture of the Temptation of Christ and the conquest of death, the overcoming of all that Lucifer began to make of man. To what kind of a consciousness then have we come? To a consciousness without external object. I have endeavoured to lead you to the Unmanifest Light and to the Unspoken Word. And now you have acquired a conception of a Consciousness without external object, a consciousness that receives its content from its own being.

Our considerations then led us to an astonishing, yet none the less true, communication concerning the Buddha. This again was no mere chance. I had to begin the lecture yesterday by telling you about the man of inner movement, in order to explain to you how man can take a still further step in initiation into the higher worlds; and in that connection I gave expression to a truth which was perhaps at first hearing difficult to grasp (we shall return to it again presently)—the truth, namely, that Lucifer shows himself in a completely changed form when we advance to this second stage of initiation, appearing before us as the ruler in the realm of Venus. I told you also how the Sun, which hitherto we have thought of as being supreme in power and might, now appears as a planet among the seven planets, and Christ as the Spirit of the planet of the Sun. Christ himself manifests in this connection as a planetary Spirit, brother to the Spirit of Venus. In other words, Christ appears as a brother of Lucifer. This opened the way for a consideration of the post-Earthly destiny of the Buddha. For the later destiny of the Buddha cannot be livingly experienced in its pure and original truth, without attaining to this second stage of initiation; it is impossible to arrive at the truth which we expounded yesterday concerning the Buddha, unless one goes beyond the first meeting with death and with Lucifer where one beholds the scene of the Temptation, and passes on to the next stage of initiation where the seven Spirits of the Planets become manifest. This had, therefore, first to be described. Should you still ask whether the truth concerning the life of the Buddha after he left the Earth is not in some way attainable by external consciousness—the consciousness, that is, which is directed to impressions from without—then the reply must be that it is not possible for the consciousness of Earth to make such research into the conditions of life and culture on Mars as could reveal what the Buddha accomplishes there. The moment, however, initiation penetrates as far as to the stage we described yesterday, it becomes possible for the consciousness without external object to have this experience by virtue of its own nature. Therefore in relation also to this truth about Buddha it is a question of acquiring the consciousness without external object, The conditions and circ*mstances of the facts here revealed to us are of course external. For the Buddha lives—quite really—on Mars. Nevertheless the consciousness does not go out of itself; in the recognition of such a truth it is not yielding to the influence of an external impression, it is still a consciousness without external object. I have thus led you to the third of the three things we placed before us at the beginning of these lectures,—the consciousness without external object.

Looking back over our study, we see that we have found three stages or conditions of human consciousness. We have first the ordinary physical consciousness. Then we have the consciousness that is attained at the first stage of initiation,—and I gave you as an example of what is experienced in this consciousness the picture “Death and Lucifer” or “Christ and Lucifer, in the Story of the Temptation.” Finally, the third stage of consciousness is the one where the seven planetary Spirits manifest themselves to man. And we illustrated this third stage by reference to Buddha. At the third stage you experience the destiny of Buddha after he has become Buddha and returns no more to physical existence on Earth. We have thus considered three conditions of human consciousness: physical consciousness; consciousness of higher worlds at the first stage as we described it yesterday, illustrating it by the story of the Temptation; finally a still higher consciousness, the second consciousness of a super-sensible nature. Many of you would perhaps like it very much if we could go further and describe still higher stages of consciousness, but time does not allow. I will, however, just hint at one other stage.

What is it we are able to experience by means of physical consciousness? Everything in our surroundings that is present to our senses, all the objects of Earth existence. What can we experience by means of the second consciousness? Leaving on one side for the moment the example we brought forward, the story of the Temptation, we find that by means of the first stage of a higher kind of consciousness, something further than the objects of the senses can be discovered. You will find it described in outline in my Occult Science in the part where the Moon is spoken of, that condition of Earth which preceded our present Earth. This old Moon condition is no longer in existence, it has to be described by means of a consciousness that can function without an object present to hand. The Moon condition of our Earth is in the higher worlds. It is present in the higher worlds, preserved, as you have often heard me tell, in the Akashic Record. So that for the first consciousness of a higher kind we have, besides the Story of the Temptation, all the processes that can be said to have relation to the old Moon. Everything connected with the old Moon is capable of being described by this consciousness. And now I want to draw your attention to something else. There is deep significance in the fact that from among the many kinds of experience man acquires through the first higher consciousness, I chose the story of the Temptation. For when we direct the same consciousness to the ancient Moon, we find there a repetition of the story of the Temptation. (I say a repetition, but naturally it took place long before!) It is really so. We learn how Christ already on the old Moon overcame Lucifer, and in the scene that is given us in the Gospels we have to see, as it were, a recurrence of the fact that Christ attained to victory over Lucifer. On Earth Christ repels Lucifer from the outset. This is because on the Moon, when He was Himself less highly evolved—for Christ also undergoes evolution—He had repelled, through the uttermost devotion of His Being to Highest Powers, all the attacks of Lucifer which at that time still meant something to Him. Already on old Moon Lucifer approached Christ. On Earth he was no longer dangerous to Him: on Earth Christ repels Lucifer at once. On the Moon, however, Christ had to exert all the forces at His disposal in order to repel Lucifer. This is then the added experience that comes to us when we cast back the gaze of higher consciousness into the remote time of Moon. If we go still further and attain to the second consciousness of a higher kind, then as well as learning about facts that have meaning for Earth, such as the history of Buddha, we learn also what has again been described in outline in my Occult Science, we learn of the still earlier incarnation of our Earth,—the Sun. In that far-off time the conditions were quite essentially different, and the difficulty you have in understanding this particular section in Occult Science can itself be an indication of how difficult it was to describe the state of old Sun. I took pains to describe more especially scenes that are less remote from man and can even remind us of the scenery of Nature. One would have found little understanding, in the time when Occult Science was written, for the things of a more moral nature which are experienced in a study of the Sun incarnation.

When we go back to the time of the old Sun, we do not find there any story of the Temptation! We find the Sun still as a planet among the seven planets, we find Venus with Lucifer as her ruler; and these two, the Sun Spirit and the Venus Spirit—in other words, Christ and Lucifer—appear at first sight like brothers. Only by straining to the utmost our powers of perception are we able to remark the difference between them. For the difference between Lucifer and Christ, in the time of old Sun is not apparent to an observation of their external being, it requires a more inward observation and study. It is indeed extraordinarily difficult to find outward means of demonstrating wherein the difference lies. Please, therefore, take what I am now going to say as no more than an attempt to characterise, as well as may be, the difference that clairvoyant consciousness can perceive between Christ and Lucifer in the time of the ancient Sun.

When we direct our gaze now to Christ, now again to Lucifer, a new perception begins to dawn upon us. Lucifer, the ruler of Venus, appears in a form that is extraordinarily full of light,—I mean, of course, spiritual light. We have the feeling that all the glow and brilliance we can ever experience on Earth in looking upon a manifestation of light is weak and dim in comparison with the majesty of Lucifer in the old Sun time. But then we notice, when we begin to perceive his intentions—and we are able to see through these—, that Lucifer is a Spirit endowed in his very nature with infinite pride, so great a pride that it can prove a temptation to man. For, as is well-known, there are things which up to a point are not temptations for man but become so when they grow majestic in their proportions, and pride is one of them. When pride is majestically great it tempts man. Lucifer's proud greatness, Lucifer's pride in his majestic figure of light—these contain a seductive element. “Unmanifest light,” light that does not shine outwardly but has immense, strong power in itself—that Lucifer has in full measure. And how does the Christ figure look beside Lucifer? The Christ figure in the time of old Sun—the Lord and Ruler of the Sun planet—is a picture of utmost devotion, entire devotion to all that is around Him in the world. Whereas Lucifer looks like one who thinks only of himself—we are obliged to clothe it all in human words, notwithstanding the fact that these are quite inadequate—Christ appears as wholly given up, in devotion, to all that is around Him in the great wide world.

The great wide world was not then as it is now. If we were to transport ourselves in these days to the present Sun, then, looking outwards in all directions as from the centre of a circle, we should perceive in the first place the twelve Signs of the Zodiac. These were not then externally visible; but instead, twelve great Forms, twelve Beings were present who let their words ring forth from the depths of the darkness,—outer space being of course not then filled with light. What kind of words were these? They were words—the word “word” is again only a makeshift, to indicate what is here meant—they were words that told of primeval times, of times that even then were in a remote and ancient past. The twelve were twelve World-Initiators. Today we behold standing in the directions of these twelve World-Initiators the twelve Signs of the Zodiac, but from them resounds, for the soul that is open to the whole world, the original being of the Unspoken Word of Worlds, that could take form in the twelve Voices. And whilst Lucifer alone—I must now begin to speak more in pictures; human words do not in the least suffice—whilst Lucifer had the impulse to let stream out upon all things the light that was present in him and therewith come to a knowledge of all things, the Christ on the other hand, gave Himself up to the Impression of this Word of the Worlds, received It in its fulness and entirety into Himself, so that this Christ Soul was now the Being that united in Himself all the great Secrets of the World that sounded into Him through the inexpressible Word. Such is the contrast that presents itself,—the Christ Who receives the Word of the Worlds, and the proud Lucifer, the Spirit of Venus, who rejects the Word of the Worlds and wants to found and establish everything with his own light.

All subsequent evolution is a direct outcome of what Lucifer and Christ were at that time. The Christ Being, as we saw, received into Himself the great and all-embracing secrets of the Worlds. The Lucifer Being, having what I can only describe as a “proud figure of Light,” lost thereby his kingdom, lost his Venus kingdom. On other grounds, to enter into which would take us too far afield, the other Spirits of the Planets lost also their kingdoms, or rather changed their natures. But they need not concern us here. What is important for us here is the contrast between Christ and Lucifer. It came about that Lucifer lost more and more of his rulership; the kingdom of Venus gradually fell away from him. Lucifer with his light became a dethroned ruler, and the planet Venus had thenceforward to do without a proper ruler and was consequently obliged to undergo a backward evolution. The Christ, however, had during the old Sun time received the Word of the Worlds, and this Word of the Worlds has the quality of kindling itself to new light in the soul by which It is received; so that from that time forward the Word of the Worlds became in the Christ Light, and the planet of which the Christ was ruler, the Sun, became the centre of the whole planetary system, the other planets being brought into subjection to It. The same is true also of their spiritual Rulers.

We must let these scenes live before us, we must learn to see the divergence that came about during the old Sun time between the path of Lucifer and the path of Christ. Lucifer went downward, he had to remain behind in his evolution, and he remained behind also during the Moon time. Christ went forward. The Christ Spirit, the Sun Spirit, became a Spirit evolving ever forward until at length He was able to appear on Earth in the Form we have often described. Through His devotion to the World All, through His having received and identified Himself with the Divinely Creative, Inexpressible Word, through His having rejected every sort of pride and put always in its place devotion to the Word of the Worlds,—Christ, from being Ruler of a single planet, as He was in the ancient Sun time, became Ruler from the Sun over all the planets, the other planets being reckoned as part of the realm of the Sun. When you know this—I am speaking here more particularly to those who heard my lectures in Helsingfors1—knowing this, you will not feel it as a contradiction that Christ is spoken of in those lectures as a Sun Spirit of a higher kind than the Spirits of the planets. For there of course we were speaking of the present day. Christ is far above the other planetary Spirits. He is the Spirit of the Sun. Here, however, where we are not merely describing how the individual planetary bodies are quickened to life by their Spirits, but where our task is above all to describe the several states of consciousness, we have to show how Christ through His own special character and nature has, during the course of the evolution that has taken place between old Sun and the present time, passed through an upward evolution, and from having been a Spirit who was of like nature with the planetary Spirits has become the Ruler or Regent of the whole solar system.

As I have said, time will not allow us to enter on a description of the third consciousness of a higher kind. I will only mention that the condition of ancient Saturn, the first that can ordinarily be described of the successive incarnations of our Earth, can be experienced with this third higher consciousness. As you see, it is therefore possible to speak of a higher, a third consciousness of a super-sensible character. If we really wanted to follow initiation in its completeness, we would have to lead on to giddy heights of consciousness. To do so would from the outset seem a kind of presumption, and as a matter of fact we should be taken into regions where it becomes well-nigh impossible to employ human words. Therefore, in my Occult Science I have forborne to describe anything that belongs to still higher states of consciousness, for it is really out of the question to describe the higher things in human words. In the Mysteries it was done by forming special symbolic signs and then speaking in a language of symbol. By this means it was possible to lead man up to higher states of consciousness. Such higher states do indeed exist; we can speak of a fourth and a fifth consciousness of super-sensible nature. It goes on, indeed, without limit. All that we can do is to say that for super-sensible consciousness evolution takes its course in a certain direction.

Bearing all this in mind, you will at any rate be able to conceive the possibility that by means of the various super-sensible consciousnesses man beholds other worlds than the physical; and when you remember that the first rudiments of physical man began, as is shown in Occult Science, during the condition of ancient Saturn, you will also see that there is in man himself a certain connection with the world of the third super-sensible consciousness. But besides this, man is, as you know, guided and led by Beings higher than himself. He can come to a knowledge of these higher Beings, they have their influence upon him. It will therefore not be difficult to see that not only has man, as he stands before us, been created out of worlds that go as far as the third super-sensible consciousness, but he has connection also with yet higher worlds. The knowledge and experience that we have described as attainable by means of the various states of consciousness can be described to the ordinary human being. He can comprehend that such states of consciousness exist. He does not have direct experience as man on Earth of these further states of consciousness, but he does experience their external manifestations. The physical consciousness,—that, of course, he experiences directly. The first super-sensible consciousness,—of this he experiences an indication in the heightened dream consciousness that does not merely afford arbitrary dream pictures but leads on to a perception of realities belonging to a higher world. A systematic higher development of the dream consciousness is all that is required for man to come to the first consciousness of a super-sensible nature. This first super-sensible consciousness can give information concerning the conditions that prevailed on the old Moon, the past incarnation of our Earth. Hence you will find that in occult communications most of the descriptions, apart from those concerned with the Earth itself, refer to the old Moon; very often they stop there and do not go back to the old Sun. This will be the case, whenever such communications are based on the first super-sensible consciousness, which is the one that occurs most frequently and is the easiest to attain. It is in this consciousness that by far the greater part of what H. P. Blavatsky gave in the Secret Doctrine has its source. Occultists who have real knowledge are quite aware of this fact. Consequently if you read through the whole of the Secret Doctrine, then in all the great and comprehensive communications given there in reference to primeval times you will find but scanty reference to a past farther back than old Moon.

The condition of dream consciousness may thus be regarded as a first beginning—so to say, a substitute man has on Earth—for the first super-sensible consciousness. When man is in deep sleep, his consciousness is darkened; but we cannot say that no consciousness exists. If the deep sleep consciousness awakens, that is to say, if it is awake outside the body, then it is the second super-sensible consciousness. It goes higher than the first, and leads one who can experience it to the old Sun condition.

A little reflection will make plain to you the following. In your day consciousness you go about making external movements. Such movements are connected with your day consciousness, your Earth consciousness. The movements that take place inside you on the other hand—the movements, I mean, of the middle man that continue even when you are asleep—are regulated by the consciousness we may call the consciousness of deep sleep. The movements of the heart and of the breathing are movements connected with this second consciousness and can only be understood in their whole connection with the higher worlds when man awakens outside his body, that is, in the deep sleep condition of the body.

You see, therefore, it is quite possible to perceive with ordinary intelligence that there are these three styles of consciousness. It would take us too far now to investigate the indications that undoubtedly exist in man of still higher consciousnesses. We have, however, shown that whenever man sets out to reflect on his life as Earth man, he discovers manifestations of higher consciousnesses. It is, therefore, possible to speak to Earth man of these higher states of consciousness. One can point out first how man experiences the ordinary processes of life on Earth by means of his everyday consciousness. One can then go on to show how, if his dream consciousness were to undergo a tremendous enhancement, he would experience all that belongs to the laws that have been brought over to Earth, so to speak, as a legacy from old Moon; and finally how, were he to become awake in deep sleep, independently of the body, he would experience the old Sun conditions in that form in which they too extend over into the conditions of Earth. It is therefore possible to communicate these things to man at the present time, and to describe to him how they manifest; we are justified in doing so, since an understanding can be awakened for what the occultist investigates. The occultist speaks of different states of consciousness. In reality they are different worlds: and it has become customary, as you know, to call these different states of consciousness different planes. That which can be surveyed with the physical consciousness is called the physical plane; that which is perceptible to the first consciousness of a super-sensible nature, the astral plane; to the second, the lower Devachan or mental plane; and to the third, the higher mental, or higher Devachan plane. Still farther on, we have the Budhi plane and the Nirvana plane. All we are doing here is simply to give other names to the results reached on the occult path. Both roads lead to a picture of man. For it is always man who in his varying conditions or states is active as member of the different planes or worlds. What we have done is to lead over the knowledge of man from the standpoint of occultism, where we speak of different conditions of consciousness and different conditions of evolution, to the knowledge of man from the standpoint of theosophy. For where the occultist speaks of conditions of consciousness, the theosophist speaks of successive planes. Occultism can in this manner be communicated openly as theosophy.

We must now go back a little. In the course of our considerations some new points of view have emerged, and it behoves us to go into these a little more fully. Take for example the perception we arrived at that man is, in his external form, a three times seven-membered human being. We have not time in these lectures to explain the matter in detail, but I will ask you to call to mind what stands written in Occult Science, namely, that before this Earth condition of existence man passed through three other conditions, Moon, Sun, Saturn, and that the very first foundation for the external physical human form was already present during ancient Saturn and subsequently underwent continual development and change. So that the marvellous and wonderful body of man we have before us today is the result of a long evolution. Its evolution has continued throughout three great phases of existence,—Saturn, Sun, Moon. Each one of these can be divided into seven, and each single sub-division of these great phases of existence has left its mark on the human form. Three times seven formative forces have worked upon the form and figure of man. What man has added during Earth time,—that alone is not to be found! It is, as we have seen, just the part of man that is subject to destruction. It is the completion of the human form, the gathering up of all the parts into a complete whole; and this has been destroyed by Lucifer. So that when we divide the human being into three times seven members, we have the expression of physical man on the Earth as he comes before us with all the changes wrought upon him by each successive previous condition of existence. It is the physical human being with which we are here concerned. The occultist must consider him in the way we have done in this lecture, in such measure as time has allowed. The theosophist, on the other hand, can only have his attention directed to what is present there before him. We can say to him: In man, there is the physical body. When we set out to study the human being, we come first of all to his physical body, that highly complicated form which has passed through so many conditions of existence and is today perpetually unfolding and manifesting the traces left behind from these earlier conditions. Then, as you will remember, we went on to consider something else. We made a study of man in his inner movements; and let me remind you of the conclusion to which we were led yesterday. The form of man we can see, but the movements as such we do not see, and I pointed out yesterday how difficult it is to discriminate between the movements and arrive at a conclusion as to which are the essential movements in man. One fact, however, emerged quite naturally from our study, namely, that this faculty of movement takes us back to the old Sun. It will accordingly not surprise you when I go on to say that all the inner movements in man are connected with the experiences he underwent during the time of old Sun. Whereas man as physical man bears in him the impress of Saturn, Sun and Moon, man as the man of inner movement has carried in him the forces for this inner movement since the time of Sun. The man of inner movement has passed through Sun and Moon, and also Earth as far as it has gone today. Thus we distinguished in the human being something that is not form but is the inner ground of movement, and this we must designate as the first invisible man. We do not see this man, we can, however, see the external results of his activity—the movements; and we call him the etheric body, the ether body. The ether body can only be perceived by means of a higher consciousness. The workings of the ether body in the physical world are the inner movements that the human being performs. In so far, therefore, as man has had to undergo all three conditions of existence that preceded our own, he has become physical man; in so far as he has had to undergo Sun and Moon time only, he has become etheric man. And we can ascend a stage further and say that in so far as man has undergone Moon time alone, he has become astral man,—that is to say, there has flowed into his movements all that leads to thinking, feeling and willing. When we pass beyond the external and bodily, beyond also that which is within man (in inner movement), we come then to astral man, which is also not to be seen as such, but manifests and comes to expression in thinking, feeling and willing. Finally, we come to that element in man which Earth has begun to prepare in him and which it will be her task in the future to complete. For Earth is called upon to bring to perfect development and form the I of man, which has already shown itself in the course of the evolution of the Earth and will in the future develop to higher stages,—Spirit Self, Life Spirit, Spirit Man (Manas, Budhi, Atman). And now we have before us—Man in his several members.

It transpires therefore that in seeking to understand man in his relation to the whole world, not only do we come upon different conditions of consciousness that we then identify with different worlds, but we are also led to a division of the human being into his several members,—physical body, ether body, and so on. Moreover by means of an intelligent external observation of man we can come to perceive that, while the ether body is not visible to us, we can yet discern manifestations of it here in the physical world. The manifestations of the ether body are the movements within man. The manifestations of the astral body are thinking; feeling and willing. The “ I ” manifests itself,—is its own manifestation. When once man is intelligent enough to comprehend that the movements he makes within him do not proceed from his form, cannot indeed proceed from anything physical, when once he can rise to the only intelligent way of regarding them, namely, as having their source in the super-sensible, then the possibility is opened for him—not simply of believing in, but of grasping with his understanding, the existence of an ether body. To clothe occult knowledge in forms that appeal to ordinary consciousness,—this is to bring occultism into theosophy, to clothe it, as it were, in the garment of theosophy. Just as we found that in theosophy we speak of planes, so again are we clothing the truth in the garb of theosophy when we speak of the various members of man's nature. Everything that can be said concerning man has first to be found on an occult path. We must traverse the whole wide world, we must attain, as students in occultism, to the various conditions of consciousness; and we shall discover that these various conditions of consciousness can afford us an explanation of man, can indeed show us what he really is. Through occultism alone can man be understood in his true nature and being. Theosophy is no more than an attempt to clothe the occult knowledge in intelligently stated truths, so that men may have insight into occult knowledge. The facts of which I have been telling you—if you will test them intelligently, you will find them to harmonise one with another in countless ways, harmonise too with the whole world. Intelligent testing is the one and only way to find confirmation of the results obtained in occultism.

A second point emerged that also requires to be explained a little further,—for we must make it clear that although theosophy and occultism seem at first to lead to contradictions (we heard in the first lecture of this course what is to be our attitude to such contradictions), further study will always lead to the solution of these. You will have seen this happen already in many instances in these lectures. Perhaps, however, new contradictions will now present themselves when what we have just been saying is taken in connection with what was said in earlier lectures of the course. It is out of the question to deal today with all the possible contradictions, but there is one that I would like to endeavour to solve with the aid of the occult knowledge attainable in the second consciousness of a super-sensible kind. Many of you will remember that I—and others too—have repeatedly pointed to the cosmic character of the Christ, and have shown how He surpasses in His very nature all other founders of religions. It is only to be expected that this unique character of the Christ Being should more readily meet with recognition in the West, since it is in the West that the historical sense is specially developed. In order for the evolution of the Earth to take place in such a manner as to allow of men going through many different incarnations, the West will naturally look for a “centre of gravity” for this evolution. It can, therefore, only astonish one that Westerners are still to be found who are not prepared to admit this centre of gravity of evolution,—which is, in effect, the Christ Impulse. To speak of re-incarnation of the Christ would be to make the same mistake as to imagine that a pair of scales could be held in balance at more than one point. Seen from this aspect, the matter is really exceedingly simple.

There is, however, another, a moral ground of which we must take account in its effect on the relationship of the human being to the Christ, who is to be regarded as being Himself the Impulse of Earth evolution. It is as follows. Christ entered the evolution of the Earth at a particular moment. The men who are living at the present day were incarnated before the coming of Christ and are now incarnated again. Thus they have lived not only during the time of Earth evolution when Christ was not yet present, but they live also now when Christ has been present; and the objection frequently made from a materialistic standpoint, that if Christ were so important, then a one and only appearance on Earth would signify an injustice to mankind, falls to the ground. Nevertheless one still hears people ask; “How could such an injustice be allowed to happen, that all the men who lived before Christ have not had the benefit of His deed, while those who live after Him have this benefit?” But they are the very same human beings! Such an objection should most assuredly not be raised in theosophical quarters! And yet, this objection opens up a matter of very great significance. For there are a few instances, where the objection is in a certain sense justified; and one of these instances, as you will see if you stop to reflect, is the case of the Buddha.

Whilst human beings all over the Earth are born again and again and can thus always come to an experience of the Christ Impulse in their incarnations after the time of Christ, the Buddha attained in pre-Christian times the stage of evolution which removed from him the necessity of returning any more into an Earthly body. This means that the Buddha belongs therefore to the very small number of human beings who lived on the Earth and then left it, before Christ came. And you may want to know, what is the relation of the Christ to Buddha? Apart from what I mentioned yesterday, that Buddha shone down from higher worlds into the astral body of the Luke Jesus Child, how do the Christ and Buddha stand to one another? Is it actually so, that Buddha left the Earth before Christ was on the Earth? that he took his way to Mars, so that the Buddha and Christ so to speak passed one another? Only with the help of deep occult knowledge can we hope to solve this problem. Recall in thought all that I have been telling you. I explained to you how the Christ was united with the Sun. In point of fact it was only through the baptism by John, or rather through the Mystery of Golgotha itself, that the Christ came into union with the Earth. The Christ is therefore a Sun Spirit and we have to look for Him, before the Mystery of Golgotha took place on Earth, in close connection with His Kingdom, the Sun. Zarathustra sought Him there. And it is during the time when Christ is working as Ruler in the kingdom of the Sun, when He has not yet extended His rulership to the Earth—at all events, not yet by means of His Impulse—that the life of Buddha takes its course on Earth. And now we must turn back to the earlier incarnations of Buddha, if we would arrive at the truth in this matter. We know that Buddha was before a Bodhisattva; he worked on Earth through long periods of time as Bodhisattva. These Bodhisattvas had in them no ordinary human soul. Their case was quite a special one. You must here call to mind the description in Occult Science of the beginning of Earth evolution,—how, after the interval between Moon and Earth, the Sun was re-united with Earth and the other planets, and how they all then separated again, being shed, as it were, like a husk or shell one after the other. (See also my lecture cycle on the Spiritual Hierarchies.) There was, therefore, at one time the condition in which the Earth was united with the Sun. Then Earth and Sun separated, and you know that after that came the separation also of the Moon, and the strengthening of the Earth through souls coming from other planets. Let us now fix our attention on the point of time when the Sun has just separated from the Earth. When this separation took place, the two planets Venus and Mercury—I am giving them their astronomical names—were still within the Sun. The Earth alone separated off, Venus and Mercury remaining within the Sun. We have therefore now Sun and Earth. On Earth, evolution continues. Only a small number of human beings remain behind; others go up to the planets, to return again later on. With the Sun went also Beings; for the world does not consist just of external matter, but of Beings. Beings went with the Sun when it separated from the Earth. And their Leader is the Christ. For at the time in Earth evolution when the Sun separated from the Earth, What one may call the taking precedence by the Christ over Lucifer and the other planetary Spirits had already come to fulfilment. Then later on, Venus separated, and Mercury. Let us consider for a moment the exit of Venus from the Sun. Together with Venus are Beings who had also at first gone with the Sun but were not able to remain there. These break away and inhabit Venus. Among them is the Being who stands behind the later Buddha. He went as a messenger from the Christ to the dwellers on Venus. The Christ sent him to Venus, and here on Venus Buddha passed through all manner of stages of evolution. Later on, souls came back from Venus to Earth. The ordinary human souls were of course but little developed. Buddha, however, who also descended to Earth with the Venus souls, was a highly evolved Being,—so highly evolved that he could at once become a Bodhisattva and afterwards early a Buddha. Thus we have in Buddha one who had long ago been sent out by Christ and had the task of preparing the work of Christ on Earth. For his mission to the Venus men had this meaning,—that he should go to Earth beforehand, as a forerunner of the Sun. And now you will be able to understand that Buddha, having been with Christ for a longer time than the other Earth men—for the Earth separated off earlier—needed only that portion of the Christ Impulse which he still had in him from the Sun, to enable him to follow the Christ Event from the spiritual world. For Buddha that sufficed. Other human beings had to await the Christ Event on Earth. But because Buddha had this special relationship to the Christ, because he had been sent out by the Christ as a forerunner, he did not need to await on Earth the Christ Event. He took with him from Earth the capacity of remembering—even without the help of the Christ, which other men need—what the I means on Earth. Hence he was able also to look down and behold the Christ Event from higher worlds. Thus was preparation made long beforehand in the World All for the remarkable mission that Buddha had undertaken at the behest of Christ. For he was first sent to the Venus men—and compare what I am now telling you with the lectures I gave at Helsingfors1—and afterwards to the Earth; then he made his way back to the Mars men, and there has to continue working, carrying out on Mars the mission for which he had so long been preparing. On Mars it is so, that the men who have remained there stand in great peril, even as the Earth men were in peril, from which Christ set them free. The danger for the Mars men is, that their astral body—they have, as you know, not an I to develop as we—their astral body, and thereby indirectly also their ether body, may suffer a very serious diminution of force and become dried up. The whole nature of the Mars men has proved to be of a kind that leads to terrible wars. The men of Mars tend to settle permanently on a certain spot. Men on the Earth are cosmopolitanly inclined; Mars men are wedded to the soil, there are very few cosmopolitans among them. And there is, or rather was, on Mars constant war and strife, due to the astral bodies that are very strong and not tempered and made gentle by an I. If you will think it over you will understand that among men who develop in this way there must inevitably be a terrible amount of strife and conflict. Mars is nothing else than a kind of re-incarnated Moon; what the astral body holds is not tempered with the softening influence of the I, with the result that the men of Mars have quite an exceptional lust for war. The Greeks acted on a true knowledge when they made Mars the God of War. One is indeed filled with wonder and amazement when one finds in the world of legend these echoes of the truth. Unforgettable is the impression one receives when, having discovered that terrible wars took place there, one finds that this occult knowledge is present in the names that were given out of the knowledge contained in the ancient Mysteries.

Think of the continuation of the life of Buddha, this Master of Compassion and Love, this Master in the overcoming of caste-distinctions, and you will understand the mission that Buddha had on Mars,—to introduce something to which the Mars men could never come unaided, something which would seem to them like an exaggerated piety, a kind of monastic attitude to life. For it was the mission of Buddha by means of a conspicuous example of exceeding humility and poverty to quicken the Mars men to life in this direction. I can only just begin to draw for you the picture of Buddha's influence upon Mars. The meaning of his work there for the Mars men who live without the I, is in point of fact entirely similar to the influence of a redeemer and a saviour, one who liberates men to a higher world-conception. And whilst upon Earth universal brotherhood and love of one's neighbour are connected in their deepest impulse with the Christ, cosmopolitanism in its essential character is connected with the Deed of Salvation which Buddha has to fulfil on Mars.

There is yet another point in our study that might present a difficulty, and I would like to dispose of it before we separate. It is the fact that the various religions on Earth, which as every theosophist knows have a common single source, are differently related to occult communications. Every religion has to be referred back to a founder who through this religion made known to a group of people, in a manner suited to their capacity, some experience belonging to a particular stage of initiation. You have for instance the religion which is not able to rise to the Christ, the Spirit of the Sun, but is peculiarly adapted to rise to the great and far-reaching soul that lived in the being who was many times incarnated as a Bodhisattva—a religion that looks up in worship to him who is the great Initiator, the great Inspirer, of the Buddha. This religion is not able to ascend to a vision of how the Christ is the Sun Spirit and has descended to Earth. It sees only as far as to the one who is sent as a messenger; it gathers together, as it were, for its content that which goes forth from the Sun and becomes a planetary spirit. And we can well understand that Buddha is regarded as a planetary spirit.

Such a religion, that lifts men's thoughts to the Spirit who guides the evolution of the Buddha, could only grasp a figure like the figure of Vishnu in the Indian Trimurti. Moreover, since a religion of this kind has not yet come through to the knowledge of the universal victory of Christ over Lucifer, neither is it able to place the figure of Lucifer in such relation to the Christ as we can today. To the followers of such a religion Lucifer seems to be standing beside the Christ as an independent figure,—His equal, unsubdued. We have seen how Lucifer is given the place of a kind of brother. This is what you have when Shiva confronts Vishnu. Look into the religion of Shiva, study it carefully; and you will follow me when I say that the Shiva religion of India can be understood when one has knowledge of the Lucifer Being. For Shiva is in reality Lucifer in the form in which he is not yet overcome. All its cult and ritual, the whole of the religion of Shiva with its 60 million adherents—viewed from this standpoint, it shows itself to be an eminently Luciferic kind of religion. From these examples, you will readily understand how all forms of occult knowledge have been able to impress their influence on different religions at different stages, according to the character and disposition of the peoples concerned.

And now I want to ask you to follow me in a further consideration. We have spoken of the Unmanifest Light, and of the Inexpressible Word; and we have succeeded also in arriving by many detours at the Consciousness, without Object. Let us now pause a moment at this trinity, and ask: Do these three things come to expression at all in our world, do they reveal themselves there?

The answer is, that by taking together all that has been given in the course of these lectures, we can without difficulty arrive at a knowledge of how these three things express themselves in our world. Take Light! When we gave a description of the proud Lucifer, it was all Light! Light is essentially an attribute of the spiritual; and when he is on the physical plane, man only has light—and then in its very weakest expression—in his thoughts. And where has man the Inexpressible Word, when he is here on the physical plane? That which in the great world is Inexpressible Word is expressible word here on the physical plane, and you will not take long to discover what must be the origin and source of the word. It is what we call the soul in man. Whilst therefore the Light gradually becomes what is spiritual in man, the Word becomes gradually revealed in man in his soul nature. And Consciousness—how does it manifest in physical man? Through the fact that external matter impinges upon him. For physical consciousness needs an external object, it must, as it were, have something to bite! Up above, we found: Consciousness without Object, Inexpressible Word, Unmanifest Light. Down below, we find as their last manifestation on the physical plane: human consciousness that chews at matter; the soul that reveals, although in obscured form, the word; and finally the light that is present in exceedingly feeble manner in man's thinking. In the human aura alone can the clairvoyant see thinking as light. All that comes from light he can see only as aura. Nevertheless in thinking—in that which on the physical plane is already spiritual—we may recognise the last reflection of the Unmanifest Light. So, you see, man can after all bring to expression these three highest things that we found. We discover them when we regard man as spirit, soul and matter. And in spirit and soul together man finds the picture of his I as a unity. Yes, even this triad which we find on the physical plane—matter, soul, spirit,—is a revelation of the highest trinity. Men lost these primal revelations of the occultism of olden times, and occultism gradually took on a new form that met with but little outward understanding. In our time occultism must again find understanding, in our time it must become theosophy. There has been an intervening time when men did not look up to the occult truths that had been communicated to them earlier, when they did not understand what we today clothe in the words of theosophy. And in this intervening time they held by the last manifestation, the latest product as it were of the working of the higher trinity,—they held to matter, soul and spirit. This stage gave birth to what we may call philosophy, which in reality first made its appearance about six centuries before Christ and has continued on into our own time. You will always find that philosophy starts from the last external manifestation of the great trinity which remains ever deeply hidden. Philosophy sees spread out before her the material life, and the material life alone,—the food as it were for human consciousness. Philosophy does not comprehend the Inexpressible Word, but it can nevertheless still have a feeling for the soul element in the world when it reveals itself in the soul of man as the expressed word. Philosophy does not find the Unmanifest Light, but can sense it from afar, inasmuch as it appears, in its last activity, in human thinking,—that is to say, in that portion of the human spirit which is turned, to begin with, to the external world. Body, soul and spirit—the mind of the Greek sees them as threefold man, and they play their part right through the age of philosophy. Mankind has been passing through an epoch in his evolution when the occultisms were hidden. Hidden too, were the theosophies. All that was left for man to hold on to was the most external of all revelations, was what we call body, soul and spirit. And this epoch has lasted until now. But the time of philosophy is fulfilled. The philosophers have had their day. The one thing that remains for philosophy to do is to save for man that which the clairvoyant must remember at the first stage of his evolution,—the I, the self-consciousness. And it is important that philosophy should not fail of this task. Try to understand my Philosophy of Spiritual Activity from this point of view. The book is written in such a way as to lead over the philosophical consciousness into the new age that is coming, when that which can give a more exact and accurate picture of the higher trinity must enter once again into the evolution of mankind,—when theosophy must find its way into human evolution.

The age of philosophy has come to an end. Older than philosophy is theosophy, and theosophy will take the place of philosophy, notwithstanding all opposition. It has, so to speak, the longer life, it exceeds in duration the age of philosophy. Only for a certain limited time can the human being be studied from the philosophical standpoint. Further into the past, and further too into the future, extends the age when man can be considered from the standpoint of theosophy. Transcending both, and probing man's being to the uttermost, is occultism. For behind all human knowledge whatsoever stands occultism. Occultism is the oldest of all; it has the longest age of time. Before theosophy was, was occultism; after theosophy, occultism will still be. Before philosophy was, was theosophy; after philosophy, theosophy will still be.

And now, my dear friends, try among other ideals to apprehend this one,—that you are called upon to understand how in our time the philosophical ideal (which has necessarily only been held by a few) has to flow into a new ideal, the theosophical ideal, which will be comprehensible to many, because theosophy is able to speak to man from far greater depths than philosophy, which can never be anything but abstract, since it is only a last feeble copy of the original being of man in his threefoldedness. If we study the matter in the way we have done, then we are seeing it all on the background of world-history as historic necessity; we feel what theosophy must be for modern man, and we recognise how the three points of view—philosophy, theosophy, occultism—are in very truth ways of understanding man that must unfold one after the other. Let this thought not remain just a thought in the head, but let it sink deep into your hearts, and you will learn to appreciate how important, as well as how holy theosophy must be for us.

  • 1. Spiritual Beings in the Heavenly Bodies an in the Kingdoms of Nature
  • 1. Spiritual Beings in the Heavenly Bodies an in the Kingdoms of Nature
170. The Riddle of Humanity: Lecture VIII13 Aug 1916, Dornach
Tr. John F. Logan

Rudolf Steiner
One can imagine a solitary thinker wrestling with the problem of thinking backwards and drawing particular philosophical conclusions from the impossibility of thinking backwards. One can make a further assumption.
We would regard this as an exception, as a special enclave, as a counter-stream to the great stream of all cosmic evolution—and yet we would continue to attribute to the evolution of the world those physiognomic features that we find believable.
I wanted to talk about this book because it has just appeared and is bound to be discussed frequently in the near future. Even though it is written in a philosophical language that is difficult to understand, it will be discussed frequently.
170. The Riddle of Humanity: Lecture VIII13 Aug 1916, Dornach
Tr. John F. Logan

Rudolf Steiner

The kind of truths we passed in review before our souls yesterday cannot be absorbed with an abstract, theoretical understanding. It is not just a matter of knowing that things are like this or like that. All the human consequences of these things must be inwardly comprehended, for they are very significant. Today I will sketch just a few of them. There is, of course, very much more that could be said along these lines, but we have to begin somewhere. At the very least, we must consider the direction in which such factual, spiritual-scientific presuppositions lead our thinking and our will.

Let us review yesterday's conclusions. The zones of the twelve senses can be seen as a kind of human zodiac. Flowing through all these sense-zones are the seven life processes: breathing, warming, nourishing, secretion, maintenance, growth and reproduction. (See drawing, Lecture Seven.)

To understand these things in their entirety we must be clear that the actual truth is very different from what our materialistic sciences teach us. They believe, for example, that the sense of taste and the related sense of smell are confined to the narrow limits of the tongue and the nasal mucous membrane. But this is not how things really are. The physical organs associated with the senses are more like the capital cities governing the realms of those senses. The realms corresponding to the senses are much more extended. I think that anyone who has applied a little self-observation to the sense of hearing, for example, will know that hearing involves much more of the organism than just the ears. A tone lives in much more of the organism than just the ear, and the other senses occupy similarly extended territories. Liver and spleen, for example, are perceptibly involved in taste and the related sense of smell; so they involve a wider area than materialistic science recognises. This being the case, you will also see that the sense-zones are intimately connected with the vital organs and with the life forces they continuously send streaming through the entire organism. It follows that the relationship between the sense-zones and the vital organs has a manifold influence on a person's inner constitution, on his state of being as regards spirit, soul and body. So we are justified in speaking, let us say, of the forces of secretion being in the sphere of the sense of sight, or of their interacting with the sphere of sight, or of an interaction between the spheres of growth and hearing—just as we speak in astronomy of Saturn being in the Ram or of the Sun standing in the Lion. Furthermore, each sense-zone can come into a relationship with one or the other of the life spheres, since the regions of the senses and the regions of life are related differently in different people. So there really are circ*mstances in the inner human world that reflect how things are out there in the starry heavens of the macrocosm.

You will therefore be right in supposing that the activities called up in us by the senses are relatively static in comparison with what goes on in the life processes and their central organs. Remember how we described the sense regions as a comparatively stable part of the human being. They are stabilised through being organised around a particular physical organ: the sense of sight around the eyes—even though it involves more besides—the sense of hearing around the ears, and so on. And remember how mobile the life processes are as they circulate uninterruptedly through the whole body, reaching every part of it. The life processes move through us.

If we consider what was said yesterday about how our sense experiences on Old Moon were more like life processes, we must conclude that human existence on Old Moon was altogether more mobile than that of our present Earth era. Moon man was more mobile, more inwardly mobile. Earth man really does relate to what he consciously experiences in the way the relatively fixed constellations of the zodiac relate to one another. During the Earth era the outer surface of man has become motionless, still, as the constellations of the zodiac are still. During the Moon phase, the present-day human senses contained a life and mobility such as that displayed by the planets of our present-day cosmos; for our planets' relationship to one another is constantly changing.

Moon man was capable of transformation, of metamorphosis. Now, I have often drawn your attention to the fact that when a person of today achieves the level of initiation that gives him access to imaginative knowledge, his conscious life becomes more mobile than that afforded by normal, earth-bound sense experience. In such cases everything again becomes mobile, but the mobility is experienced through super-sensible consciousness. And this is how the knowledge obtained from this sphere must be understood. I have often put before you the necessity of making our concepts and ideas more mobile in order to be able to enter into what super-sensible consciousness reveals to us. Concepts appropriate to the sensible world are shut up in their own little boxes and everyone likes to have them arranged prettily beside one another. But for spiritual science we need mobile concepts, concepts that can be transformed and metamorphosed, one into the other. In this you can see one of the consequences of the facts we have been describing.

Another consequence is the following: you will be able to see that a sense life that is as unperturbed and still as the zodiac is only possible for a human being living in the Earth sphere. The twelve sense-zones only are meaningful in the context of life as it is lived between birth and death in an earthly body. When it comes to life between death and birth, things are quite different. One remarkable difference is that the senses that are seen as higher, as far as life on earth goes, lose their higher status when we pass over the threshold of death into spiritual spheres. Just recall what I said in Occult Science about how the relationships between people change during the time between death, and a new birth, and how they are mediated in a much more intimate manner than is the case here on earth. There we do not need the ego sense which is essential to us on earth, nor do we need the senses of thought and speech as we need them on earth. On the other hand, we do need the transformed sense of hearing, but in a form that has been genuinely spiritualised. A spiritualised sense of hearing gives us access to the harmony of the spheres. That it is spiritualised is, however, already evident from the fact that over there we hear without the presence of physical air, whereas here the physical medium of the air must be present in order for us to hear anything. Furthermore, everything is heard in reverse, proceeding backwards towards its beginning. It is precisely because our earthly sense of hearing is dependent on the air that it is particularly difficult for us to imagine what it is like to hear things backwards. We run into difficulties trying to imagine a melody backwards. For spiritual perception this presents no problems at all.

Now, the sense of hearing is the borderline sense; in its spiritualised form it is the sense that most resembles the senses of the physical world. When we come to the sense of warmth as it is in the spiritual world, we already have a sense that is very changed; sight is even more altered; and the senses of smell and taste even more so, for they play an important role in the spiritual world. The very senses that here we call lower, play an important role in the spiritual world. But that role has been very, very spiritualised. A significant role is also played by the senses of balance and movement. But then, when we come to the sense of life we find that it is less significant. And the sense of touch has no special role at all.

So we could say that when death leads us over into the spiritual world the sun sets in the region ruled by the sense of hearing. That sense is located on the horizon of the spiritual world. The sense of hearing is more or less bisected by that horizon. Over yonder, the sun rises in the sense of hearing and then proceeds through the spiritualised senses of warmth, sight, taste and smell—all these are especially important for spiritual perception over there. There, the sense of balance not only reveals to us our inner state of balance, it also shows us how we are balanced with regard to the beings of the higher hierarchies into whose realms we are ascending. Thus the sense of balance has an important role to play; it guides us through the expanses of the cosmos. Here, it is hidden away in our physical organism as one of the lesser senses, but over there it has the important role of enabling us to sense whether we are poised in a state of equilibrium between an Archangel and an Angel, or between a Spirit of Personality and an Archangel, or between a Spirit of Form and an Angel. This is the sense that shows us how we are balanced among the various beings of the spiritual world. And the spiritualised sense of movement, which is now directed outwards, mediates between us and our movements—for in the spiritual world we are in constant movement. The sense of life, however, is no longer necessary because we are, so to speak, swimming in the totality of life. Like a swimmer in water, the spirit moves in the element of life.

Just below the horizon are the lower senses, the senses that lead earthly perception to the internal world of the organism. But when we die, the sun of our life descends to the constellations that are below the horizon just as the setting sun enters the constellations below the horizon. And when we are born again, our sun rises in those constellations—in the senses of touch, life, speech, thought, ego—that stand over us now and allow as to perceive this physical world of earthly existence.

And the life processes are even more spiritualised than these lower senses. More than a few persons who claim to represent a particularly lofty mystical point of view speak of the life processes as something ‘lower’. To be sure, they are low here, but what here is low is high in the spiritual world, for what lives in our organism is a reflection of what lives in the spiritual world. This is a very noteworthy statement. Outside us in the spiritual world there are significant spiritual beings whose nature is reflected within us—within the bounds of the zodiac of our senses through which the planets of our life processes move. So we can say: the four life processes of secretion, maintenance, growth and reproduction are reflections of what exists in the spiritual world—as are the processes of breathing, warming and nourishing. The fourfold process of secretion, maintaining, growth and reproduction mirrors a lofty region of the spiritual world. That region receives us after death and there we live and weave, spiritually preparing our organism for the next earthly incarnation. Everything in our physical organism that is comparatively low corresponds to something that is high and can only be perceived through the faculty of Imagination. There is a whole world that can be perceived through Imagination, through imaginative knowledge. This world that is accessible to imagination is reflected from beyond the constellations of the zodiac into the senses of the human organism. To picture this, imagine that

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Sun, Venus, Mercury and Moon are reflections of what exists beyond the limits of the zodiac: they have spiritual counterparts that exist there and the astronomical bodies we can observe within the bounds of the zodiac are only reflections of these counterparts.

And then there is yet another super-sensible region. It is beyond the limits of the human senses and perceptible only through the faculty of Inspiration. This is the world of Inspiration. The processes of breathing, warming and nourishing are a reflection of this world, just as Saturn, Jupiter and mars are reflections of their spiritual counterparts from beyond the limits of the zodiac. Moreover there is a profound relationship between what is out there in the cosmos and what, as lower nature, is present in man. These spiritual counterparts of the life processes actually exist. ...And this is how we should mark out the boundaries of the human senses and life processes.

Now we approach that which is higher than life, those true regions of the soul which are the home of human astrality and human egoity, of the I. We leave behind the world of the senses and the realms of space and time and really enter the spiritual world. Now on earth, because there is a certain connection between the twelve sense-zones and our I, it is possible for our I to live in the consciousness sustained by these sense-zones. Beneath this consciousness there is another, an astral consciousness which, in the present stage of human development, is intimately related to the human vital processes, to the sphere of life. The I is intimately related to the sphere of the senses; astral consciousness is intimately related to the sphere of life. Just as our knowledge of the zodiac comes through—or from within—our I, so knowledge of our life processes comes from astral consciousness. It is a form of awareness that is still subconscious in people of today: it is not apparent in normal circ*mstances, it still lies on the other side of the threshold. In physical existence such a knowing consists of an inner awareness of the life processes. Sometimes, in abnormal circ*mstances, the sphere of life is included in the sphere of consciousness; it is thrust up into normal consciousness. But for us this is a pathological state. It is an astonishing thing for our doctors and natural scientists to behold when the subconscious intrudes and allows what is normally hidden beneath our twelve-fold sense-awareness to emerge—when eruptions of the subconscious allow the planets to intrude their life into the sphere of the zodiac. Such a consciousness is appropriate when it has been cultivated and developed, really developed in the fashion that is described in Knowledge of the Higher Worlds. But if it has not been developed properly, it is pathological.

Recently, a book written by a doctor who is interested in these things has been published. Since he is unaware of any of the contents of spiritual science, his thinking is still wholly materialistic. But he is so free in his investigations that, especially more recently, he has actually worked his way into this realm. I am referring to Carl Ludwig Schleich11 and his book, The Mechanisms of Thought (Vom Schaltwerk der Gedanken.) There you will find some interesting accounts of his experiences as a doctor. Let us look at one of the simplest of these: it concerns a woman who comes to him for a medical consultation. He suggests she sit down to wait for him. Just at that moment the wheel in a ventilator cover moves. Immediately she exclaims. ‘Oh, that is a huge fly that is going to bite me!’ And almost immediately after she has said this, her eye begins to swell. Soon the swelling has grown to the size of a hen's egg. The doctor calms her, saying the injury is not so bad and can soon be healed.

It is not possible to reach so deeply into the life sphere that something there actually changes, not if one is employing the consciousness that is contained in the human zodiac of the twelve senses. But we do affect the life sphere when the subconscious erupts into our usual daytime consciousness. The concepts and ideas that occupy our normal consciousness do not yet sink deeply enough into us to reach the depths of the life processes. Now and then, however, the life processes are stirred up and occasionally the ensuing wave is very strong. But with today's proper and normal, externally-orientated consciousness it is not possible—thank God!—for a person to affect the life processes, for otherwise people would make a real mess of themselves with some of the thoughts they entertain. Human thoughts are not strong enough to have this kind of effect. But if some of the ideas people harbour today were to well up out of their unconscious into the sphere of life, as did the ideas of the woman we were describing, then you would see some people walking about with extremely swollen faces and some with much worse problems, too. Thus you see that beneath our surface, which is connected with the zodiac, there is a subconscious world that is intimately connected with the life processes and can profoundly affect them in abnormal circ*mstances. For example, Schleich reports a case in which a young woman comes to the doctor and tells him that she has gone astray. She continues to insist on this, even after the medical examination shows it could not have been so. She will not tell with whom she has gone astray. But in the next few months she begins to show all the external and internal signs of an expectant mother. Later on, at the appropriate time, when the quasi-expectant mother is examined, the heartbeat of a child is discernible alongside her own. Everything proceeds quite normally—except that no child arrives in the ninth month! The tenth month comes and finally it is realised that something else is going on. At last they decide they must operate. When they do, there is nothing there, nothing at all, and there never has been! It was a hysterical pregnancy with all the physical symptoms of a normal pregnancy. Today's doctors are already describing this kind of thing, and it is good that they are doing so, for such things will force people to think of the human being in different terms from those in which they are accustomed to think.

Here is another case: a man comes to Schleich saying that he has stuck himself with a pen while working in his office. There is a slight scratch. Schleich examines it and finds nothing to be concerned about. But the man says, ‘Yes, but I can already feel blood poisoning in my arm and I know I shall die of it unless my arm is amputated.’ Schleich replies, ‘I cannot remove your arm when there is no problem there. It is certain that you will not die of blood poisoning.’ As a precaution, he cleanses the wound and then he dismisses the man. But he was still in such a state that Schleich, who is a good-hearted man, decides to visit him that evening. He finds the man still filled with the thought that he is bound to die. When his blood is tested later, there still is no sign of blood poisoning. Again Schleich reassures him; but later that night the man dies. He really dies! A death from purely psychic causes!

Now, I can assure you that a man cannot die as a result of the thoughts he forms under the influence of his inner zodiac-one certainly cannot die of such thoughts. Thoughts do not penetrate so deeply into the life processes. And the other case I just mentioned—I mean the hysterical pregnancy—cannot be the result of mere thoughts, any more than it is possible to die of the mere thought that you have blood poisoning.

When it comes to this last case, where imagined, but untrue, circ*mstances seem to have led to death, our present-day science must look to spiritual science for clarification. Perhaps we can look a little at this case and consider what really happened. We have a man who scratches himself with his pen while he is writing and then dies as a result of what he imagines around this event. Actually, something quite different happened. That man had an etheric body, and death was already present in his etheric body before he scratched himself. Death, therefore, was already expressed in his etheric body when he went into his office that morning, In other words, his etheric body had begun to accept into itself the processes that lead to death. But these were only transmitted to his physical body very gradually. And the man would not have acted so strangely if death had not already taken up residence in him. He just happened to scratch himself while this was going on within him, and the scratch was insignificant in itself. But through it, the thought that he was going to die was able to well up out of his subconscious life sphere. The external events were only the trimmings, only the outer show. But because the outer show was there, the whole thing was able to well up into his waking consciousness. So his death had nothing to do with the usual processes of forming imaginations that are part of our day-time consciousness, absolutely nothing; death was already present in him.

Such things as these will gradually force our natural scientists to enter more and more deeply into the substance of spiritual science. We are already dealing with something complicated when we consider the relationship between the planetary spheres and the life processes, or the zodiac and the zones of the senses. But things get even more complicated when we move on to consider the processes of consciousness that relate in various ways to these spheres: the I relating to the zodiac and the astral body relating to the planetary spheres within man, that mobile life-sphere within the human being. But if we continue to think as we think in the everyday physical world, using the powers of the zodiac within us, we shall be unable to approach matters that concern the mobile human life-sphere., nor shall we be able to approach the relationship of the I to the zodiac. Those things can only be approached when we have taught ourselves to think in entirely new ways.

In Knowledge of the Higher Worlds you are advised to imagine things backwards from time to time, to review things backwards. A backwards review involves picturing events as if they proceeded in the opposite direction from that in which they proceed in our normal world. Among other things, this picturing backwards gradually builds the spiritual forces that make one capable of entering a world that is the wrong way round when compared with the physical world. That is how the spiritual world is. It reverses many aspects of the physical world. I have often pointed out to you that it is not simply a matter of abstractly turning around what is in the physical world; among the powers that one needs to develop are the powers connected with the ability to imagine backwards. What is the consequence of this? Those people who do not want to see human culture dry up and who are trying to achieve a spiritually illumined view of the world are eventually forced to imagine a world in reverse. For spiritual consciousness only begins when the life processes or the sense processes are reversed and run backwards. Therefore people need to prepare for the future by getting accustomed to thinking backwards. Then they will begin to take hold of the spiritual world through this thinking backwards, just as they take hold of the physical world by means of thinking forwards. Our ability to imagine the physical world is a result of the direction of our thinking.

So, now that I have guided you through the human zodiac of the twelve sense-zones and through the seven planetary life-spheres, I can only proceed further if I introduce a completely different way of looking at things: a way of thinking that proceeds backwards.

Now, you are aware that our contemporaries are not particularly inclined to devote themselves to spiritual science and really absorb it. They reject it because they are accustomed to materialistic thinking. But for someone who has gone only a little way beyond the threshold of the spiritual world, it is just as foolish to assert that the world only goes forward, never backward, as it is to say that the sun only goes in one direction and can never return! Of course it comes back along this apparent path on the other side. (Steiner illustrated this with a drawing.)

It is easy to imagine that someone who is well and truly frozen into contemporary modes of thought might shrink in horror from thinking backwards and from imagining the world turned backwards. And yet without this world turned backwards there would not be any consciousness at all. For consciousness is already a kind of spiritual science—even though the materialists deny the fact. Consequently, this imagining backwards particularly horrifies our contemporaries. We could picture one of them asking himself, ‘Is it illogical to picture the course of the world backwards as well as forwards?’ And he could also come to the conclusion that it is not really illogical to follow a drama backwards starting from its fifth act, and that it is not illogical to follow the drama of world development backwards, either. Nevertheless, this is a terrible thing with which to confront contemporary habits of thought. Someone who lives entirely in present-day habits of thought, believes it is a fact that one cannot think the world backwards, and that it is a fact that the world does not move backwards. As soon as such a person stumbles across this question he senses that there is something special in it. One can imagine a solitary thinker wrestling with the problem of thinking backwards and drawing particular philosophical conclusions from the impossibility of thinking backwards.

One can make a further assumption. I have already drawn your attention to the fact that thinking backwards is especially difficult to imagine in the constellation in which the sun goes down, in the sense of hearing. Over the course of time, the sense of hearing has undergone some changes, particularly in relation to music. Historians do not usually notice these subtle changes, but they are more important for the inner human life than the grosser changes described in historical accounts. For example, it is of great significance for the transformation of hearing—which is already a relatively spiritual sense as far as the physical world goes—that the octave was experienced as a uniquely pleasant, sympathetic combination of tones during the Greco-Roman period, and that the fifth was particularly loved during the eleventh, twelfth and thirteenth centuries. In those days it was called the ‘sweet tone.’ During the eleventh, twelfth and thirteenth centuries the fifth was experienced in the way people experience the third today. So you see how our inner constitution changes over relatively short periods of time.

On the physical plane, a musical ear listens with deep satisfaction to things going in the one direction. So someone with an especially musical ear might well be repelled by the thought of going backwards, for music is one of the most profound things we have on the physical plane. Of course this could only apply to a time when materialism is at its height. Those who are not so musical will not feel this conflict so readily. But a musical person whose thinking is fundamentally materialistic can easily come to the conclusion that thinking backwards is simply beyond the scope of our human head. In this fashion he will resist the spiritual world. So we can assume that somewhere or other there is bound to be such a thinker.

Strangely enough, a book has been published recently: Kosmogonie, by Christian von Ehrenfels.12 Its first chapter is called, ‘The “reversion”, a paradox of knowledge’. There, looking at it from many sides, in the fashion of present-day philosophy, Ehrenfels asks what it would be like to see the course of world events backwards—from the other side, the asymmetrical side, so to speak. He actually comes up with the idea of thinking things backwards, really backwards. He tries to deal with this paradox. He attempts to think some particular cases backwards. I would like to show you one of these as an example. He starts with a series of events going forwards, rather than backwards:

In the vertical world of the high mountains, moisture and frost break loose a chunk from a compact mass of rock. When the ice thaws, the chunk breaks free. It falls from the overhanging cliff wall, crashes on to a stony surface and shatters into many pieces. Following one of these pieces, we see it go raging down a lower slope shedding further splinters of stone as it collides with other stones, until it finally comes to rest on a slope. At last it has given up the whole of its kinetic energy in the form of warmth conveyed to the places where it collided with earth and stone, and to the air that resisted its motion.—Now how would this certainly not uncommon event look in the backwards world?

A stone is lying on a slope. Suddenly it is struck by apparently chaotic bursts of warmth coming from the earth beneath it. These combine in such an extraordinary fashion that they propel the stone diagonally upwards. The air offers no resistance. On the contrary, there are a series of extraordinary transactions: the air transmits some of its own warmth to the stone and thus gives it free passage, making way for it and encouraging it, with its accumulation of small but well-aimed gifts of warmth, on its diagonally ascending pathway. The stone collides with an overhanging stone. But this neither causes it to lose any fragment of itself, nor does it cause it to lose any of its enthusiasm for movement. In fact, the contrary is the case. Another little stone happens to arrive at the same place of impact, propelled by a collection of gusts of warmth from the earth. And, behold!—always under the influence of impulses of warmth-this small stone collides with our original stone. Their-apparently accidentally formed—irregular surfaces fit together so perfectly, and they meet with such force, that the powers of cohesion take effect and the two grow together to form one compact mass. Further bursts of warmth from the overhanging mountain with which they have collided direct them further on their upward, diagonal path, which they pursue with increased speed.

The bits of stone that earlier were broken apart are joined together again. The whole stone comes together, lying on the mountain cliff. The energies are brought once more into balance, all goes back into its original place, and so forth. This he describes with great exactitude, thinking the whole event backwards. He describes further examples, which he also thinks through backwards. One can see that he really plagues himself with this; he really strains at the yoke:

On a sunny winter's day, a hare makes its way through the snow, leaving its tracks behind it. In many places the wind immediately blows them away, but they are preserved along southerly stretches of path where the snow thaws in the sunshine during the day and freezes again at night. There they remain visible for many weeks until they disappear in the spring thaw. In the ‘backwards world’ the hare's prints would be the first thing to appear, but only a bit at a time, not all at once. At first they would show up in the frozen snow (more accurately, in the ice which is thawing into snow again), and then, after weeks, during which the imprints gradually get deeper and change into more accurate copies of the hare's paws, the prints also begin to appear on the connecting parts of path as gusts of warmth chase loose flakes of snow together—and the whole track is complete. Then the hare himself appears, tail foremost, head facing behind, and he is not moving along the line of the path—rather he is being dragged along in a direction contrary to the impulses of his muscles by the impact of gusts of warmth (always it is through warmth) and this is done so artfully that his paws always fall into the waiting paw-prints of the tracks. Nor do the wonders cease here: each time a paw comes out of a print, well-directed gusts of warmth fill it with loose snow. So well is this accomplished that the filled print exactly merges with the surrounding snowfield, whose faultlessly smooth surface covers the former tracks of the hare as if it had never been otherwise.

You can see how Schleich exerts himself. Now he goes further, saying: if it is difficult with the hare, how much more difficult will it be with an entire hunt:

It is easy to see that the same sort of unbelievable things occur as in the example from inorganic nature, only intensified to the point of being grotesque and uncanny. And the present organic example of the hare's tracks is relatively simple. Just imagine the tracks left behind in the snow, not by a single hare, but by an entire winter hunting party with all its hunters, drivers, hounds, and numerous deer, foxes and elk—imagine how these tracks would criss-cross and cover one another, and how sometimes one would step in the print of another, leaving untrodden patches in between, and so on. Now one must turn these events around and observe how the same type of gusts of warmth seem to guide each living creature through this chaos of apparently fragmentary tracks so that every foot or paw or hoof falls into a print that exactly matches it—the deer into one, elk into another, every hunter's shoe finding an imprint that exactly matches, and always moved, slid, pressed into it by these extraordinary gusts of warmth that issue from the earth, the air and from within the creatures themselves, so that everything matches perfectly. After all this one begins to get some bare notion of the extent of our concept of ‘leaving tracks’, as it applies to our right-way-up, right-way-round world.

You see how hard the man tries to arrive at the concepts he needs. This effort drags up some things of which people today are not conscious. You can see how naturally spiritual science can come into being, for men are longing for it in their souls. Schleich really struggles to come to some degree of understanding of these processes that run backwards. He really sweats over the matter—spiritually speaking. There truly is a thinker in him, a thinker who will not be denied. He declares that it is entirely logical to picture things in this fashion—logical, but unbelievable. For us, this simply means that he is going against his own habitual thinking and, ultimately, that he is completely unable to conceive of the spiritual world.

Ehrenfels concludes, ‘Let us go even further. Imagine that a backward world is actually forced upon us—that the relentless force of our experience actually compels us to deal with a real situation like our “backwards world”!’ Thus he imagines that he might really see his hare or his hunting party proceeding backwards out there in the physical world—the world which, for him, is the only reality. We are asked to imagine that we have been forced to enter a physical world in which all is really backwards:

How would we respond to such a world, how could we try to interpret it? Even if our experience repeatedly forced us to think, as we tried to think in the preceding pages, of a world in which the shapes of the future are sucked backwards, we would have to reject it as absurd.

This, he says, would be terrible. We would be confronted with a world which we could not and ought not think about! And this terrible world is the world Ehrenfels really would have to see if he were to enter the spiritual world. He imagines that it would be terrible if such a thing were to be forced upon him in the physical world!

Forms would take shape with apparent spontaneity. But we would have no alternative but to view them as only apparently spontaneous—and as actually being the result of teleological, intentional, preconceived combinations of material particles and their movements. And the same would hold for the extraordinary interplay of their paths as they converge and leave us with ever fewer and ever diminishing phenomena.

Thus he thinks the whole thing back to the beginnings of the earth in a Darwinian state of unity.

What could the goal of this creative power that sees ahead and plans ahead, possibly be? Can the sudden appearance of a form and its gradual transition into formlessness be the ultimate goal? No, and no again! The very opposite of this is what the goal of the whole must be.

Then he asks himself, ‘How it would feel to be confronted with such a world, to see such a world?’ To which he answers, ‘This world of experience could only be the grotesque joke of a demonic, cosmic power to whom we must deliver up everything but knowledge.’

At this point he stops himself; he cannot go any deeper into the matter. For the knowledge to which he clings consists simply of his old habits of thought. He can go no further. He feels that a world that has to be seen in reverse must be the grotesque production of some cosmic demon, of the devil; it would be the world of the devil. And he is afraid when confronted with what inevitably must seem to him to be the work of the devil. Here you have an example of how one soul experiences something I have often described: fear is what holds us back from the spiritual world. And Ehrenfels expresses this overtly: if he were to see a physical world that is similar to the spiritual world, he would view it as the paradoxical work of some devilish being. So he shrinks back in fear.

There must be some other, comprehensive, universal law that transcends the bounds of our world of experience! In other words: even if the backward world existed, ultimately we would not use backward principles to understand it.

What would the good Ehrenfels do if he were transported into a backward world that contrived to manifest itself to him physically? He would say, ‘Nay, I do not believe this; I will not allow it to be; I will picture it the other way around.’ And this is just what people do with the spiritual world; they really do not want to admit the existence of things that look different from what is presently in front of them.

We would regard this as an exception, as a special enclave, as a counter-stream to the great stream of all cosmic evolution—and yet we would continue to attribute to the evolution of the world those physiognomic features that we find believable.

Thus one would put one's foot down and say, ‘Nay, even though this world conjures up a demon for us, we will not believe in it. We will think about it in the way in which we are accustomed to think.’ There you see the whole story—of how a philosopher resists what has to come. It is helpful to notice such moments in human evolution. What spiritual science shows us must come, and that, my dear friends, that will most assuredly come. And even though people today resist the spiritual in their normal consciousness, as we have often discussed here, at deeper levels of their consciousness they are beginning to turn toward the spiritual. It is only that people are still pretending; they still deny it is there. It will not be long before it is impossible to continue denying the spirit. Men's thoughts are turning with a virtual compulsion towards the sort of things one can observe in Christian von Ehrenfels' Kosmogonie.

I wanted to talk about this book because it has just appeared and is bound to be discussed frequently in the near future. Even though it is written in a philosophical language that is difficult to understand, it will be discussed frequently. The discussions are likely to be very grotesque because it is difficult to grasp the implications of the book. So I wanted to speak to you here about Christian von Ehrenfel's Kosmogonie in order that what needs to be said about it is spoken about accurately for once. We are dealing with a philosopher who is a university professor and who has lectured in philosophy at the University of Prague for many years. This book appeared in 1915. In the foreword he speaks of his own path of development, acknowledging points on which he is indebted to certain earlier philosophers with whom he is more or less in agreement. At the conclusion of this foreword, having cited his indebtedness for one thing and another to the earlier philosophers, Franz Brentano and Meinong, he says the following:

On the other hand, my greatest burden of thanks lies in a direction that is far removed from what is generally recognised as the domain of philosophy.—Throughout my life I have devoted far more physical energy to becoming inwardly acquainted with German music than I have devoted to assimilating philosophical literature. (As a philosophy professor he presents us with this confession!) Nor do I regret this, looking back from the middle of the sixth decade of my life, (So you see, he is far beyond his fiftieth year) rather I attribute to this one of the sources of my philosophical productivity. (And he has only been productive as a philosopher!) For, even though Schopenhauer's account of music as being a unique objectification of the world of the will must probably be rejected, it nevertheless seems to me that his fundamental intentions go to the heart of the matter. Of all mortal beings, the revelations of the truly productive musician bring him nearest to the spirit of the cosmos. Those other ‘mortals’ who claim to understand this metaphysical language of music experience it as a duty of the highest order to translate this received meaning into a conceptual form that is accessible to the understanding of their fellow men.

If one understands religion to be a spiritual possession that bequeaths trust in the world, moral strength and inner power to its possessor, then you must say that German music has been my religion in a time in which humanity has been beset by agnosticism, the loss of metaphysics, and the loss of belief. This applies from the day—in the year 1880—I definitively separated myself from the dogmas of Catholicism, to those weeks in the spring of 1911 when the metaphysical teachings expressed in this book first began to reveal themselves to me.

And this metaphysics takes as its starting point the paradox of reversibility, the impossibility of reversing our ideas.

Yes, today German music is still my religion in the sense that even if all the arguments of my work were proven false, I would not fall victim to despair. The trust in the world in which this work originated would not desert me and I would remain convinced that I am essentially on the right path. I would remain convinced because German music would still be there, and the world that can produce such a thing must surely be essentially good and worthy of respect.

The music of the B Minor Mass, of the statue's visit in Don Giovanni, the Third, Fifth, Seventh and Ninth symphonies, the music of Tristan, The Ring, Parsifal—this music cannot be proven false, for it is a reality, a wellspring of life. Thanks be to its creators! And a salute to all those who are appointed to quench the thirst for eternity from its wondrous springs! The best that I have been fortunate enough to create—and I hold this present work to be my best—is nothing more than insignificant small change out of the riches that I have ‘received’ from that source—from music.

And I am convinced, my dear friends, that this philosopher's special way of relating to the spiritual world could only be found in a person who has Ehrenfels' spiritual kinship with the music of our materialistic age. There are deep inner relationships between everything that goes on in the human soul, even between things that seem to lie in quite different areas. Here I wanted to give you an example of the special way in which someone who is a believer—not just a listener, but a true believer—in the elements of modern music must relate to the habits of materialistic thinking and how he must allow them to flow through his soul. It is different for someone who is not such a musical believer. For if we are to gradually approach the riddles of life and the human riddles, we must investigate those mysterious relationships in the human soul that introduce so many harmonies and disharmonies into its life.

  • 11. Carl Ludwig Schleich (1859 – 1922): Doctor, philosopher and poet. Vom Schaltwerk der Gedanken, Berlin, 1916.
  • 12. Christian von Ehrenfels (1859 – 1922): Philosopher. Kosmogonie, Jena, 1916. The cited passages are to be found on pages VII, VIII, 49-56.
194. The Mission of the Archangel Michael: Michaelic Thinking. The Knowledge of Man as a Supersensible Being.23 Nov 1919, Dornach
Tr. Lisa D. Monges

Rudolf Steiner
We speak of Ahrimanic and Luciferic beings, we speak of the beings of the hierarchy of the Angeloi, Archangeloi, Archai, and so forth.
We do not differ at all from the beings of the higher hierarchies. To learn to grasp the similarity between the beings of the higher hierarchies and ourselves, and even the animals and plants, is the task put to modern mankind.
I do not wish to burden you unduly with narrow abstractions and philosophical world conceptions, but I have to draw your attention to such a symptom of modern human evolution as the philosopher Cartesius (Descartes) who lived at the dawn of the modern age.
194. The Mission of the Archangel Michael: Michaelic Thinking. The Knowledge of Man as a Supersensible Being.23 Nov 1919, Dornach
Tr. Lisa D. Monges

Rudolf Steiner

The day before yesterday I spoke to you about the fact that we, as members of the human race, live in a sphere which we may designate as the fourth sphere of evolution. We know that the Earth evolution has gradually developed out of the Saturn evolution; the Saturn evolution was followed by the Sun evolution, this in turn by the Moon evolution, out of which, finally came the Earth evolution. If we keep in mind these four sequential formations of the earth planet to which, of course, mankind as such belongs, we must only consider man in so far as he is a head-being. In doing so we must realize that the designation “the head of man” is the symbolic expression of everything that belongs to human sense perception, to human intelligence, of all that in turn flows over into social life through human sense perception, as an intelligent being, must be included in this symbolic expression. Thus, if I say: “man as a head-being,” this is spoken symbolically and refers to everything I have just mentioned.

We speak lightly of the fact that we, as physical human beings, live in the surrounding atmosphere. We must realize that this atmosphere belongs to us. For, is it not true that the air which is now within us was a short time ago outside us? We are not thinkable as human beings outside this atmosphere. But we have become accustomed to believe that men of earlier periods spoke about subjects like the air in the way modern mankind speaks about them. This, however, was not the case. We find it queer if we say that just as we walk in the air so we walk in a sphere which contains the conditions for our existence as sense-beings, intelligent beings, in short, that we possess all that can be symbolically expressed, as has been stated, by virtue of our existence as head-beings. Now, I have told you that this is only one of the spheres in which we exist, for we live in various spheres. Let us now progress in our considerations to a sphere of practical import for mankind and focus our attention upon the fourth sphere in which we now live by virtue of three evolutionary states having preceded our Earth. Let this be characterized by this circular plane (Dr. Steiner makes a drawing on the blackboard) in which we live as in our fourth sphere of evolution. Besides this, we live in yet another sphere of evolution through the fact that this other evolutionary sphere belongs to the spiritual beings that are our creators, just as this fourth sphere belongs to us. If we disregard the human being for a moment and consider those beings which we always have called, in the order of the hierarchies standing above us, the Spirits of Form, the Creative Form Beings, then we shall have to say that we, as human beings, shall only reach the sphere which we ascribe to our Divine Creator Beings when the Earth has passed through three further stages of evolution, which you will find designated in my Occult Science [Rudolf Steiner, Occult Science, an Outline, Anthroposophic Press, New York] as Jupiter stage, Venus stage and Vulcan stage, and shall have reached the eighth stage. Thus these Creative Spirits are at the stage which we human beings shall have reached after the Vulcan evolution. This is their sphere which belongs to them just as the fourth sphere belongs to us. But we must think of these spheres as being inserted into one another, as interpenetrating one another. Thus, is I designate the sphere of which I have just spoken as the eighth sphere, we do not live only in the fourth but also in this eighth sphere through the fact that our Divine Creators live in this sphere together with us.

If we now hold this eighth sphere in view, we find living there not only our Divine Creator Spirits, but also the Ahrimanic beings. Thus by living in the surroundings of the eighth sphere we live together with the Ahrimanic beings. In the fourth sphere, the Luciferic beings live together with us. This is the situation concerning the distribution of these spiritual beings. We are able to go into details regarding these things only if we know how we ourselves are related to the corresponding surroundings of this sphere.

Thus, it is revealed to the perception of initiation science that we are perceiving and intelligent beings by virtue of our living in the fourth sphere of our evolution. But we must never forget that the Luciferic power influenced this intelligence in which we must always include sense perceptions. This Luciferic power is intimately connected with the special kind of intelligence which the human being today considers his very own and which he prefers to employ. Yet, man was endowed with this intelligence only through the fact that the higher being of whom I have spoken to you as the Michael-being has cast the Luciferic beings down into the sphere of men, into the fourth sphere of men. Through this the impulse of intelligence arose in human beings.

You can feel what this impulse of intelligence signifies in mankind if you direct your attention to the impersonal element of present-day human intelligence. You know that we human beings have many personal interests, and we are individualized in regard to them. But his individualization comes to a halt before intelligence. As far as intelligence and logic are concerned, all human beings possess the same; we count upon this common possession. We would not have this common possession if the Luciferic influence, mediated by Michael, had not been exerted upon mankind.

We comprehend one another in this simple fashion only by virtue of our having this common intelligence which originates in the Luciferic spirituality. This Luciferic spirituality arose through Michael's having permeated and influenced human beings with the being of Lucifer. These Luciferic influences developed further in human historic evolution. Alongside of them, much else has been developed in the human being. But today this Luciferic spirituality which we call our intelligence is still considered by many people the most distinguished faculty of man.

You must, in order to come to greater clarity in this matter, direct your soul gaze upon something else which may bring human beings together over the whole earth once it has spread. This is the Christ impulse. But the Christ impulse is something different from the intelligence impulse. The intelligence impulse is of coercive nature. You cannot make the intelligence of mankind your personal affair. You cannot suddenly resolve to decide in a personal way what has to be decided by intelligence without appearing insane within social life relationships. Yet, on the other hand, you cannot gain any relation to the Christ impulse other than a personal one. Nobody can interfere with another person's way of relating himself to the Christ. This is an entirely personal matter. But through the fact that the Christ has passed through the Mystery of Golgotha and has united Himself with the Earth evolution the situation has become such that, regardless of how many human beings, independently from one another, make the Christ impulse their personal affair: the Christ impulse, through its very nature, will become the same for everyone. That means, human beings are brought together through something which every one of them makes his own affair, not coercively as in the case of intelligence, but through the fact that precisely through the Christ impulse itself the relationship of every human being to the Christ forms itself in such a way—if it forms itself rightly—that it is the same in every human being. This, you see, is the difference between the intelligence impulse and the Christ impulse. The Christ impulse may be the same for all mankind and yet is a personal matter for every individual human being. Intelligence is not a personal affair.

Now, what was the situation into which the Christ impulse entered? We can answer this from indications which I have already given. We know that the evolution of the head is retrogressive. In regard to his head the human being finds himself in a process of dying. We may thus point to the following cosmic fact: Michael has pushed the Luciferic hosts down into the realm of mankind; they took up their abode in the human head, but in the human head in its state of gradual dying.

These Luciferic beings began to fight against this dying of the human head. And here we touch a well-known secret of human nature, a secret known in the most varied forms, but which is almost completely concealed from modern man. In regard to this divine evolution, man carries in his head a continual death process; but paralleling this continual process of dying is a kindling of life on the part of Lucifer. It is Lucifer's constant endeavor to make our head as living as is the rest of our organism. Seen from the organic aspect, Lucifer would turn mankind away from its divine direction, were he to succeed in making the human head as living as is the rest of the organism.

This is precisely what the divine direction of human evolution has to turn against. Man must remain united with Earth evolution so that he may continue on through Jupiter, Venus and Vulcan evolution. If Lucifer were to reach his goal, man would not continue on his destined path; on the contrary, he would be made part of a cosmos which is intelligent through and through.

Physiologically speaking, it is Lucifer's constant endeavor to send the life forces out of the rest of our organism into our head. Psychically speaking, Lucifer is constantly endeavoring to give to the content of our intelligence which merely comprises thoughts and images the character of substance. What I have stated above from the physical point of view I now state from the point of view of the soul when I say that Lucifer has the constant tendency to give a real substantial content to that which we form as an image in our spirit—anything of an artistic form, for instance; that is, he has the tendency to permeate our thought contents with ordinary earthly reality. If he were to succeed he would bring it about that we as human beings would forsake reality and fly over into a thought reality which would be reality and not mere thoughts. This tendency of letting our fantasies become realities is connected with our human nature, and the greatest efforts imaginable are made to turn our human fantasies into realities.

Now, everything that exists in mankind as causes of internal diseases is connected with this Luciferic tendency. To see through the work of Lucifer in regard to the driving of the vital forces into the dying forces of the human head means, in truth, to be able to diagnose all internal diseases. Scientific-medical development must strive to build its knowledge upon this Luciferic element. To give this impulse belongs to the tendencies of the Michael influence entering our human evolution.

The Ahrimanic influence is the reverse of the Luciferic tendency. It makes itself felt from the eighth sphere out of which the rest of our organism, exclusive of the head, is fashioned; this organism is full of vitality through its very nature. Into these forces of vitality the Ahrimanic powers endeavor to send the forces of death which properly, in the divine process of evolution, belong to the head. Thus, out of the eighth sphere the forces of death come to us through Ahriman as intermediary. This, again, is spoken of from the physical aspect.

Speaking from the soul aspect, I would have to say: everything that sends its influence into us out of the eighth sphere acts upon the human will, not upon intelligence. Wish, desire underlie human willing; all willing contains a certain amount of desire. It is Ahriman's constant endeavor to insert the personal element into the desire-nature which underlies the willing; and through the fact that the personal element is concealed in our desire-nature, our human soul-will activity bears the imprint of our gradual approaching the moment of death. Instead of permitting ourselves to be permeated by divine ideals and letting them enter our desires and thus our will, the personal element is introduced into our wishing, into our willing.

Thus we are actually in a state of equilibrium between the Luciferic and the Ahrimanic element. The Luciferic-Ahrimanic element delivers us to illness and death in the physical; in the soul sphere it develops deception in so far as we consider something a reality which merely belongs to the world of thought, of fantasy. In regard to the spiritual sphere, the desire of egotism penetrates into our human nature on this path.

Thus we see this duality—Lucifer-Ahriman—connected with human nature, and I have shown you by Milton's Paradise Lost, by Klopstock's Messiah, and by Goethe's Faust how modern civilized mankind deceives itself, can deceive itself, in regard to this duality. Now we have to keep in mind that mankind in its development has passed beyond the middle point of Earth evolution. Mankind's evolution was, in the first place, an ascending one; then it reached its climax and is now on the descending path. For certain reasons which we need not discuss today there was a state of balance in the Greco-Latin period up to the fifteenth century. Since that time, however, earth humanity's evolution is on the descending path. Physical Earth evolution has entered the descending path at a much earlier period; already at the time which preceded our last ice age; that is, prior to the Atlantean catastrophe, Earth evolution began to descend in a physical respect. This is a fact which anthroposophists need not announce to the world; for it is already known to geology, as I have frequently mentioned, that as we walk over the earth in numerous regions we walk already over the earth crust in the state of decline. You need only read the descriptions of Earth evolution in good geology books of our day and you will find that physical science has come to the conclusion that the earth is on the descending stage of its evolution. But we human beings, too, are on the descending stage of evolution. We must not expect that any upward trend will arise in our bodily development. We must take hold of the upward trend by looking upon that which leads the human being beyond the Earth evolution to its subsequent evolutionary forms. We must learn to look upon the human being of the future. This means to think in the sense of Michael, to have Michaelic thoughts.

I will characterize more precisely what it means to think in the sense of Michael, to think Michaelically. You see, my dear friends, if you confront your fellow-man today, you actually confront him with a completely materialistic consciousness. You say to yourselves, even though you do not say it aloud nor even in thought, but you say to yourselves in the more intimate recesses of your consciousness: This is a man of flesh and blood; this is a man of earth substances. You say the same in the case of the animal, the same in the case of the plant. But what you thus say to yourselves when confronting man, animal and plant, you are justified in saying only in regard to the mineral nature. Let us deal at once with the most extreme case, with man. Let us consider man in regard to his external form. That which constitutes his external shape you do not really see, you do not confront it at all with your physical capacity of observation, for it is filled with more than ninety percent of fluid, of water. That which fills the form as mineral substance is what you see with your physical eyes. That which man unites with himself of this outer mineral world is what you see; the human being who does the uniting you do not see. You speak correctly only if you say to yourself: What confronts me here are the particles of matter which the human spirit shape stores up in itself; this makes the invisible being which stands here before me visible. You all as you are sitting here are invisible to physical senses. A certain number of shapes are sitting here; they have, through a certain inner power of attraction collected particles of matter. These particles of matter are what we see; we merely see the mineral. The real human beings that are sitting here are invisible, are super-sensible. To say this to oneself with full consciousness at every moment of waking life constitutes the Michaelic mode of thinking; to cease conceiving of the human being as a conglomerate of mineral particles which he but arranges in a certain way, as is also assumed of animals and plants and from which only the minerals are excepted, and to become conscious of the fact that we walk among invisible human beings—this means to think Michaelically.

We speak of Ahrimanic and Luciferic beings, we speak of the beings of the hierarchy of the Angeloi, Archangeloi, Archai, and so forth. These are invisible beings. We learn to know them by their effects. We have discussed many of these effects, even during the last few days. We learn to know these beings by their deeds. Well, is the matter different with the human being? We learn to know the human being—who is invisible—here in the physical world through the fact that he arranges mineral particles in a human-like shape. But this is only an activity of the human being, an effect of his nature. The fact that we have to become clear about the effects of Ahriman and Lucifer, of the Angeloi, Archangeloi, Archai, and so forth, in another way means simply that we have to learn to know them in a different manner. But in regard to the super-sensible character of these beings there is no difference between them and human beings if we employ reason in our thinking about the being of man.

To comprehend that we are not different in our essential being from the super-sensible beings means to think in the spirit of Michael. Mankind was able to get along without this insight as long as it still received something from the mineral world. But since the mineral world is in a declining evolution, the human being must gradually acquire a spiritual conception of himself and the world. Since the seventies of the nineteenth century he is able, in growing measure, to find the inner strength to develop the consciousness that man is not a well-ordered conglomeration of particles of matter but that he is a super-sensible being, and that these particles of matter are only a gesture of the external mineral world, indicating: here is a human being. Only because of the Ahrimanic influences which I have characterized in a recent lecture [Lecture of November 15, 1919, Dornach] does the human being fend off this inner consciousness, does he try to avoid it. One thing is connected with another in human life. And just as we labor under the delusion that man is a sensuous and not a super-sensible being, so do we labor under other delusions. We speak of evolution and imagine that one thing proceeds from the other in a continuous progressive development. You know that it was not possible to follow such a thought in depicting evolution artistically in our Building. [See Rudolf Steiner, Der Baugedanke des Goetheanum, with 104 photographs of the first Goetheanum.] When I developed the forms for the capitals, I had to show the first, second, and third capital in an ascending evolution, the fourth stood in the middle, the fifth began the declining evolution, the sixth was still simpler, the seventh the most simple. I had to add to the ascending evolution the declining evolution.

Our head is in this declining evolution, whereas the rest of our organism is still in the ascending evolution. If we believe that evolution signifies a continuous ascent we forsake true reality. We then hold the view of Haeckel who, under the influence of a certain delusion, maintained that there are, first, simple beings, as evolution progresses, more and more complicated beings, more and more perfect beings, and so on and on, ad infinitum. This is nonsense. Every evolution that progresses also turns back and retrogresses. Every ascent is followed by a descent; every ascent bears in itself the germ for the descent. It belongs among the most insidious deceptions of modern mankind that it is unaware of the connection between evolution and devolution, between progressive development and retrogressive development. For from every ascending evolution there must result the disposition for retrogressive evolution. At the moment when progressive evolution begins to become retrogressive, the physical passes over into the spiritual evolution. For as soon as the physical begins to become retrogressive, there is room for spiritual development. In our head there is room for spiritual development because physical development is on the retrogressive path. Only when we are in the position to see these things in the right light, that is, only when we see the connection of our intelligence with the Luciferic development shall we really understand the being of man and thereby the world. For then we shall evaluate these things correctly and shall know that our intelligence needs a new impulse if it is to lead man to his goal. Through the Christ principle Lucifer must be prevented from making the human being desert his predestined divine course.

I said before: One thing is connected with the other. Human beings are today under the influence of the same delusion which attributed to the divine powers certain Luciferic qualities. The same delusion creates today the inclination in human beings to see an ideal in the one-sided representation, of the beautiful, for instance. To be sure, it is possible to represent the beautiful as such. But we must be conscious of the fact that were we as human beings merely to surrender ourselves to the beautiful, we would cultivate those forces in us which lead into Luciferic channels. Just as there is no one-sided progressive evolution in the real world, but evolution is followed by devolution, so likewise there exists no one-sided beauty in the real world. The merely beautiful used by Lucifer in order to fascinate and blind human beings would set human beings free of Earth evolution; it would sever their connection with it. Just as there is an interplay of evolution and devolution, so we have in reality to do with an interplay of beauty and ugliness; in truth, there is a hard battle between beauty and ugliness. And if we wish really to take hold of art we must never forget that the ultimate in art in the world is the interplay of the beautiful and the ugly, the presentation of the battle of the beautiful with the ugly. For only by looking upon the state of equilibrium between the beautiful and the ugly do we stand within reality; then we do not exist within a one-sided Luciferic or Ahrimanic reality not belonging to us, into which, however, Lucifer and Ahriman strive to place us. It is very necessary that such ideas as I have just put forward enter human cultural evolution. You know that I have often spoken to you with great enthusiasm about Greek culture, yet in ancient Greece it was still possible to devote oneself one-sidedly to the cultivation of beauty, for mankind at that time had not yet been taken hold of by the decline of Earth evolution, at least not the Greeks. Since that time, however, man must not any longer indulge in the cultivation of the merely beautiful. This would be a flight from reality. He must, boldly and courageously, confront the real battle between beauty and ugliness. He must be able to feel, and experience the dissonances in their battle with the consonances of the world.

This will bring strength into mankind's evolution, and from this strength will spring the possibility of attaining that inner condition of consciousness which lifts us above the delusion that the human being consists in his true essence of heaped-up matter, of mineral particles of substance which he has drawn together into himself. Even from the physical aspect it can be said today that man does not bear in his being the signature of mineral nature, of external physical nature. The outer mineral is heavy. But that which gives us, for instance, the possibility of developing the soul element—I do not refer here to intelligence—that which makes us capable of developing soul qualities is not bound to gravity but to its opposite, to what is called the levity of fluids. I have on other occasions described to you how our brain swims in the cerebral fluid. If this were not so, the blood corpuscles contained in it would be crushed. You know from your lessons in physics that Archimedes, sitting in his bath, discovered that he became lighter, and he was so pleased about this that he called out his famous “Eureka!” In regard to our soul, we do not live by being pulled downward, but by being pulled upward. Not by our brain being heavy, but by our brain being lighter through its swimming in the cerebral fluid do we live physically. We live by means of what draws us away from the earth. This may be stated today even from the physical aspect.

However, what I wanted to point out to you in the present lectures was and is that, confronting modern life, we need a condition of soul which really, at every moment of day-waking life, is conscious of the super-sensible in the immediate surroundings, and which does not surrender to the delusion that the human being is real because he can be seen, and the spirits are not real because they cannot be seen. For the truth is that we do not see the human beings either. This is precisely the delusion that we believe we see the human beings. We do not differ at all from the beings of the higher hierarchies. To learn to grasp the similarity between the beings of the higher hierarchies and ourselves, and even the animals and plants, is the task put to modern mankind.

We say that through the Mystery of Golgotha the Christ impulse has entered Earth evolution, has entered mankind's evolution, to begin with, and is henceforth united with it. People say: We do not see it. Indeed, they will not see it as long as they deceive themselves about man himself, as long as they consider man to be something quite different from what he really is. The moment this is no longer a theory but a vividly felt reality of the soul which enables us to see in man a super-sensible being, we cultivate within us the faculty of perceiving the Christ impulse in our midst, everywhere, and of being able to say with full conviction: do not seek for Him in external manifestation; He is among you everywhere. But mankind would have to develop the belief, modestly and humbly, that it takes a great effort to cultivate the consciousness which, right from the outset, sees in man a super-sensible being. For if we do this only in theory it is of no avail. Only if we really do not believe that what confronts us physically is the real human being, only if we feel this to be an absurdity, have we acquired the state of soul I am referring to.

My dear friends, if you were to go to our building lot outside and collect all kinds of scrap that is lying about there and through clever handling of it were able to hold it in front of you in such a way that a person who met you could not see you but only the scraps of wood or brick—you would not maintain that these scraps of brick and wood are the human being. But the matter is in no way different in regard to the mineral substances with which you confront your fellow-men, arranged in a certain way. Yet you say: these mineral substances—since your physical eyes see them—are the human being! In truth they are only the gesture which points to the real human being.

If we look back into pre-Christian times we shall find that God's Messenger came down to earth, visibly, as it were, revealing and making himself understood to the human being. The greatest Messenger of God Who came down to the earth, the Christ, was at the same time the One Who was able to reveal Himself in the greatest earth event as the last one of those who could reveal themselves without the human beings' assistance. Now we live in the age of the Michael Revelation. It exists like the other revelations. But it does not force itself upon the human being because man has entered his evolution of freedom. We must go out to meet the revelation of Michael, we must prepare ourselves so that he sends into us the strongest forces and we become conscious of the super-sensible in the immediate surroundings of the earth. Do not fail to recognize what this Michael revelation would signify for men of the present and the future if men were to approach it in freedom. Do not fail to recognize that men of today strive for a solution of the social question out of the remnants of ancient states of consciousness.

All the problems that could be solved out of the ancient states of human consciousness have been solved. The earth is on the descending stage of its evolution. The demands which arise today cannot be solved with the thinking of the past. They can only be solved by a mankind with a new soul constitution. It is our task so to direct our activity that it may assist the rise of this new soul constitution in mankind. The fact that human beings cannot free themselves from the concepts which have been fostered for millennia oppresses our souls like a terrible nightmare. We see today how the results of these age-old concepts which are divested of all content and are nothing more than mere word hulls run their course almost automatically. Everywhere there is talk about human ideals. But these ideals have not real content, they are merely sounding words, for mankind needs a new soul constitution. Once upon a time the call resounded to mankind which, translated into our language, says: “Change your thinking, for the time is at hand!” At that time, however, human beings were still able to change their thinking out of their old soul constitution. Now this possibility has ceased; if what at that time was begun will have to be fulfilled today, it must be fulfilled out of a new soul constitution. Michael transmitted to human beings the Yahve-tradition, the Yahve-influence. Since the end of the seventies of last century he is engaged—if we but go to meet him—in transmitting the comprehension of the Christ-Impulse in the true sense of the word. But we must go to meet him. And we do come to meet him if we fulfill two conditions.

In regard to our own soul constitution we can say to ourselves: We have to overcome a certain error. I do not wish to burden you unduly with narrow abstractions and philosophical world conceptions, but I have to draw your attention to such a symptom of modern human evolution as the philosopher Cartesius (Descartes) who lived at the dawn of the modern age. He still knew something of the spiritual which plays through the dying nervous system of man. But he made at the same time the statement: “I think, therefore I am.” That is the opposite of the truth. When we think we are not; for in thinking we have merely the image of reality. Thinking would be of no consequence for us if we would exist within reality with our thinking, if thinking were not merely an image. We must become conscious of the mirror-character of our world of mental images, of our world of thoughts. The moment we become conscious of this mirror character we shall appeal to a different source of reality within us. Of this, Michael wills to speak to us. That means, we must try to recognize our thought world in the mirror-character; then we shall work against the Luciferic evolution. For the latter is greatly interested in pouring substance into our thinking, in trying to delude us with the erroneous belief that thinking is permeated by substance. Thinking contains no substance, but merely image. We shall take substance out of other and deeper levels of our consciousness. That is the one condition. We only need to be conscious that our thoughts make us weak, then we shall appeal to the strength of Michael; for he is to be the spirit who points us to that which is stronger in us than thought, whereas we have learned through modern civilization chiefly to look upon thought, and by doing so have become weak human beings because we have considered thought itself to be something real. We may imagine that we are turning ever so far away from mere abstract intelligence, but this is an illusion; for as modern human beings we are in the bondage of intelligence and do not send out of the deeper levels of our being into thoughts themselves that which ought to be in them.

The second condition is that we introduce into our wishes, and thus into our will, that which results from a reality which we must recognize as super-sensible. The fact that the Mystery of Golgotha in its super-sensible character has not been taken absolutely seriously has had dire consequences. I have often mentioned it here. I have, for instance, drawn your attention to the views of the liberal theologian, Adolf Harnack. There are many such liberal theologians who openly confess: through historical documents there cannot be found any proof of the reality of the Mystery of Golgotha. Indeed, my dear friends, it is impossible to prove historically the existence of the Christ Jesus in the same way it is possible to prove the existence of Caesar or that of Napoleon. Why? Because in the Mystery of Golgotha an event was to be placed before mankind to which it should have only super-sensible access. It was not to have access to it through the senses. In order that mankind might learn, precisely through the Mystery of Golgotha, to raise itself to the super-sensible, there was not to be any external, sensible, historical proof.

We have thus indicated two things toward which we must strive. First, to recognize the super-sensible in the immediate sense world, that is, in the world of man, animal, and plant: this is the Michael path. And its continuation is to find in the world which we ourselves recognize as super-sensible, the Christ impulse.

In describing this to you, I am describing to you at the same time the deepest impulses of the social question. For the abstract League of Nations will not solve the international problem. Such abstractions do not bring the people together all over the earth. But the spirits who lead the human beings into the super-sensible, and of whom we have spoken during these days, will bring people together.

Externally, mankind approaches today serious battles. In regard to these serious battles which are only at their beginning—I have often mentioned it here—and which will lead the old impulses of Earth evolution ad absurdum, there are no political, economical, or spiritual remedies to be taken from the pharmacy of past historical evolution. For from these past times come the elements of fermentation which first, have brought Europe to the brink of the abyss, which will array Asia and America against each other, and which are preparing a battle over the whole earth. This leading ad absurdum of human evolution can be counteracted alone by that which leads men on the path toward the spiritual: the Michael path which finds its continuation in the Christ Path.

127. Three Lectures on the Mystery Dramas: Symbolism and Phantasy in Relation to the Mystery Drama, The Soul's Probation19 Dec 1911, Berlin
Tr. Ruth Pusch, Hans Pusch

Rudolf Steiner
Everything the human being has acquired through his senses, whatever he now possesses of the outer world through the intelligence limited to the brain, is absolute poverty in comparison to the whole cosmic world and to what man experienced in the ancient Saturn, Sun, and Moon epochs. All of us are basically “poor boys,” possessing only our intelligence, something that can exert itself a little in order to promise us some imaginary property.
Our ego is rooted in the secret depths of our soul life, and these secret depths are connected with endless worlds and endless cosmic happenings, all of which affect our lives and play into them.
It is not unimportant whether you put together words that alliterate, such as Licht and Luft, or do not alliterate; it is not unimportant whether you string together the names of brothers or whether you put them together in such a way that the hearer or reader feels that cosmic will has brought them together, as in Gunther, Gemot, Giselher.
127. Three Lectures on the Mystery Dramas: Symbolism and Phantasy in Relation to the Mystery Drama, The Soul's Probation19 Dec 1911, Berlin
Tr. Ruth Pusch, Hans Pusch

Rudolf Steiner

Let us consider today the second Mystery Drama, The Soul's Probation. You will have noticed that in our various stage performances, and especially in this play, an attempt was made to bring the dramatic happenings into connection with our anthroposophical world view. In this play in particular, we wanted to present on the stage in a very real way the idea of reincarnation and its effect on the human soul. I need not say that the incidents in The Soul's Probation are not simply thought out; they fully correspond with observations of esoteric study in certain ways, so that the scenes are completely realistic in a definite sense of the word. We can discuss this evening first of all the idea that a kind of transition had to be created, leading from Capesius' normal life to his plunge into a former life, into the time when he lived through his previous incarnation.

I have often asked myself since The Soul's Probation was written, what enabled Capesius to build a bridge from his life in a world where he had known—though certainly with a genial spirit—only what is given by external sense perception with a world view bound to the instrument of the brain; how it was, I say, that a bridge could be created from such a world to the one into which he then plunged, which could only be revealed through occult sense organs. I have often asked myself why the fairy tale, with the three figures at the rock spring (Scene Five) had to be the bridge for Capesius. Of course, it was not because of some clever idea or some deliberate decision that the fairy tale was placed just at this point, but simply because imagination brought it about. One could even ask afterward why such a fairy tale is necessary. In connection, then, with The Soul's Probation there came to me certain enlightening points of view about the poetry of fairy tales in general and about poetry in relation to anthroposophy.

A person could well put into practical use in his life the facts implicit in the division of the soul into sentient, intellectual, and consciousness souls, but when he does, riddles of perception will loom up in a simply elemental- emotional way with regard to his place in, and relationship to, the world. These riddles do not allow themselves to be spoken out in our ordinary language, with our ordinary concepts, for the simple reason that we are living today in too intellectual a time to bring to expression in words, or through what is possible in words, the subtle distinctions between the three members of our soul.

It is better to choose a method that will allow the soul's relationship to the world to seem diversified and yet quite definite and clear. What moves through the whole of The Soul's Probation as the connecting link between the events themselves and what is significant in the three figures, Philia, Astrid, and Luna, had to be expressed in delicate outlines; yet this had to call up strong enough soul responses to bring out clearly man's relationship to the world around him. It could be presented in no other way than to show how the telling of the fairy tale about the three women awoke in Capesius' soul, as a definite preparation for his development, the strong urge to descend into those worlds that only now are beginning to be perceived again by human beings as real.

There will now be a recital of the fairy tale, so that we can reflect upon it afterward.

(Scene Five: Tale of the Rockspring Wonder)

Once upon a time there was a boy
who lived—the only child of a poor forester—
within a woodland solitude. He knew
besides his parents hardly any other people.
His build was slender,
his skin almost transparent.
One could look long into his eyes:
they treasured deepest spirit wonders.
And though indeed few people entered
the circle of his life,
he never was in need of friends.
When in the nearby mountains
the golden sunlight glowed and glimmered,
the boy's rapt, musing eye drew forth
the spirit gold into his soul
until his heart resembled
the morning brightness of the sun.—
But when through darkening clouds
the morning sunrays could not pierce
and dreariness hung over mountain heights,
the boy's eye, too, grew dull;
a mood of sadness filled his heart.—
The spirit weaving of his narrow world
took hold of him so fully
that it was no less strange to him
than were his body and his limbs.
The trees and flowers of the woods
were all his friends:
there spoke to him from crown and calyx
and from the lofty tree-tops spirit beings
and what they whispered, he could understand.—
Such wondrous things of worlds unknown
unlocked themselves before the boy
whenever his soul conversed
with what most people would regard as lifeless.
At evening his anxious parents
from time to time missed their beloved child.—
The boy was at a spot nearby
where from the rocks a spring burst forth,
and waterdrops, dispersing thousandfold,
were scattered over stones.
When moonlight's silver glance,
in sparkling colours' sorcery,
was mirrored in the water's misty spray,
the boy could sit for hours on end
beside the rock-born spring.
And figures, formed by spirit-magic,
arose before his youthful vision
in rushing water and in moonlight's glimmer.
They grew into three women's forms
who told him of those things
toward which his soul's desire was turned.—
And when upon a gentle summer night
the boy was sitting at the spring again,
one woman of the three caught up a myriad of drops
out of the glittering spray
and gave them to the second woman.
She fashioned from the tiny drops
a chalice with a silver gleam
and passed it to the third.
She filled it with the moonlight's silver rays
and gave it to the boy,
who had beheld all this
with youthful inner sight.—
Now in the night
which followed this event,
he dreamed that he was robbed
by a fierce dragon of the chalice.
After this night the boy beheld
just three times more the wonder of the spring.
Henceforth the women came no more
although the boy sat musing
beside the rock-born spring in moonlight's silver sheen.
And when three hundred sixty weeks
had run their course three times,
the boy had long become a man
and left his parents' home and forest country
to live in a strange city.
One evening, tired from the day's hard toil,
he pondered on what life had still in store for him,
and suddenly he felt himself a boy,
caught up and carried to his rock-born spring.
Again he could behold the water-women
and this time heard them speak.
The first one said to him:

Remember me at any time
you feel alone in life.
I lure man's eye of soul
to starry spaces and ethereal realms.
And whosoever wills to feel me,
I offer him the draught of hope in life
out of my wonder goblet.—

And then the second spoke:

Do not forget me at the times
when courage in your life is threatened.
I lead man's yearning heart
to depths of soul and up to spirit heights.
And whosoever seeks his strength from me,
for him I forge the steel of faith in life,
shaped by my wonder hammer.—

The third one could be heard:

To me lift up your eye of spirit
when your life's riddles overwhelm you.
I spin the threads of thought that lead
through labyrinths of life and the abyss of soul.
And whosoever harbours trust in me,
for him I weave the living rays of love
upon my wonder loom.—

Thus it befell the man,
and in the night that followed this
he dreamed a dream:
a savage dragon prowled
in circles round about him,—
and yet could not come near him.
He was protected from that dragon by
the beings he had seen beside the rock-born spring
and who with him had left his home
for this far-distant place.

It seems to me that the world of fairy tales can quite rightfully be placed between the external world and everything that in past times man, with his early clairvoyance, could see in the spiritual world; with everything, too, that he can still behold today if, by chance, either through certain abnormal propensities or through a trained clairvoyance, he can raise himself to the spiritual world. Between the world of spirit and the world of outer reality, of intelligence, of the senses, it is the world of the fairy tale that is the most fitting connecting link. It would seem necessary to find an explanation for this position of the fairy tale and the fairy tale mood between these other two worlds.

It is extraordinarily difficult to create the bridge between these spheres, but I realized that a fairy tale itself could construct it. Better than all the theoretical explanations, a simple fairy tale really seems to build this bridge, a tale that one could tell something like this:

Once upon a time there was a poor boy who owned nothing but a clever cat. The cat helped him win great riches by persuading the King that her master possessed an estate so huge, so remarkably beautiful that it would amaze even the King himself. The clever cat brought it about that the King set forth and traveled through several astonishing parts of the country. Everywhere he went, he heard—thanks to the cat's trickery—that all the great fields and strange buildings belonged to the poor boy.

Finally, the King arrived at a magnificent castle, but he came a bit late (as often happens in fairy tales), for it was just the time when the Giant Troll, who was the actual owner of this wonderful place, was returning home from his wanderings over the earth, intending to enter his castle.

The King was inside looking at all its wonders, and so the clever cat stretched herself out in front of the entrance door, for the King must not suspect that everything belonged to the Giant Troll. It was just before dawn that the Giant arrived home and the cat began to tell him a long tale, holding him there at the front door to listen to it. She rattled along about a peasant plowing his field, putting on manure, digging it in, going after the seed he wanted to use, and finally sowing the field. In short, she told him such an endless tale that dawn came and the sun began to rise. The wily cat told the Giant to turn around and look at the Golden Maid of the East whom he surely had never seen before. But when he turned to look, the Giant Troll burst into pieces, for that is what happens to giants and is a law they have to conform to: they may not look at the rising sun. Therefore, through the cat's delaying the Giant, the poor boy actually came into possession of the wonderful palace. The clever cat at first had given her master only hope, but finally, with her tricks, also the great castle and the vast estate.

One can say that this simple little tale is extremely significant for its explanation of fairy tale style today. It is really so that when we look at men and women in their earthly development, we can see what most of them are—those who have developed on earth in the various incarnations they have lived through and are now incarnated. Each one is a “poor boy.” Yes, in comparison to earlier historical epochs, today we are fundamentally “poor boys” who possess nothing but a clever cat. We do, however, it's true, have a clever cat, which is our intelligence, our intellect. Everything the human being has acquired through his senses, whatever he now possesses of the outer world through the intelligence limited to the brain, is absolute poverty in comparison to the whole cosmic world and to what man experienced in the ancient Saturn, Sun, and Moon epochs. All of us are basically “poor boys,” possessing only our intelligence, something that can exert itself a little in order to promise us some imaginary property. In short, our modern situation is like the boy with the clever cat.

Actually, though, we are not altogether the “poor boy”; that is only in relation to our consciousness. Our ego is rooted in the secret depths of our soul life, and these secret depths are connected with endless worlds and endless cosmic happenings, all of which affect our lives and play into them. But each of us who today has become a “poor boy” knows nothing more of this splendor; we can at best, through the cat, through philosophy, explain the meaning and importance of what we see with our eyes or take in with our other senses. When a modern person wants somehow to speak about anything beyond the sense world, or if he wishes to create something that reaches beyond the sense world, he does it, and has been doing it for several hundred years, by means of art and poetry.

Our modern age, which in many ways is a peculiarly transitional one, points up strongly how men and women fail to escape the mood of being “poor boys,” even when they can produce poetry and art in the sense world. For in our time (1911), there is a kind of disbelief in trying to aim toward anything higher in art than naturalism, the purely external mirroring of outer reality. Who can deny that often today when we look at the glittering art and literature expressing the world of reality, we can hear a melancholy sigh, “Oh, it's only delusion; there's no truth in any of it.” Such a mood is all too common in our time. The King of the fairy tale, who lives in each one of us and has his origin in the spiritual world, definitely needs to be persuaded by the clever cat—by the intelligence given to man—that everything growing out of the imagination and awakened by art is truly a genuine human possession. Man is persuaded at first by the King within him but only for a certain length of time. At some point, and today we are living just at the beginning of such a time, it is necessary for human beings to find once more the entrance to the spiritual, divine world. It is today necessary for human beings, and everywhere we can feel an urgency in them, to rise again toward the spheres of the spiritual world.

There has first, however, to be some sort of bridge, and the easiest of all transitions would be a thoughtful activating of the fairy tale mood. The mood of the fairy tale, even in a quite superficial sense, is truly the means to prepare human souls, such as they are today, for the experience of what can shine into them from higher, supersensible worlds. The simple fairy tale, approaching modestly with no pretension of copying everyday reality but leaping grandly over all its laws, provides a preparation in human souls for once more accepting the divine, spiritual worlds. A rough faith in the divine worlds was possible in earlier times because of man's more primitive constitution, which gave him a certain kind of clairvoyance. But in the face of reality today, this kind of faith has to burst into pieces just as the Giant Troll did. Only through clever cat questions and cat tales, spun about everyday reality, can we hold him back. Certainly, we can spin those endless tales of the clever cat to show how here and there external reality is forced toward a spiritual explanation.

In broad philosophical terms, one can spin out a long- winded answer to this or that question only by referring to the spiritual world. One still keeps all this as a kind of memento from earlier times; with it one can succeed in detaining the Giant for a short time. What is with us from earlier times, however, cannot hold its own against the clear language of reality. It will burst into pieces just as the Giant Troll burst, on looking at the rising sun. But one has to recognize this mood of the bursting Giant. It is something that has a relationship to the psychology of the fairy tale. Because I find it impossible to describe such things theoretically, I can get at this psychology only through observing the nature of the human soul. Let me say the following about it.

Think for a moment how there might appear livingly, imaginatively, before someone's soul what we recently described in the lectures about pneumatosophy,1 depicting briefly some details of the spiritual world. In these anthroposophical circles, we certainly speak a good deal about the spiritual world. Before a person's soul, it should come at first as a living imagination. There would be little explicit description, however, if you intended only to describe what urges itself forward toward the soul, even toward the clairvoyant soul. A queer sort of disharmony comes about when one mixes such truths as those about ancient Saturn, Sun, and Moon conditions, as described in our last three anthroposophical meetings,2 into the dismal, ghostlike thoughts of modern times. Over against those things raised up before the soul, one is aware of man's narrow limits. Those secrets of divine worlds have to be grasped, it would seem, by something in us resembling a troll. A swollen, troll-like giant is what one becomes when trying to catch hold of the pictures of the spiritual world. Before the rising sun, then, one has voluntarily to let the pictures burst in a certain way in order for them to be in accord with the mood of modern times. But you can hold something back; you can hold back just what the “poor boy” held back. For our immediate, present-day soul to be left in possession of something, you need the transformation, the matter-of-fact transformation, of the gigantic content of the world of the imagination into the subtlety of the fairy tale mood. Then the human soul will truly feel like the King who has been guided to look at what the soul, this “poor boy” soul, actually does not possess. Nevertheless, it does come into possession of riches when the gigantic Troll bursts into pieces, when one sacrifices the imaginative world in the face of external reality and draws it into the palace that one's phantasy is able to erect.

In former times, the phantasy of the “poor boy” was nourished by the world of the imagination, but in view of today's soul development this is no longer possible. If, however, we first of all give up the whole world of the imagination and press the whole thing into the subtle mood of the fairy tale, which does not rely on everyday reality, something can remain to us in the fairy tale phantasy that is deep, deep truth. In other words, the “poor boy,” who has nothing but his cat, the clever intellect, finds in the fairy tale mood just what he needs in modern times to educate his soul to enter the spiritual world in a new way.

It therefore seems to me from this point of view to be psychologically right that Capesius, educated so completely in the modern world of ideas, though certainly with quite a spiritual regard for this world, should come to the realm of the fairy tale as something new that will open for him a genuine relationship to the occult world. So there had to be something like a fairy tale written into the scene to form a bridge for Capesius between the world of external reality and the world into which he was to plunge, beholding himself in an earlier incarnation.

What has just been described as a purely personal remark about the reason I had for putting the fairy tale at this very place in the drama coincides with what we can call the history of how fairy tales arose in mankind's development. It agrees wonderfully with the way that fairy tales appeared in human lives. Looking back into earlier epochs of human development, we will find in every prehistoric folk a certain primitive kind of clairvoyance, a capacity to look into the spiritual world. Therefore, we must not only distinguish the two alternating conditions of waking and sleeping in those early times, with a chaotic transition of dream as well, but we must assume in these ancient people a transition between waking and sleeping that was not merely a dream; on the contrary, it was the possibility of looking into reality, living with a spiritual existence. A modern man, awake, is in the world with his consciousness, but only with his sentient consciousness and with his intelligence. He has become as poor as the boy who had nothing but a clever cat. He can also be in the spiritual world in the night, but then he is asleep and is not conscious of it. Between these two conditions, early man had still a third, which conjured something like magnificent pictures before his soul. He lived then in a real world, one that a clairvoyant who has attained the art of clairvoyance also experiences as a world of reality, but not dreamlike or chaotic. Still, ancient man possessed it to such a degree that he could encompass his imaginations with conscious clarity. He lived in these three different conditions. Then, when he felt his soul widening out into the spiritual cosmos, finding its connection with spiritual beings of another kind close to the hierarchies, close to the spiritual beings living in the elements, in earth, water, air, and fire, when he felt his whole being widening out from the narrow limits of his existence, it must have been for him, in these in-between conditions, like the Giant who nevertheless burst into pieces when the sun rose and he had to wake up.

These descriptions are not at all unrealistic. Because today one no longer feels the full weight of words, you might think the words “burst into pieces” are put there more or less carelessly, just as a word often is merely added to another. But the bursting into pieces actually describes a specific fact. There came to the ancient human being, after he had felt his soul growing out into the entire universe and then, with the coming of the Golden Maid of the Morning, had had to adapt his eyes to everyday reality, there came to him the everyday reality like a painful blow thrusting away what he had just seen. The words really describe the fact.

But within us there is a genuine King, which is a strong and effective part of our human nature; he would never let himself be prevented from carrying something into our world of ordinary reality out of that world in which the soul has its roots. What is thus carried into our everyday world is the projection or reflection of experience; it is the world of phantasy, a real phantasy, not the fantastic, which simply throws together a few of the rags and tatters of life, but it is true phantasy, which lives deep in the soul and which can be urged out of there into every phase of creating. Naturalistic phantasy goes in the opposite direction from genuine phantasy. Naturalistic phantasy picks up a motif here and a motif there, seeks the patterns for every kind of art from everyday reality and stitches these rags of reality together like patchwork. This is the one and only method in periods of decadent art.

With the kind of phantasy that is the reflection of true imagination, there is something at work of unspecified form, not this shape nor that, and not yet aware of what the outer forms will be that it wants to create. It feels urged on by the material itself to create from within outward. There will then appear, like a darkening of the light-process, what inclines itself in devotion to external reality as image-rich, creatively structured art. It is exactly the opposite process from the one so often observed in today's art work. From an inner center outward everything moves toward this true phantasy, which stands behind our sense reality as a spiritual fact, an imaginative fact. What comes about is phantasy-reality, something that can grow and develop lawfully out of divine, spiritual worlds into our own reality, the lawful possession, one can say, of the poor lad—modern man—limited as he is to the poverty of the outer sense world.

Of all the forms of literature the fairy tale is certainly least bound to outer reality. If we look at sagas, myths, and legends, we will find features in all of them that follow only supersensible laws, but these are actually immersed in the laws of external reality as they leave the spiritual and go into the outside world just as the source material, historical or history-related, is connected to a historical figure. Only the fairy tale does not allow itself to be manipulated around real figures; it stays quite free of them. It can use everything it finds of ordinary reality and has always used it. Therefore, it is the fairy tale that is the purest child of ancient, primitive clairvoyance; it is a sort of return payment for that early clairvoyance. Let old Sober-sides, the pedant who never gets beyond his academic point of view, fail to perceive this. It doesn't matter; he needn't perceive it. The simple fact is that for every truth he hears, he asks, “Does it agree with reality?”

A person like Capesius is searching above everything else for truth. He finds no satisfaction in the question, “Does it agree with reality?” For he tells himself, “Is a matter of truth completely explained when you can say that it accords with the external world?” Things can really be true, and true and true again, as well as correct, and correct and ever correct, and still have as little relationship to reality as the truth of the little boy sent to buy rolls from the village baker. He figured out correctly that he would get five rolls for his ten kreuzers, but his figuring did not accord with reality; he practiced the same kind of thinking as the pedant who philosophizes about reality. You see, in that village, if you bought five rolls, you got an extra one thrown in—nothing to do with philosophy or logic, just plain reality.

In the same way Capesius is not interested in the question of how this or that idea or concept accords with reality. He asks first what the human soul perceives when it forms for itself a certain concept. The human soul, for one thing, perceives in mere external, everyday reality nothing more than emptiness, dryness, the tendency in itself continually to die. That is why Capesius so often needs the refreshment of Dame Felicia's fairy tales, needs exactly what is least true to outer reality but has substance that is real and is not necessarily true in the ordinary sense of the word. This substance of the fairy tale prepares him to find his way into the occult world.

In the fairy tale, there is something left to us humans that is like a grandchild of the clairvoyant experience of ancient human beings. It is within a form that is so lawful that no one who allows it to pour into his soul demands that its details accord with external reality. In fairy tale phantasy the poor boy, who has only a clever cat, has really also a palace obtruding directly into external reality. For every age, therefore, fairy tales can be a wonderful, spiritual nourishment. When we tell a child the right fairy tale, we enliven the child's soul so that it is led toward reality without always remaining glued to concepts true to everyday logic; such a relationship to reality dries up the soul and leaves it desolate. On the other hand, the soul can stay fresh and lively and able to penetrate the whole organism if, perceiving in the lawful figures of a fairy tale what is real in the highest sense of the word, it is lifted up far above the ordinary world. Stronger in life, comprehending life more vigorously, will be the person who in childhood has had fairy tales working their way into his soul.

For Capesius, fairy tales stimulate imaginative knowledge. What works and weaves from them into his soul is not their content, not their plot, but rather how they take their course, how one motif moves into the next. A motif may induce certain powers of soul to strive upward, a second motif persuades other powers to venture downward, still others will induce the soul forces to mingle and intertwine upward and downward. It is through this that Capesius' soul comes into active movement; out of his soul will then emerge what enables him finally to see into the spiritual world. For many people, a fairy tale can be more stimulating than anything else. We will find in those that originated in earlier times motifs that show elements of ancient clairvoyance. The first tales did not begin by someone thinking them out; only the theories of modern professors of folklore explaining fairy tales begin like that. Fairy tales are never thought out; they are the final remains of ancient clairvoyance, experienced in dreams by human beings who still had that power. What was seen in a dream was told as a story—for instance, “Puss in Boots,” one version of which I have just related. All the fairy tales in existence are thus the last remnants of that original clairvoyance. For this reason, a genuine fairy tale can be created only when—consciously or unconsciously—an imagination is present in the soul of the teller, an imagination that projects itself into the soul. Otherwise, it is not a true fairy tale. Any sort of thought-out tale can never be genuine. Here and there today, when a real fairy tale is created, it arises only because an ardent longing has awakened in the writer toward those ancient times mankind lived through so long ago. The longing exists, although sometimes it creeps into such secret soul crevices that the writer fails to recognize in what he can create consciously how much is rising out of these hidden soul depths, and also how much is disfigured by what he creates out of his modern consciousness.

Here I should like to point out the following. Nothing put into poetic form can actually ever be grounded in truth unless it turns essentially to such a longing—a longing that has to be satisfied and that longs for the ancient clairvoyant penetration into the world, or unless it can use a new, genuine clairvoyance that does not need to reveal itself completely but can flash up in the hidden depths of the soul, casting only a many-hued shadow. This relationship still exists. How many people today still feel the necessity of rhyme? Where there is rhyme, how many people feel how necessary it is? Today there is that dreadful method of reciting poetry that suppresses the rhyme as far as possible and emphasizes the meaning, that is, whatever accords with external reality. But this element of poetry—rhyme—belongs to the stage of the development of language that existed at the time when the aftereffects of the ancient clairvoyance still prevailed.

Indeed, the end-rhyme belongs to the peculiar condition of soul expressing itself since man entered upon his modern development through the culture of the intellectual or feeling soul (Verstandes- oder Gemütsseele). Actually, the time in which the intellectual or feeling soul arose in men in the fourth post-Atlantean cultural epoch (747 B.C. to 1413 A.D.) is just the time when in poetry the memory dawned of earlier times that reach back into the ancient imaginative world. This dawning memory found its expression in the regular formation of the end- rhyme for what was lighting up in the intellectual or feeling soul; it was cultivated primarily by what developed in the fourth post-Atlantean epoch.

On the other hand, wherever the culture of the fourth epoch had penetrated, there was an incomparable refreshment through the effects of Christianity and the Mystery of Golgotha. It was this that poured into the European sentient soul. In the northern reaches of Europe, the culture of the sentient soul had remained in a backward state, waiting for a higher stage, the intellectual soul culture that advanced from the Mediterranean and Southern Europe. This took place over the whole period of the fourth epoch and beyond, in order that what had developed in Central and Southern Europe, and in the Near East, could enter into the ancient sentient soul culture of Central Europe. There it could absorb the strength of will, the energy of will that comes to expression chiefly in the sentient soul culture. Thus, we see the end-rhyme regularly at home in the poetry of the South, and for the culture of the will that has already taken up Christianity, the other kind of rhyme—alliteration—as the appropriate mode of expression. In the alliterations of Northern and Central Europe we can feel the rolling, circling will pouring into the culture of the fourth epoch at its height, the culture of the intellectual or feeling soul.

It is astonishing that poets who want to bring to life, out of primeval soul forces in themselves, the memory of some primeval force in a particular sphere sometimes point back to the past in a quite haphazard fashion. This is the case with Wilhelm Jordan.3 In his Nibelungen he wished to renew the ancient alliterations, and he achieved a remarkable effect as he wandered about like a bard, trying to resurrect the old mode of expression. People did not quite know what to make of it, because nowadays, in this intellectual time of ours, they think of speech as an expression only of meaning. People listen for the content of speech, not the effect that the sentient soul wants to obtain with alliteration, or that the intellectual soul wants to achieve with the end-rhyme. The consciousness soul really can no longer use any kind of rhyme; a poet today must find other devices.

Fräulein von Sivers [Marie Steiner] will now let us hear a short example of alliteration that will characterize how the artist, Wilhelm Jordan, wished to bring about the renewal of ancient modes.

Und es nahten die Nomen, von niemand gesehen,
Zu geräuschlosem Reigen und machten die Runde
Um diese Verlobten. Ein leiser Lufthauch,
Das war die Meinung der Minneberauschten,
Winde sich murmelnd herein zum Kamine;
Doch hinunter zur Nachtwelt, zu Nibelheims Tiefen,
Und hinauf zu den Wolken zu Walhalls Bewohnern
Erklang nun für andere als irdische Ohren
Vernehmlich wie Seesturm der Nomen Gesang:

Dein eigen ist alles,
Dein Heil wie dein Unheil,
Dein Wollen und Wähnen,
Dein Sinnen und Sein.
Wohl kommen, gekettet
In ewige Ordnung
Die Larven des Lebens,
Die Scharen des Scheins.
Sie ziehen die Zirkel,
Sie zeigen die
Ziele,
Sie impfen den Abscheu,
Sie wecken den Wunsch;
Doch dein ist das Dünken,
Und wie du geworden,
So wirst du dich wenden,
Wir wissen die Wahl.

Rough English Translation

And the Norns then came nearer but no one could see them;
In soft silent steps they circled and swayed
Around the Betrothed—who, burning with love,
Thought a breath of sweet air was blowing about them;
While down to the night-world, in Nibelheim's nethermost,
And high in the heav'ns to the hosts of Valhalla
The Norns sang their song, for other than earth-ears
As clear as the clamorous raging of sea storms:

All is thine own:
Thy healing or hating,
Desires or delusions,
Thy thought and thy life.
Chained will come, cheerless,
In order eternal,
The hosts of the hidden,
The Larva of Life.
They mark out their measures,
They forecast fulfillment,
They implant raging passion,
Awaken the will.
Yet thine is the thinking,
The fashioning, forming,
The testing and turning:
We challenge thy choice.

Wilhelm Jordan really did bring the alliteration to life when he recited his poetry, but it is something that a modern person no longer can relate to completely. In order to agree sympathetically with what Jordan proposed as a kind of platform for his intentions,4 one has to experience those ancient times imaginatively in those of the present. It is much like bringing to mind all the happenings of these last few days in our auditorium in the Architektenhaus during the Annual Meeting,5 and perceiving them shrouded in astral currents that make visible what was spoken there. Then one can also discover that what in these days repeatedly played into our efforts for knowledge and understanding is the pictorial expression of a Jordan idea; that is, one could rightly understand what he set up as a kind of program to revive a mood that had held sway in the old Germanic world:

... der Sprache Springquell ...
Bedarf nur der Leitung, um lauter und lieblich
Mit rauschendem Redestrom bis zum Rande
Der Vorzeit Gefäße wieder zu füllen
Und new zu verjüngen nach taus
end Jahren
Die wundergewaltige uralte Weise
Der deutschen Dichtkunst.

(The source of speech requires only guidance to fill again to the brim the ancient vessels with rushing streams of verse, sonorous and beautiful; and after a thousand years to bring anew to life the wonder and the power of the ancient German art of poetry.)

But to attain this goal, an ear is needed that can perceive the sounds of speech. This belongs intrinsically to the imaginations of the ancient clairvoyant epoch, for it was then that the feeling for sounds originated. But what is a speech sound? It is itself an imagination, an imaginative idea.

As long as you say Licht (light) and Luft (air) and can think only of the brightness of the one and the wafting movement of the other, you have not yet an imagination. But the words themselves are imaginations. As soon as you can feel their imaginative power, you will perceive in a word like Licht, with the vowel sound “ee” predominating, a radiant, unbounded brightness; in Luft, with its vowel sound “oo,” a wholeness, an abundance. Because a ray of light is a thin fullness and the air an abundant fullness, the alliterating “I” expresses the family relationship of fullness. It is not unimportant whether you put together words that alliterate, such as Licht and Luft, or do not alliterate; it is not unimportant whether you string together the names of brothers or whether you put them together in such a way that the hearer or reader feels that cosmic will has brought them together, as in Gunther, Gemot, Giselher. Such an ancient imagination the sentient soul could perceive in the alliteration.

In the end-rhyme the intellectual soul could recognize itself as part of the ancient imagination. When language is made alive, its effects can be felt in the soul even into our dreams, where it can secrete certain imaginations for a person to become aware of in dream. These imaginations appear also to clairvoyance, correctly characterizing, for instance, the four elements. It does not always hold good, but if someone truly feels what, for example, Licht and Luft are, and lets this enter into a dream, there often blossoms out of the dream-fantasy something that can lead to a characterization of those elements, light and air. Human beings will not become aware of the secrets of language until it is led back to its origin, led back, in fact, to imaginative perception. Language actually originated in the time when man was not yet a “poor boy” but also when man had not yet a clever cat. In a way, he still lived attached to the Giant, imagination, and out of the Giant's limbs he was aware of the audible imagination imbuing each sound. When a tone is laid hold of by the imagination, then the sound originates, the actual sound of speech.

These are the things I wanted to bring to you today, in a rather unpretentious and disconnected way, in order to show how we must bring to life again what mankind once lost but that has been rescued for our time. Just as Capesius wins his way to it, we must win it back, so that human beings can grow rightly into the era just ahead of us and find their way into higher worlds, thus truly to participate in them.

  • 1. Rudolf Steiner, The Wisdom of Man, of the Soul, and of the Spirit, Anthroposophic Press, Inc., Spring Valley, NY, 1971.
  • 2. Rudolf Steiner, Inner Realities of Evolution, Rudolf Steiner Press, London, 1953.
  • 3. Wilhelm Jordan (1819-1904), Nibelungen, Canto One, Sigfridsage.
  • 4. In the 1925 German edition of this lecture there is the following footnote: “Translated into the language of spiritual science, one could say that Jordan wished instinctively to revive for the consciousness soul as poetry what the sentient soul had earlier developed quite naturally.”
  • 5. December 10, 1911. Discussions took place on December 12, 14, 15.
157a. The Forming of Destiny and Life after Death: Concerning the Subconscious Soul Impulses14 Dec 1915, Berlin
Tr. Harry Collison

Rudolf Steiner
Only he clothes the knowledge in the form of a novel. The novel is very cleverly written, and could only be written by a philosophical mind. It is written by one who was for many years the Manager of the Hamburg Theatre, and who later became Manager of the Vienna Burg-Theatre.
The ordinary philosophers also seek to probe behind the basis of existence; they seek to solve the Cosmic riddle. But note—how do they do this? They either observe nature directly, or through experiments, and then think it over afterwards.
More than ever before does the subconscious play a part in the present happenings. And therefore the spiritual investigator is allowed to indicate that a time will come in the future when, in order to behold the present significant historical events in the right light of their Cosmic connections, we shall point to their spiritual background.
157a. The Forming of Destiny and Life after Death: Concerning the Subconscious Soul Impulses14 Dec 1915, Berlin
Tr. Harry Collison

Rudolf Steiner

We have devoted the recent lectures to considering from a certain point of view the life which runs its course behind the ordinary life which in normal circ*mstances, or to ordinary science, is embraced by our physical consciousness. Fundamentally all our considerations are directed to that life, which transpires beneath the threshold of ordinary consciousness. And we seek to characterise it from the most varied sides, as must be done in Spiritual Science.

A certain security is connected with the external physical perceptible reality, in that one beholds it. But physically, even for those who do not undergo the necessary training whereby they can themselves rise into the spiritual worlds, yet through illuminating these worlds from different sides which harmonise, a certain wisdom is created, and this may create a feeling of security.

Especial attention is drawn to the fact that man is not only in the world which he beholds with ordinary consciousness. Beneath the threshold of ordinary consciousness a life takes place which, unless one goes through the Portal of Initiation, is not grasped by the consciousness. This remains unknown to ordinary human life. Much takes place in the world with reference to the whole entity that comprises a human being; that which man knows while living in the physical body is merely one part of what really occurs; and all the efforts made to get into touch with the spiritual world, consist in trying to see something of the life which transpires beneath the threshold of ordinary consciousness. By means of a widening of this consciousness we try to cross the threshold and perceive that in which we really live, but which is not perceptible to our ordinary consciousness. As I have said, a certain adjustable threshold exists between the ordinary consciousness and that of which—and this expression has a certain meaning for us—we are unconsciously conscious.

In the last lecture I gave a very pointed example. A man proposes early in the morning to accomplish something that night. He lives, as it were, in the thought, that he will carry out his plan during the evening. At mid-day something occurs which prevents him from fulfilling his intention. To the ordinary consciousness this occurrence would seem to be an accident. But if one looks deeper into human life, one discovers wisdom in the so-called accident, but a wisdom that lies beneath the threshold of consciousness. One cannot really perceive this wisdom with the ordinary consciousness, but one very frequently discovers in such cases that if hindrance had not occurred at mid-day the man would perhaps have been brought into some disastrous situation through undertaking the proposed project during the evening. As I said, he might perhaps have broken his leg. But when one knows the connection, one discovers that wisdom lies in the entire occurrence: that the soul herself sought the obstacle and put it in the way, but with intentions lying beneath the threshold of consciousness. Now that is something which is still close to the ordinary consciousness, but it points below to a region to which man belongs; to which he belongs with the concealed parts of his being, those parts which, after he lays aside the physical body, go through the gate of death. This region belongs to that ruling consciousness, of which we spoke in the public lecture, as the beholder of the actions of our will. This spectator is really always present. He guides and conducts us, but the ordinary consciousness knows nothing of him, A great deal goes on in the intervals between the events which we perceive. In all this, especially in what takes place between the events of life, and in what transpires beneath the threshold of consciousness, there is prepared, as the living being is prepared in the egg, that which we shall be after we have passed through the gate of death. And now something on which we dwelt in our last consideration, must be brought into connection with much that should be well known to us from earlier lectures.

I have often pointed out how important and essential memory is for man, in so far as he stands here in physical consciousness, and that this memory should not be severed. We must remember back to a certain point in our physical experience, or at least have the power of tracing the continuity of our life. If this connecting thread is sundered, if we cannot remember definite events, so that at least we have the consciousness that we were in existence when these events took place, then a serious psychic illness appears, to which I have referred in a recent lecture. This memory forms part of our experience here in physical consciousness. But it is also, in a certain sense, a veil; it hides from us those events to which I am now referring, which lie behind the ordinary consciousness, and especially behind that veil woven by our continuous memory. Just think: we are first infants; then we traverse a period of consciousness which we do not recollect. Next comes the time to which we can always remember back in later life. This begins a continuous series of memories. At a certain time, either in the second, third, fourth year of life, or even later with some people, we must recollect becoming aware of the individual self, the Ego. When we thus look back into ourselves, our soul gaze meets this memory, and in so far as we are physical men here, we really live inwardly in these memories. We could not speak of ourselves as ‘I,’ unless we did retain this memory. Anyone who observes himself, recognises this. When he looks into himself, he really looks into the region of his memory. He regards, as it were, the tableau of his memories. Even although all we have experienced may not arise in our memory, yet we know that memories might arise, as far back as that point already described. We must presuppose that we have been consciously present with our Ego in all these memories, and have been able to retain them. If that were not so, the continuity of our Ego would be disturbed, and a soul disease would appear. But behind what we notice in memory there lies that which is seen with spiritual eyes and heard with spiritual ears. So that what I have already explained in public lectures is absolutely correct. When we look into the spiritual world, we use the same force which we otherwise employ in memory. That does not mean that we necessarily lose our memory on acquiring spiritual sight, but it does mean as already characterised in a public lecture, that it is not always possible to remember what we perceive spiritually, we cannot always take it in, for it to live in the memory; for we must always behold it over and over again and always behold it afresh. I have often said, for example, that if one gives a lecture on what one really sees in the spiritual world, one cannot do this from memory in the same way as one can speak of ordinary things, for one must bring it ever again out of the spiritual world. That which lives in the thought must be produced anew. Both the soul and the spirit must be active in such a case and must bring forth the things afresh. When the spiritual seer really looks into the spiritual world that which is usually the veil of memory becomes transparent, and he uses it to look through. He looks, as it were, through the force which otherwise fashions his memory, and looks into the spiritual world. If a student performs his occult exercises with strength and energy, he notices that in ordinary life he uses his power of thought to gain knowledge of the things and events of the world, with the support of the body as a physical instrument which enables him to form real conceptions of these things. The concept supported there by the activity of the physical body remains in us as a memory. When, however, we enter the spiritual world we must be continually active in order to call forth the concepts anew. When we reach the point which I characterised in the public lecture, where one can do nothing but wait until the secrets of the spiritual world reveal themselves—a ceaseless activity begins. But one must participate in this. Just as when drawing one has to be continually active, if one wishes to express anything through the drawing, similarly, when the spiritual world reveals itself, the imagination must actively co-operate. What it produces arises from the objective reality, but man must take part in this production of concepts. In this way we contact something which is continually active in man—in the two-fold man, of which I have already spoken—but which is concealed in us, which lives within our physical covering beneath the threshold of our ordinary physical consciousness. One connects oneself with this being. Then one notices the following: here in the physical world one is so united with it that one stands on a firm basis. One sees other things in the outer world and moves about among them. One enters into certain relations with other men, to whom one does this or that and from whom one suffers this or that. We spend the life which we embrace with the ordinary consciousness in the continuous comprehension of what we develop in this way, but behind it there lies another, a life following definite laws, which we do not perceive with the ordinary consciousness; in this life we share, when, between going to sleep and waking, we live in the astral body and Ego. Our consciousness is, however, then so lowered that we cannot perceive with ordinary senses what position we occupy in a spiritual world which pursues its own course, which continually lives around us, and while yet being super-sensible and invisible weaves itself into the sensible and visible.

Above all we must understand this world as spiritual, and not think of it as a duplicate, a simply more refined physical sensible world; we must conceive of it as spiritual. I have often drawn attention to the reason why just in our time there must be produced from out the fountain of all human knowledge, that which, as carried on by us, relates to the spiritual world. For truly, not only because of the facts which present themselves to the spiritual investigators who have to impart truths concerning the spiritual world, but from the whole course of our civilisation (I have drawn attention to this from various standpoints), it is evident that in humanity a certain longing is arising to open the soul to the hidden side of human life, and to learn something of it. I have already brought forward phenomena in scientific life and elsewhere, which show how this longing lives at the present time.

To-day I should like to add to our considerations a quite special example, from which we can see that already in our day there are people who to a certain extent touch on these secrets of existence. They divine and know something of these mysteries of existence, but for reasons which we shall presently examine closer, they do not wish to approach them in the manner practised by Spiritual Science. The easiest way to bring these things before people is to leave them more or less undecided, leaving, as it were, the door open, by saying: ‘You need not believe these things. You need not think of that world as real.’ In our time there are plenty of examples of this. I have given instances. I shall bring forward an especial case to-day in reference to this point. I shall introduce into our considerations a few remarks about a really extraordinary and significant novel of modern German literature. I might call it a pearl among German novels. It is called Hofrat Eysenhardt. It is really one of the best novels to be found in the more recent literature of Germany and in it, in a really wonderful manner, only one single individual is depicted: namely, Hofrat Eysenhardt himself. He lived in Vienna and became a lawyer, and later President of the local court. He became one of the greatest lawyers of his country. He was feared by all those who had anything to do with the law, and beloved by those associated with him, for he was a most distinguished criminologist. His eloquence was such that he could get anyone convicted who came within his clutches; during the trial he subjected him to a crossfire, and with a certain indifference to human life he was able so to harass his victim (one can use this expression here) that whatever happened, he was trapped. Thus this Hofrat Eysenhardt was, in his external life, a very remarkable man. He had not much talent for entering into psychic relations with other men. He was a kind of hermit with regard to human life; he laid great stress on being correct and blameless in external life; with his subordinates he exchanged but few words, but with his superiors he was not only friendly, but deeply courteous. I could bring forward many more characteristics; he was a model advocate. We need not enter now into his other qualities, they are wonderfully brought out in the novel, reflected in the statement of a subordinate, but we may go to the occasion when he was once chosen to conduct an important case against a notorious man named Markus Freund. This Markus Freund had already suffered punishment in a lesser degree for offences similar to the one of which he was now accused. But it never occurred to the examining magistrate who made the enquiry, that there was any possibility of bringing about a conviction on this occasion. Yet Hofrat Eysenhardt obtained one. And in a document which the Hofrat himself then drew up for a purpose which we shall presently disclose, he himself describes the manner in which Markus Freund behaved during and especially after his conviction. Let me read the passage: ‘This man, who possessed the strong family affections so characteristic of his race, had a special tenderness for a young grand-daughter, of whom he was never tired of speaking with his fellow prisoners. He could hardly await his release, which he confidently anticipated in spite of the severe suspicions laid on him, so much did he long to see the child again. Markus Freund obstinately denied everything, and in the preliminary trial before the magistrate was so well able to explain away each of the suspicious circ*mstances with a sagacity truly astounding, that the magistrate, a very efficient, although excessively soft-hearted man, was firmly convinced of Freund's innocence until the closing proceedings began, presided over by the person to whom this information refers.’ (Hofrat Eysenhardt writes that himself, he writes of himself in the third person.) Although Markus Freund even in the final trial exerted his sagacity to the utmost, and his advocate made a very beautiful and touching speech (of merit even according to the newspapers) yet the verdict was exactly the opposite to that expected by the magistrate, and perhaps by the defendant himself. Markus Freund was unanimously convicted by the jury and, as there were many previous convictions and aggravating conditions in his past, he was condemned to the severest penalty, twenty years' imprisonment. The person concerned (none other than Hofrat Eysenhardt himself) might well without presumption, regard this verdict as one of the greatest triumphs of his many years of criminal practice. For the jury would have been deceived by the truly bewildering sophistry of Markus Freund—although public feeling at that time was not favourable to men of his race—had not the President been able, by his superior eloquence to crumple this sophistry into nothing. ‘The effect of the verdict on the defendant was such’ (the Hofrat himself is still relating this) ‘that it required hardened nerves, accustomed to such outbreaks, not to be shaken as to the truth and justice of the sentence. First Markus Freund stammered a few incomprehensible words, probably in Hebrew. Then this bowed man, of barely middle height, drew himself up to his full height, so that he appeared huge, and lifted the heavy lids which usually almost covered his eyes—showing the blood-shot whites of his rolling eyes. And from his distorted mouth he rapidly hissed forth a stream of bitter curses and threats directed against the President. To repeat them here in the offensive jargon in which they were poured forth, would hardly harmonise with the respect due to the law. Only the first sentence may be quoted: “Mr. President! You know as well as I do myself that I am innocent;” and the last, “This shall be repaid to you. An eye for an eye, it shall be paid back to you. You shall see!” The rest of his speech was entirely fantastic and appeared, in so far as it had any sense at all, to amount to this: he, Markus Freund, had probed the noble President with his eyes to the very depths and discovered, that even though noble, the President was not aware of it, he was nevertheless of the same sort as himself; he the down-trodden, but this time, innocent Markus Freund. The officers immediately did their duty and seized the offender, to whom the President immediately awarded disciplinary punishment for his outburst. While the soldiers, each holding one of his waving arms, led the accused away, his fury broke out in weeping and sobbing. Even in the corridor one heard his dull moaning: my poor, poor little girl, you will never see your grandfather again. The jury were greatly distressed at this incident, and questioned the President through their foreman as to whether it would not be possible to try the case again immediately. Through their insufficient knowledge of the law they had not enough experience to know that outbursts of this kind occur more often with very hardened blameworthy criminals, than with innocent defendants, who really are much scarcer than the sensational minds of the public imagine. Less excusable was the fact that the above-mentioned soft-hearted Vice-President, who was present at the pronouncement of the sentence and its disagreeable sequel, took upon himself to say to the prosecutor, gently shaking his head, “Mr. President, I do not envy you your talent!”’

‘So Markus Freund was now imprisoned and the Hofrat lived on. But how he lived and what now happened he relates in his statement. We must presuppose that some considerable time has elapsed, and the accused had been a long time in prison. Now the following occurred: ‘Just as the person in question’ (the Hofrat relates this of himself) ‘had seen him at the moment when he uttered those threats and curses against him, with a face distorted with fury, precisely so did the long-forgotten Markus Freund come before his mind in the night between the 18th and 19th March, at 2 o'clock, when he suddenly awoke without cause.

‘Thus the Hofrat suddenly wakes up in the night between the 18th and 19th of March, at 2 o'clock, and has the impression in his mind that Markus Freund was standing before him.

‘And while he lay motionless, as in a trance, the above-mentioned events recapitulated themselves in imagination with lightning speed. He was not clearly conscious whether in the intervening years he had thought much about the occurrence or not. Both alternatives appeared equally correct to him at that moment, for horror weakened his power of thought.

‘Thus Hofrat Eysenhardt woke up in the middle of sleep, was forced to think of Markus Freund and to recapitulate what had happened, but he did not know whether he had previously often thought of it or not. ‘While he lay thus with throbbing heart, an impulse arose immediately to light the candle on the table, but he could not. (He could not move his hands). It was as if something gently tapped at the bedroom door, or rather a timorous scratching, as if a little dog was begging to be let in. Involuntarily the question formed itself: “Who is there?” There was no answer, nor did the door open, but nevertheless he had a feeling that something slipped in. The floor creaked slightly, the sound passing across the room from the door to the bed, as if this invisible something came nearer, and finally stood close to him. Anyhow he had the indescribable feeling of a strange presence, and not of an indefinite, unknown presence, but it seemed to him as if this “something” must be that Markus Freund, the sudden recollection of whom had roused him out of a deep sleep. He even felt as if this invisible presence bent over his face. Now, whether he fell asleep again without being aware of it and dreamed, and—as you know—the dreams and the people of whom one dreams are frequently confused with one another, or whether certain exaggerated ideas of Schopenhauer as to the secret identity of all individuals stirred in him as the after effects of what he had been reading during the last few days, at any rate the senseless thought flashed through his mind that he and Markus Freund were fundamentally one and the same person. And as if in confirmation of this idea, silly as it was and contrary to all logic, he repeated, whether merely inwardly, or outwardly and audibly, he knew not, the above-mentioned curses and threats of Markus Freund as far as he could remember them, and indeed with the horror-struck feeling that each curse was now beginning to fulfil itself. Now whether, as was not impossible, he had fallen asleep and dreamed, certain it is that he awoke with this terrible impression and lit the candle. The clock registered ten minutes past two. Everything in the room was as before, although furniture, walls, and pictures appeared strange to him, and he had to drink a glass of water and wait a little while to recover himself and realise where he was.’

He relates all this himself and says, that first he had this vision, as we may call it. Now, this made such an impression on him that he was driven to go immediately—though still somewhat shaken—to the Court, and look up the documents relating to Markus Freund. But he was not able to do so; something else occurred—Hofrat Eysenhardt had always been a quiet, open-minded man, and he merely relates what happened to him. We shall shortly see why he relates it. Indeed, he considers himself somewhat ridiculous and unworthy to have yielded to it.

‘In vain did he tell himself how absurd and ridiculous his conduct was. His former iron will was in this respect weakened, and remained so. It barely sufficed to conceal from his colleagues the inner torments which were always present with him. One morning, passing a group of legal officials who were engaged in heated conversation in a dark corridor, he thought he heard the name of Markus Freund.’

One day when he went to the Court-house, he really lacked the courage to again take up these documents, but in passing a corridor where several people were conversing he heard the name of Markus Freund.

‘Now, as this man and his name had gradually become a fixed idea in his mind, and never gave him any rest, he regarded a self-deception as not unlikely, and he stopped and asked the gentleman of whom they had been speaking? “Of Markus Freund, of your Markus Freund, Herr Hofrat, don't you remember him?” answered one of the gentlemen, who happened to be the soft-hearted magistrate who at the time had made that rash remark. “Of Markus Freund? Why? What has happened to him?” He could hardly breathe. “Why he is dead. By the grace of God the poor devil is now free,” the soft-hearted one answered. “Dead? When?” “Oh, he died in the night between the 18th and 19th of March, at 2 o'clock.”’

Thus the story relates that Hofrat Eysenhardt had convicted Markus Freund, who was imprisoned for a long time. During the night between the 18th and 19th of March, Eysenhardt wakes up, sees Freund in his thoughts, and then has a vision of his appearance. He is terribly frightened, wants to look up the documents, but allows several weeks to pass. Finally, he overhears a conversation, whereby he learns that Markus Freund died at the very time he appeared to him, creeping into his room like a little dog.

Now, in order to understand all that has been related, the conclusion of the novel is necessary. For this shows that the Hofrat was now urged by circ*mstances, and indeed by such circ*mstances that one could not have supposed would have this effect upon him. As President of an especially important trial of a case of espionage he was necessarily brought in connection with certain people. Now, in his connection with them and guided by a dim instinct, he is led to commit the very same offence of which he had convicted Markus Freund. And later, after he had been dragged by passion into crime, he had occasion to remember in a quite special manner the words spoken by Markus Freund after his trial: ‘This shall be repaid to you. An eye for an eye, you shall see.’ Thus something had lived beneath the threshold of the Hofrat's consciousness which was definitely connected with his previous deeds, and which was also connected in a remarkable and mysterious way with the fulfilment of what the dead man had threatened him with. Indeed, there is an even deeper connection. The author of the novel wrote in the first person, as though many of the things about Hofrat Eysenhardt had been related to him personally, and he writes that he had a conversation with one of his subordinates (this conversation occurs in the novel). And this subordinate, who was an extraordinary sagacious, philosophically inclined man, said: ‘This Hofrat was specially gifted with the power to penetrate to the depths of these things because he had a strong disposition towards them himself. And so he penetrates deepest into the cases which appeal to him most.’ That is related in the novel. Now, it is interesting that in the night of the 18th to the 18th of March, at 2 o'clock, the thought arises in the Hofrat, ‘You and this Markus Freund are practically identical.’ This unity, this uniting of the consciousness appears evident to his soul; he has an insight into a connection which lies beneath the threshold of ordinary life. This is revealed to him. Naturally it is not revealed to him in the same way as to others, for cases vary, but this disclosure comes to him. Now, it is interesting that the author of this novel has brought together all the materials possible to make the event comprehensible. And we must also recollect what this author mentions as preceding the vision which the Hofrat had during the night. The Hofrat was really a robust man; as has been said, many characteristics could be brought forward which show him to be a man who did not go soulfully through life, but was one who pursues his way with a sort of brutality, caused by a certain inner robustness. Only, as it were, through an outer symptom could this man, who had never been led astray and who was always sure of himself, become a wrong doer. The outer cause was this: he discovered a tooth had become loose and that he could easily remove it with his fingers. The thought then flashed through his head, ‘my life is now on the wane. Something has begun to decay.’ He could not get the thought out of his head: ‘In this way I shall lose my health, little by little.’ That would not have been so bad, the worst was that from that moment (only he did not notice it, but ruminated over his own decay, as he himself shows in his letters, wherein he describes himself in the third person), from that moment his memory began to fail. His memory was such a help in all his professional work that he develops a certain anxiety about life. He noticed that he could no longer remember certain things which formerly could be recalled so easily. Just consider how interesting it is that the novelist brings forward the possibility of developing a partial clairvoyance as the memory begins to decline. Then his memory becomes better again. He decides to record this, and remembers what his state had been. He, as a freethinker, cannot suppose otherwise than that all this was a part of a diseased condition. And he reflects: ‘thus I am really in danger of going mad.’ That conclusion would be natural in a freethinker. He is ashamed to seek advice and therefore he takes advantage of his position to write in the third person. He then places the document before a physician for mental diseases, as the case of some unknown person, and in that way he hoped to get medical advice. Thereby it happens that the novelist uses this document to impart something of the psychic life of this man.

You see that we have here a really beautiful work of art, which indeed points to those elements of which we have to speak in Spiritual Science, just those elements of which one speaks when dealing with the connection between the power of memory and the perception into the spiritual worlds. The novelist accomplishes that beautifully by causing the memory to fail the moment certain ‘shreds’ of these secret connections become evident to the person in question. And the whole narrative is very extraordinary, for it is so constructed in its various parts that one sees that the author realises that there are such connections behind life. Only he clothes the knowledge in the form of a novel. The novel is very cleverly written, and could only be written by a philosophical mind. It is written by one who was for many years the Manager of the Hamburg Theatre, and who later became Manager of the Vienna Burg-Theatre. This novel is really not only one of the best he has written, but is one of the pearls of German fiction. Naturally I do not say this because it is written around a subject deeply interesting to us, but because none but a man of very fine perception could have such delicate observation in an apparently abnormal matter. What I have said as to the merit of this book is purely from an artistic standpoint. It is really so written that the reader has the consciousness: the author has written a novel, but he might just as well have written a biography of Hofrat Eysenhardt, so realistically does he write. And we see in such a novel that Berger must have known a man who really had such experiences in the course of his life. One cannot help saying: how natural it would be for such a man as Alfred Freiherr von Berger to approach the spiritual world so that through Spiritual Science he might learn to know the real connections. How infinitely important would it be for Berger to have studied Spiritual Science, so that he would have been able to say, for example, ‘What will Hofrat Eysenhardt have to experience in the time which immediately follows the passage through the gates of death, in what we have always called Kamaloka, after having caused an innocent man to be convicted?’ As I have told you: man then has to experience the effects of his deeds, and the significance which his deeds have for others in connection with whom they were committed. What the Hofrat had done at the trial afforded him a tremendous satisfaction at the time, especially his great power of oratory. He had great satisfaction, which he expressed by saying: ‘He regarded it as meritorious that he prevailed against the sophistry of the prisoner, and delivered a speech which urged the jury to convict him, although they regretted it immediately afterwards, when they saw the effect of their verdict on the accused.’ That is the thing as seen from this side of the Hofrat. From the side of Markus Freund it is a very different matter, here we see the effect of the sentence upon him. The effect of this on his soul the Hofrat has to experience in Kamaloka. And a reflection, a picture of this reveals itself in the very moment when Markus Freund himself goes through the gates of death. This so discloses itself to him that he now sees himself as identical, as one with this Markus Freund. He sees himself in Markus Freund. He feels himself also within him. We see that the Hofrat had a foretaste of Kamaloka. This is so powerful that he not only experiences what had happened previously, but something which is intimately connected with the whole matter transpires further in him beneath the threshold of his consciousness. Each single detail is of importance. I told you that he had lost his memory for a while, during which this part of the spiritual world unveiled itself to him. But now comes a time when he is endowed anew with a great natural power of memory. Memory reinstates itself in him again, when he tried the case of espionage. But in the course of this very trial he is driven to commit the same offence for which through his eloquence he had caused Markus Freund to be convicted. The force which formerly proceeded from memory was transformed into the force of instinct, and this drives him. He does not now see the connection which was subconsciously working between what he was now himself doing, and what he had ascribed to Markus Freund. This leads to the following: Hofrat Eysenhardt, when he sees what has happened to him, the very evening preceding the conclusion of the law suit in which he was to accomplish his greatest triumph, goes into his office ...'

Having entered his once, the key of which he had with him, he lit the two candles on the writing table, washed his hands, face, and hair; then changed his civilian attire for his uniform, and for a long time paced up and down. Then he opened the top drawer of his writing table and took from a parcel a new revolver and a packet of cartridges which he had probably bought at the worst time of his nervous breakdown. He carefully loaded every chamber, then took from the paper-rack a sheet of official paper and wrote the following:

“In the name of His Majesty the Kaiser! I have committed a serious offence and feel myself unworthy to exercise my office further, or to live any longer. I have condemned myself to the severest punishment, and in the next few minutes shall execute the same with my own hand. EYSENHARDT. Vienna, 10th June, 1901.”

Neither writing nor signature betrayed a trace of even the slightest nervousness. Next morning he was found dead.

A quite remarkable connection is described in this novel, and we must say that the author was well qualified to see the connection existing between that which transpires here in the ordinary consciousness and that which happens beneath the threshold of consciousness, that is, he could see the spiritual events in which man is entangled. Exoterically one only sees the happenings of the physical world: that the judge convicted Markus Freund, and so on. If that had not happened just at that time when the lawyer became confused and lost his memory, he would not have seen these threads of the spiritual world. They would not have revealed themselves to him; and all this would have remained subconscious. A novel such as this is sent out into the world from the following standpoint, so to speak. ‘There is certainly something behind life, which in certain special cases cannot but be recognised. But if one speaks of this people do not like it. It is uncomfortable to approach such realities. So it is related as a novel and then nobody need believe it; if it merely amuses people that is all right.’

Now, that which holds people off from the spiritual world is something of which they are not aware. The way into the spiritual world goes, as it were, in two directions. In the first we push aside the veil of nature and investigate that which lies behind the phenomena of external nature. In the second we push through the veil of our own soul life, and seek what lies behind that. The ordinary philosophers also seek to probe behind the basis of existence; they seek to solve the Cosmic riddle. But note—how do they do this? They either observe nature directly, or through experiments, and then think it over afterwards. But while one puzzles out these ideas acquired through the knowledge of nature, turning them over and over again in one's mind, and interlacing them, one does certainly arrive at a philosophy, but not at anything really connected with the true outer reality. We can never get behind the veil of existence by reflecting on that which presents itself in outer nature. I expressed this as follows, in a public lecture: ‘That which causes our eternal forces is active, in that it first produces in us the instrument with which we approach our ordinary consciousness.’ But if we are to build up our ordinary consciousness, we must use this instrument. When we enter the experience of ordinary consciousness, everything which the eternal forces make in us is already completed. Hence when through meditation we reach this stage we notice that we cannot penetrate the secrets of nature by means of reflection, but by quite different means. If, as I have described in my public lectures, we strengthen our thought through meditation, and the revelation of the spiritual world comes to us through grace, we then behold nature quite differently. Even human life itself has a different aspect then. We then approach nature, and while taking in any process or object or event that meets us, we have at the same time the consciousness, ‘Before you really see a rose, something else takes place.’ True, you first see the perception, the realisation; but that perception has first fashioned itself. Into the perception is inserted the spiritual; therein lies the memory, the memory of the previous thought. To get behind the secret in this way through spiritual research, that is the secret. The philosopher beholds the rose and then philosophises about it in his rejections. But he who wants to get behind the secret of the rose may not reflect, for if he does, nothing happens. He must behold the rose and be aware, that before it comes through to his sense consciousness, some process has already taken place. It appears to him as a memory which preceded the perception. The whole matter turns on this; that something like a memory transpires, which tells us: ‘I did this before I reached the sensible perception; so that as regards external nature a previous thinking has taken place although it remains subconscious, and then it is brought to the surface as a memory.’ One cannot penetrate the secrets of nature through afterthought, but through forethought. Just as little can one penetrate the secrets of that which fills the soul, in any other way than by really approaching that spectator, of whom I have often spoken. Note well, these are the ways by which we can enter the spiritual world to-day.

You will remember that in the novel a shred of the spiritual world reaches the perception of Hofrat Eysenhardt after he realised the processes of decay in himself, and this is a peculiar illustration of what I have brought forward in my lectures. When our thinking is so strengthened by our exercises that we can see the spiritual world, we are immediately confronted with the process of destruction, with that which is connected with death. The Mystics of all ages have expressed this by the phrase: ‘To approach the Gate of Death,’ that is, all that manifests as destruction in human life. And if we have really carried our meditation to that point where we attain the experience of Initiation, we experience this: ‘I stand at the Gate of Death. I know there is something in me which has prevailed since my birth or conception, which then concentrates itself and becomes the phenomenon of death, the confiscation of the physical body.’ One then makes reply: ‘But all that leads to death has come from the spiritual world. That which has come from the spiritual world has united itself with that which arises from the hereditary substance.’ We see a man standing here in the physical world and we say: ‘That which confronts us is his countenance, which speaks to us through his words, everything he does as physical man is the expression of what prepared itself in the spiritual world through his last death and birth. His soul being lives in this.’ And from the whole bearing of these considerations we can conclude: that part of the human soul which lives between death and rebirth attracts the forces out of the spiritual world in order to fashion man in this incarnation between birth and death, in order to build something which is just the man himself. And then it is really the case, that through meditating on the Will, there is evolved the germ which again goes through the gate of death, to prepare itself in the spiritual world for a next incarnation. Thus in man there lies this eternal process of growth. The psychic spiritual descends from the spiritual world and forms a man here, in whom arises, at first as a mere speck, that which now originates here in life as the germ, and this again goes through the gates of death in order to continue its evolution. So that when we have a man here, it is really evident that as he stands before us, he as man has been created from out of the spiritual world. With that provided by the parents there unites itself that which descends from the spiritual world. While he was in the spiritual world he was among the spiritual powers, just as here in the physical body he is among the forces of nature. He was among the spiritual forces, and with their help he prepared himself for this incarnation. When we see a man incarnate before us, it truly is as I have represented in the second Mystery Play, The Soul's Probation, that whole worlds of divine beings work in order to produce man. Between death and rebirth spiritual forces are operative in order to maintain man. Man here is the goal of certain spiritual forces which are active between death and rebirth. Now note: this leads to Spiritual Science, but it has always been known and brought to expression; for example, a man of note expressed what I have said over and over again, by saying: ‘Life in the human body is the ultimate aim of the Path of the Gods.’ He meant that when we are in the spiritual world, woven into the world of the Gods between death and rebirth, we prepare ourselves for our incarnation, for our body. That is the object of the Divine Path. He was unable, however to add the other sentence: ‘In the body a new beginning is prepared, which then again goes through death and leads to a new incarnation.’ This phrase, ‘The life in the body is the ultimate aim of the Divine Path,’ forms to a certain extent the leading motive of all the works written by Christoph Oetinger, a very noted man nearly a hundred years ago. He drew attention continually to the path that human knowledge and perception must take if it is to recognise these spiritual connections. What Anthroposophy really desires can already be found in the older Theosophists. But Oetinger wishes to present it in his own way. His editor uttered some beautiful words at the end of his preface, in 1847. He wanted to express that in former times men sought the spiritual path, but in their own way; but that the time would come, and was not far distant, in which that which one had really always sought, would be grasped with full scientific consciousness. His editor says: ‘The essential point is that when Theosophy becomes a real science and brings forth definite results, these will gradually become the universal conviction of humanity. Yet this rests in the bosom of the future, which we do not wish to anticipate.’ Thus spake Richard Rothe, the Heidelberg professor, in referring to the Theosophist, Christoph Oetinger, in November, 1847. What Spiritual Science strives for has already existed, but in another form. To-day it is necessary to find it in just the form most appropriate for our time. And as I have often said, ‘the thought of Natural Science has to-day reached a standpoint from which, out of the method of that science herself, the right scientific form must be sought for what lived in Theosophy of all times.’ And when Rothe, as the editor of Oetinger, says that what the latter implies ‘rests in the bosom of the future,’ we must remember that what in 1847 was the future has certainly matured into the present of our time. We are confronting time when we can prove—for it was but one example which I have brought before you to-day in the novel Hofrat Eysenhardt, by Alfred von Berger—that human souls are really ripe to approach the spiritual truths, but that they morally lack the courage to grasp them in reality.

I said that in two directions lies the path to the spiritual world, in which one can see behind the veil of nature. For those who are accustomed to think scientifically, and who merely have to raise their scientific thought to an inner instrument in the way described, why is it so difficult to make progress? Why? They say that there are limits to human knowledge! Ignorabimus! And why do they not wish to enter the spiritual world? Well, the reason for that lies beneath the threshold of their consciousness.

Within the sphere of consciousness so-called logical reasons are brought forward as to why man cannot enter the spiritual world. These arguments have long been known. But beneath these logical reasons is to be found the true inner reason: the fear of the spiritual world. This fear of the spiritual world holds people back, but they are not aware of it. If they could only acquaint themselves with the existence of this unconscious fear, and how everything that is brought forward in opposition is merely a mask, hiding the fear in its reality, they would become aware of many things. That is the one thing. The other is this: directly a man enters the spiritual world he is seized upon, just as we can grasp his thoughts here—he is seized by the Beings of the Higher Hierarchies. Man becomes, as it were, a thought in the spiritual world. Against this the soul inwardly struggles. It is frightened, terrified, and shrinks from being taken possession of by the spiritual world. Again a question of fear, a powerless terror of allowing itself to be laid hold of by the spiritual world, in the way in which at birth one is laid hold of by the physical forces. Thus, outer fear, and dread of a certain powerlessness to resist being seized by the spiritual world, this it is which holds men back from it. That is why they so often wish, as the author in this novel, to splash in the waves of the spiritual world, without—as I might say—binding themselves in any way. That is why they have not really the courage to draw too near to the spiritual world lest it should lay hold of them, as may truly happen through the inner experiments often described, just as the apprehension of the secrets of nature may come about through external experiments.

If to what has been said you apply what was brought forward in one of the public lectures concerning this connection between the forces of genius which appear in life, and premature death, brought about by man's body being taken from him, through a shell or some other cause on the battlefield—if, in connection with what has been said you remember that the forces of genius or of invention appear in man as the effect of those processes which occurred when he was deprived of his physical body, then there also you have something remaining beneath the threshold of consciousness. But in his courage, in the whole way in which a man offers himself up for some great event of the time, there lies an instinctive expression of something resting beneath the threshold of consciousness, and which is unable to reach his consciousness in its full significance. Nevertheless, in our time there is in human evolution an impulse to carry up to the threshold of consciousness what lies beneath it, so that man may know something of it. And when I point to the fact that even in the great events of our time, in all that transpires in full consciousness, especially in the events of this epoch, there lie significant subconscious processes—I mean this to be taken in the above-mentioned sense, for that which these events are inserting into the great connection of human will never be included in what the external historian can grasp of these present events. More than ever before does the subconscious play a part in the present happenings. And therefore the spiritual investigator is allowed to indicate that a time will come in the future when, in order to behold the present significant historical events in the right light of their Cosmic connections, we shall point to their spiritual background. With this in view the words with which we now always conclude will be more and more present to our souls:—

From the fighters' courage,
From the blood of battles,
From the mourners' suffering,
From the people's sacrifice,
There will ripen fruits of Spirit
If with consciousness the soul
Turns her thought to Spirit Realms.

173c. The Karma of Untruthfulness II: Lecture XVIX14 Jan 1917, Dornach
Tr. Johanna Collis

Rudolf Steiner
You will agree that we owe a great debt of gratitude to the cosmic order that here, between birth and death, we possess our physical organism, for without it we would have no prison for our higher components.
It is the hierarchy of the archangeloi, the archangels, who work on us via the airy element. And everything that works in us from the hierarchy of the archangeloi—both those who have progressed normally and those who are retarded—works via the system of ganglia.
In parenthesis, let me tell you that I once met quite an important Austrian poet who also entertained philosophical thoughts and was terribly worried about the way human beings were growing ever more and more intellectual.
173c. The Karma of Untruthfulness II: Lecture XVIX14 Jan 1917, Dornach
Tr. Johanna Collis

Rudolf Steiner

The nature of man is complicated, and very much of what actually goes on within the human being remains more or less beneath the threshold of consciousness, merely sending its effects up into consciousness. True self-knowledge cannot be won without first obtaining insight into the working of the sub-consciousness weaving below the surface in the impulses of soul. These, it could be said, move in the depths of the ocean of consciousness and come to the surface only in the wake of the waves they create. Ordinary consciousness can perceive only the waves that rise to the surface, and on the whole one is not capable of understanding their significance, so true self-knowledge is not possible. Merely pondering on what is washed up into consciousness does not lead to self-knowledge; for things in the depths of the soul often differ greatly from what they become in ordinary, everyday consciousness. Today we shall look a little into this nature of man in order to gain, from this point of view, an idea of how the subconscious soul-impulses in the human being really work.

In this field we can, of course, to a greater or lesser extent, speak only in pictures. But if you bring together much of what we have hitherto discussed within our Anthroposophical Movement, you will be able to understand the realities that want to speak through the pictures. We can say: The invisible nature of man, his ego, his astral body, his etheric body, work through his visible nature, so what is not manifest works through what is manifest. However, the manner in which what is evident works through what is not evident is very complicated. But if we work our way bit by bit through the various parts of this complicated process, and place them all together, we shall, in the end, attain an overall view of the being of man. Even this, though, will always remain incomplete, for the being of man is infinitely complex. But at least we can gain a certain basic knowledge of human nature as a valid foundation for self-knowledge.

Today we shall examine how the separate components of man's nature express themselves in a more or less pictorial or formalized manner through physical life. Here is a human being. To illustrate what I want to tell you, I shall start with what we recognize for earthly man as the aspect of which we are conscious: the ego. I must emphasize that pictorial explanations can very easily lead to misunderstandings, because things said earlier seem to contradict other things said later. Follow carefully, and you will soon notice that such contradictions are, in fact, non-existent.

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So let us start with the ego-nature of man, with that component we call our ego. This ego-nature is, of course, entirely super-sensible; it is the most super-sensible part we have as yet acquired, but it works through the physical. In the intellectualistic sense the ego works in our physical being chiefly through the nervous system which is called the system of ganglia, the nervous system radiating from the solar plexus. Diagrammatically we can indicate this nervous system, this system of ganglia, this system of the solar plexus, thus (see diagram, dark shading). It is active in a way which, at first glance, does not appear to have much to do with what, in a materialistic sense, we could call the life of the nerves. Yet it is the actual point of contact for real ego-activity. This is not a contradiction of the fact that when we begin to see ourselves spiritually, we have to seek the centre of the ego in the head. Since the ego-component of the human being is super-sensible, the point at which we experience our ego is not the same as the point at which it chiefly works in us.

We must be quite clear what we mean when we say: The ego works through the point of contact of the solar plexus. What it means is this: The ego itself is equipped with only a very dull consciousness. The ego-thought is not the same as the ego. The ego-thought is what is washed up into consciousness, but the ego-thought is not the real ego. The real ego intervenes as a formative force in the whole human organism through the solar plexus.

Certainly you can say that the ego distributes itself over the whole body. But its main point of contact, where it particularly intervenes in the formative element of the human organism, is the solar plexus. A better expression would be the system of ganglia, because all the ramifications are part of this process—the system of ganglia. It is a process that lives in the subconscious and works in this system of ganglia. Since the system of ganglia plays its part in the circulation of blood as well, this does not contradict the fact that the ego expresses itself in the blood. The exact meaning of everything that is said must be considered. It is one thing to say: The ego intervenes through the system of ganglia in the formative forces and in all the life processes of the organism. But something else is meant when we say: The blood with its circulation is an expression of the ego in the human being. The nature of the human being is, as I said, complicated.

To understand the significance of what has been said, it will be useful to answer the following question: What is the relationship of the ego with the system of ganglia and all that is connected with it? How is this ego anchored, as it were, in the abdominal organs of the human being?

When the human being is in a normal state of health, the ego is chained to the solar plexus and all that is connected with it. It is bound by the solar plexus. What does this mean? This human ego, given to man during the course of earthly evolution as a gift from the Spirits of Form, has been, as we know, subjected to the temptation of Lucifer. The ego, as it now exists in man, and because it has been infected by luciferic forces, would be a bearer of evil forces. The truth of this fact must definitely be recognized. The ego is not a bearer of evil forces because of its own nature, but because it has become infected with luciferic forces through the temptation by Lucifer; it is in fact the bearer of truly evil forces, forces which, because of the luciferic infection, tend to distort the thought life of the ego towards evil. Since the moment when the ego was given to him, man has been able to think. If there had been no luciferic temptation, man would think only good thoughts about everythiug. But as the luciferic temptation did, in fact, take place, the ego does not think good thoughts, but thoughts infected by Lucifer. This is a fact of earthly evolution: the ego is malicious and dastardly. It thinks only of showing itself in a good light and consigning everything else to the shadow. It is infected with all kinds of egoisms. This is how it is, because it is infected by Lucifer.

Now the system of ganglia, the solar plexus, is something in man that has come over from the Moon incarnation of the earth. It is a kind of house for the ego; the ego fits into it in a certain way. In fact, it can be held a prisoner there. So we have the following state of affairs: Because of its luciferic infection, the ego tends all the time to behave in a dastardly, lying manner and place itself in the light, while consigning everything else to the shade. But it is held prisoner by the nervous system of the abdomen. There it has to behave itself. By means of the nervous system of the abdomen the properly progressing forces, which have come to us from ancient Saturn, Sun and Moon, compel the ego not to be a demon in the bad sense of the word. So the manner in which we bear our ego within us is to have it bound by the organs of the abdomen.

Assume now that these abdominal organs are unhealthy in some way, or not in a normal state. Not to be in a normal state means not to want to take in fully what fits into them spiritually, what spiritually belongs to them. The ego can be somewhat freer in its activity if the abdominal organs are not quite healthy. If this freeing is brought about by some physical hyperactivity, this can express itself in the human being in that the ego is let loose on the external world, instead of remaining bound. When the ego behaves freely in this way, we have a case of psychological illness: the human being displays the characteristics of the ego infected by Lucifer. The characteristics of the ego of which I have spoken then make their appearance. There is certainly no need to be a materialist in order to understand fully the manner in which the spiritual—in this case the ego—can be bound to physical organs in life between birth and death, though in a way that differs from what is perceived by a materialist. There is no need to be a materialist to see how, in a manner of speaking, the devil can throw off his chains and break loose. This is one instance of psychological illness.

The freeing of the ego, however, is not necessarily a question of psychological illness, because another state of affairs is also possible. In such an instance it is not a question of illness in the abdomen but rather a ‘switching off’ of its normal activity. This is what happens in the great majority of cases of hypnotic consciousness. The functioning of the system of ganglia in the abdomen is put into a state—either by natural causes or by all kinds of mesmeric effects—in which it is unable properly to keep the ego under control. Thus in this way, too, the ego has an opportunity to become more involved with its environment. It is not embedded in the system of ganglia and is therefore free to make use of channels to the outside world which enable it to perceive from a distance all kinds of processes in space and time which, when it is embedded in the system of ganglia, are processes which it cannot normally perceive.

So it is important to know that a certain relationship exists between the hypnotized state, which in a mild way switches off the normal activity of the processes bound to the system of ganglia in ordinary consciousness, and certain forms of madness, where the switching-off is caused by deformation or illness in certain abdominal organs. If the ego is freed, if it feels, you might say, free of its chains and is linked, not with its body but with the spiritual forces in its environment, this is always, in a way, a pathological state, just as is also the case in madness. That is why some forms of madness are characterized by the appearance of spite, mendacity, cunning and craftiness—everything that comes from luciferic infection; the urge to place oneself in the light and consign others to the shadow, and so on.

Now you will understand why a person's constitution of soul depends on the very way the shell which binds his ego is fashioned. In order not to focus too closely on the human being and perhaps offend some human souls, let us instead look for a moment at a lion, a savage carnivore, and how it compares with a bull or an ox. You can see the difference. Even though the lion has a group ego while the human being is endowed with an individual ego, we can still use this comparison. What is the difference between the lion's nature and the ox's nature? The lion is definitely a carnivore while the ox is for the most part a vegetarian. The difference is this: What in the lion corresponds to his group ego is less bound; the forceful activity suitable for his abdominal organs makes the ego freer, lets it loose more on its environment, whereas in the vegetarian ox the group ego is more bound to the abdominal organs. The ox lives more bound up in itself.

You can see why it can be good sense for human beings to become vegetarian—of course, only if they so wish. For what does a vegetarian diet bring about? It makes the abdominal organs even more capable of binding the ego, which, if this does not sound like a paradox, leads to the human being becoming more gentle. His evil demon is more internalized and lives less in the environment. Nobody, however, should persuade himself that he does not possess this demon, for he does, but it is more imprisoned within him. It would be easy to set up an experiment to compare the behaviour of hungry carnivores and hungry vegetarians. When hungry, one is apt to be less inhibited. So it would be likely that the hungry vegetarians, who are in the habit of containing themselves as a result of their vegetarian diet, would be the more savage. For hunger brings about changes in the functions of the abdominal organs, which are then less able to fetter the ego than they are when satiated. I do not mean to be absolute in what I say, because the carnivore in any case binds the ego less strongly than the vegetarian. But I said that, in comparison, the hungry vegetarian, in contrast to his state when satiated, is likely to be far more savage than the hungry carnivore, in contrast to his state when satiated.

Human nature is indeed exceedingly complicated. One very good way of attaining some knowledge as a basis for true, genuine self-knowledge in life is to pay attention to the connection between the spiritual and bodily parts. I should add, though, that vegetarians should take care not allow themselves to become too undernourished. If they are undernourished they are in danger of damaging themselves, and then their chains—the prison for their devil, who shows himself in wiliness, lies and so on—are weakened. They then let their devil out into the environment, and the environment is troubled by their problems. Either that, or else they themselves have the trouble. They fail to cope with themselves, for they either constantly have a mania for manifesting the various bad qualities of the ego, or—if they are well brought-up—they have the urge to keep all this to themselves, in which case, too, it can happen that they fail to cope with themselves. All kinds of dissatisfactions arise in their soul. It is important to see this.

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Just as the ego has its point of contact in the system of ganglia, so does the astral body have its point of contact in all those processes which are linked with the nervous system of the spinal cord. Naturally, the nerves run through the whole body; but in the nervous system of the spinal cord we have a second point of contact. Included in this, of course, are once again all the processes connected with this spinal nervous system. I am not speaking of the cerebral nervous system. I mean the nervous system of the spinal cord which has to do, for instance, with our reflex actions and is a regulator for much that goes on in the human body. In the present context we must include all the processes regulated by this nervous system. Again we have to see that the astral body is either bound to everything connected with this spinal system or that it can become free of it, through illness or through partial somnolence brought about by mesmerism or something similar. The entity which is bound here received its luciferic attributes, which are mingled a little with ahrimanic attributes, as long ago as the time of ancient Moon. Therefore these are weaker than the luciferic attributes of the ego, but they are present in the astral body, too. If you want to turn your soul to a contemplation of the process by which this luciferic infection crept into the astral body, you will have to study what I said in my book Occult Science about the separation of the moon from evolution as a whole. This infection made its appearance during the time of ancient Moon. Here you will discover another reason for certain characteristics in the human being, characteristics of a hypnotic nature—higher hypnotic characteristics which are bound, in the main, to the organs of the chest and which bring in higher experiences than do the organs of the abdomen. At the same time you will see that if something is not in order, so that the astral body cannot be bound as it should be, something can again come about which is a psychological illness, a psychological disorder. Just as the ego can be released, causing signs of madness, so also can the astral body be released, which again leads to signs of madness.

When the ego is released, this leads, as I have said, to characteristics such as spite, cunning, wiliness, fraudulence, giving prominence to oneself and putting everyone else in the shade, and so on. When the astral body is released, this leads to volatility of ideas and lack of cohesive thought, manic states on the one hand or, on the other, to withdrawal, depression, hypochondria. Again, these conditions could be brought about by hypnotic or mesmeric intervention; but in this case the organs are not ill, but have had their normal physical function suppressed by the intervention of a hypnotist or mesmerist.

There is much in our human nature which must be held in check, for in a way we do belong to the devil. We are at least partially decent human beings solely because the devils in us are held in check by the divine spiritual forces which have developed in the proper way through the periods of ancient Saturn, Sun and Moon. Because of the various temptations, we do not possess all-that-great an aptitude for decency. A good many bad dispositions and moods of soul life are the result of meeting with the demon in us. The appearance of the demonic element comes about because what is bound can become unbound.

We shall speak on another occasion about what it is in the life between death and a new birth that binds those aspects that are bound by our physical body now, during life between birth and death. You will agree that we owe a great debt of gratitude to the cosmic order that here, between birth and death, we possess our physical organism, for without it we would have no prison for our higher components. When these higher components are set free, after we have laid aside our physical body, different conditions come into operation, which we will discuss another time. Suffice it to say that the higher components still retain some fetters, even then.

Now, just as the astral body is bound in this way by the system of the spinal cord and all the processes of organic life connected with it, so is the etheric body bound by the cerebral system and everything that belongs to it. Therefore, the etheric body has its point of contact by means of the cerebral system. Similar things could be said here, too. In our head there is a prison for our etheric body. Madness or hypnotic conditions come into operation if the body is not quite well and the etheric body is let loose. Left to itself, i.e., not enclosed in the prison of the head, the etheric body has the tendency to reproduce itself, thus becoming a stranger to itself and spilling over into the world, carrying its life into other things. This is a description of the conditions that come about if the prison warder releases the etheric body.

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So we have three possibilities for psychological illness, and also three possibilities of escaping from the physical body. These three possibilities must definitely be taken into consideration—but of course in quite a different way—when a person is to become free of his physical body through Initiation. What we have been speaking about is a freeing brought about by illness, when the organs of the physical body do not remain healthy and are then incapable of containing the higher components. Somnolence of the brain would result if brain activity were damped down. The etheric body would be freed and a somnolent condition would take over. But when the brain is defective, the prison can no longer hold the prisoner—that is, the etheric body—which then embarks on its own adventures, endeavouring to live and create its own disordered, muddled life by opening out into the world. So you see clearly that psychological illnesses are, in the main, caused by a kind of freeing from the physical basis to which the various higher components of man belong during life between birth and death.

The etheric body, when it is freed, has mainly ahrimanic characteristics. Envy, jealousy, avarice and similar states will be pathologically exaggerated, always in connection with a kind af spreading into the environment, a kind of letting oneself go. Try to understand it like this: The only point of attraction for the ego is, more or less, the system of ganglia and whatever is connected with it; the astral body's point of contact is with the spinal system, but together with the system of ganglia; and the etheric body is linked with the cerebral system, but jointly, with both the spinal system and the system of ganglia. So, from this point of view, the system of ganglia also has to do with the brain, for instance, in so far as it serves all subconscious organic processes. If the system of ganglia brings about a process of illness which runs its course in the brain, then it could be the etheric body which is freed, even though the root cause lies in the system of ganglia. You see how very complicated things are.

Psychiatry today has, as yet, no means of distinguishing between these three forms of soul sickness. Psychiatry will only achieve some degree of perfection when distinction is made between psychological abnormalities brought about by the freeing from bondage of the etheric body, or the astral body, or the ego. Then there will be a really significant way of distinguishing between, and assessing, the various symptoms of psychological abnormality—and it will be important to assess them in this way.

You see from all this how self-knowledge can only be built up on a penetrating view of the complicated nature of the human being. Knowledge can certainly have disagreeable sides to it. But knowledge is not supposed to be a toy, for it is the most serious matter in the whole of human life. Someone who knows everything there is to know about human nature—if he is even only somewhat inclined to understand it in a way which is not egoistic, if he is inclined to think and feel about it in an objective way—can have in this knowledge an important healing factor at his disposal. One might be too weak to use this healing factor; but this knowledge is an important healing factor. It cannot be gained by remaining in one's subjective nature; it cannot be gained by failing to extricte oneself from this.

This is a great problem for a movement such as ours. On the one hand it is necessary to strive earnestly for the highest knowledge, but on the other hand not everybody who decides to join such a movement is inclined to accept such knowledge with total objectivity and with full earnestness. Such knowledge brings health to personal life only if one is not constantly busy reflecting upon one's own personality, if one is not constantly wondering: How do I feel, what is going on in me, how am I getting on in the world, what is living in my soul, and so on. It brings healing only if we free ourselves from all that and concern ourselves instead with the affairs of mankind as a whole, matters which concern every human being. Difficulty arises only if one wants to concentrate on oneself, if one cannot get away from oneself. The more one is capable of turning away from oneself and towards all that concerns people and the world in general, the more can knowledge become a healing factor.

How glad I would be if only you would believe this! A movement like ours gives plenty of opportunity for observing the very opposite of what I have been saying. It is, of course, natural and justified that people who cannot easily get away from themselves should turn to our Movement for comfort and hope and confidence. But if they do not honestly strive to get away from themselves, if they continue to concern themselves with their own head and their own heart—not to mention whatever else very many people in our Movement are concerned with—then knowledge cannot become for them what, in truth, it is. It is possible to be interested in knowledge in such a way that it becomes not only a personal, but also a general human affair. The more personal considerations are involved, the more one is distracted from what is healing in all the knowledge about the deeper aspects of the world.

From the points of view we have now reached we must endeavour to gain clarity about how certain impulses in human nature are connected with the freeing of the soul and spiritual element, either in states brought about by hypnosis or mesmerism, or in madness. A process of freeing is always connected with a merging into the spiritual element. But this is in turn bound up with a certain feeling of voluptuousness, with real voluptuousness, both direct and indirect. For whatever has become free—be it the etheric or astral body, or the ego—in a way pours itself into the spiritual world. And this pouring forth is defnitely connected with inner feelings of bliss.

Somebody with a psychological abnormality gains a certain satisfaction from his abnormal soul activity and is therefore loath to depart from it. In every age, those who have concerned themselves with the healing of psychological abnormalities have reported the following experience: When doctors have found a way of healing their patients, it happens that as the moment of health approaches, the patient senses that he can no longer freely merge with his spiritual environment and that he has lost a certain feeling of voluptuous bliss, so he begins to hate the doctor who has taken this from him. Usually those who are not psychologically ill are grateful to their doctor when he heals them, but efforts expended on the psychologically ill are met with the opposite. You will find this documented in the appropriate literature. Doctors have frequently found that when a cure is effected, or even only an attempt is made to overcome the sickness, the patient begins to find his doctor abhorrent because he is taking away what the patient really wants, especially in his subconscious, even if he would consciously deny this.

Such things lead us deep into the mystery of the human being's soul nature. We then also understand that the ego, or the etheric or the astral body, after endeavouring to work with the help of their physical tools, if they then become free, yet are still strong and imbued with the forms they had within their physical tools, can more easily unfold certain forces than was possible for them within the diseased organs. That is why people with periodic illnesses—for there are cyclic, periodic abnormalities of the soul—when they once again leave their organism, often feel that they have capacities which they do not otherwise possess. This gives them great satisfaction, and when they then return to their physical body a certain awareness of what they have experienced remains with them; they can sometimes be very clear about themselves and what has happened.

During the first half of the nineteenth century a well-known physician, Willis, cured someone suffering from madness; that is, he brought him to a point at which he was once more capable of thinking sensibly about himself. And this person, who was intelligent, wrote a kind of review of his madness. If you take into account what I have just said, you will well understand what this intelligent individual wrote. His illness involved the freeing of all three higher components. He wrote ‘I expected my fits of insanity with impatience ... with bliss’. Remember, he awaited the moment of leaving his body with impatience because he knew he would then enjoy a kind of bliss.

‘Everything appeared easy to me. No obstacles presented themselves either in theory or practice. My memory acquired, all of a sudden, a singular degree of perfection ...’

Someone who understands these things can tell from this that the patient must otherwise have suffered from severe constipation, i.e. an abdominal condition, which led to a dulling of his memory. As soon as his ego tore itself free, his memory was again intact.

‘Long passages of Latin authors occurred to my mind. In general, I have great difficulty in finding rhythmical terminations, but then I could write verses with as great facility as prose.’

You see how exactly the patient described himself, and it is understandable that in a certain way he endeavoured to induce the abnormal state. This cannot actually be done, of course, but he was glad when it came, for it brought him voluptuous enjoyment.

This is the main difficulty in the case of psychological abnormalities for, subjectively, the patients have to be led from a happy to an unhappy state of mind, and so they are truly downcast about it. In their ordinary consciousness this is different, of course, but in their subconscious they are downcast if they are cured. Of course they go to the doctor and say they want to be cured; but subconsciously they do not, in reality, want to be cured. This is the difficulty. The freed component or components resist with all their might being torn away from the bliss they enter when they are freed. You see how, by looking at things in this way, we do justice to the material foundation of our physical existence, and yet we do not become materialists.

Take a person who is stupid to a greater degree than is apparent in external life. There are such people. Well, stupidity is only one stage on the way to a certain abnormality of soul: namely, imbecility. The cause is possibly that the otherwise bound etheric body is free because the brain is too compact and cannot achieve sufficient fluidity in the way it works. Perhaps this person shoots himself in the head without killing himself. Someone who knows what to look for might find that this is not a bad thing, as long as he had not done himself any other harm. For the resulting loosening of his compact brain might lead to his becoming clever. There are certainly known cases in which head wounds have led to people becoming more wide awake than they were before.

There is truly nothing in the physically-perceptible world as complicated as the nature of the human being. It is more complicated than anything else in the world. To understand man in his totality you have to view him in the way I have been describing. We have seen, for instance, that in the human being as he stands before us with his head, the activity of this head depends in some degree on the etheric body connecting up in the right way to it. Abnormal activity comes about if the etheric body is freed, if it is unbound. Because of the way the human being is normally organized with regard to his sense organs and the nerves of his brain, the etheric body can have a normal relationship with the ordinary environment. What man is as a result of the special connection between his etheric body and his head makes him into a human being like all others in his existence between birth and death in the physical world. If we had nothing else about us except the normal connection of our etheric body with our head, all human beings would be the same, and there would also be no way of feeling connected with that part of our being that is immortal. For our head brings to us the experiences we have in life between birth and death through our senses, through the nerves of the brain.

Consider this in connection with what I have said about the loss of the head during the course of reincarnation: What is now our head was in our previous incarnation our body, and what is now our body will become our head in our next incarnation. We know about this connection with our immortal part which runs through all births and deaths, even though without the wisdom of spiritual science this knowledge can only take the form of a belief. Through our head we can understand this connection, but we can only have this knowledge because we have the system of the spinal cord as an organ of our astral body. This is where those ideas and feelings are wrought which bring us into a mutual relationship with our immortal, our super-personal, part.

Everything we possess only for this life between birth and death is given to us through the earthly, solid element in our organism. On other occasions I have pointed out that there is indeed very little of the solid element in our make-up, of which ninety-five per cent consists, in fact, of fluid, of a pillar of fluid. The human being is a pillar of water containing only five per cent of solid ingredients. Yet only this solid element can be the bearer of our ordinary thoughts in physical life; and only in so far as we are permeated by the fluid element with its pulsation can we know about our super-personal part. And this fluid element with its pulsation is linked with the spinal system, which for the most part regulates this fluid element and its pulsation.

How all this is related to certain things I have described on other occasions, to the pulsating rise and fall of fluid between the abdomen and the brain, I shall discuss tomorrow, for at the moment it would take us too far from today's theme. Now, because the human being bears the fluid element within him he is linked with his super-personal part. But this fluid element also establishes his specific personality. If we had only heads, we would all think the same, feel the same. But because we also have hearts, the fluid element, blood and other juices in us, we are specific in some degree; for through this element the hierarchy of the angeloi can have a part in our being. The hierarchy of the angeloi can intervene in us via the fluid element.

A third possibility for intervening in our being is given because even with the normal working together of the higher components with the system of ganglia, it is possible for the airy element and everything connected with it to have an effect on us. This happens in the process of breathing. It is very complicated, and it varies depending on where we breathe, on how much oxygen, how much humidity, how much sun warmth is in the air and so on. It is the hierarchy of the archangeloi, the archangels, who work on us via the airy element. And everything that works in us from the hierarchy of the archangeloi—both those who have progressed normally and those who are retarded—works via the system of ganglia. Also this is the route by which the folk spirits work, for they belong to the hierarchy of the archangeloi. The work done by the folk spirits in the human being takes its effect through the organs which are connected with the system of ganglia. This is why nationality is something so far removed from consciousness, something that works in such a demonic way. And for the reasons I have pointed out it is linked so strongly with everything to do with locality. For the locality, the local climate, is far more closely connected with the working of the hierarchy of the archangeloi than one might imagine. Climate is nothing other than what works on the human being via the air.

So you see that by discussing the system of ganglia one is indicating how the impulses of all that belongs to the folk soul work in man's unconscious. You will now also understand why, more than one might ordinarily think, belonging to a particular nation is connected with certain characteristics which are linked to the system of ganglia. More than one might think, the problem of nationality has to be seen in relation to the problem of sexuality. Belonging to a nation has the same organic foundation—the system of ganglia—as the sexual element. Quite externally you can understand this when you remember that you belong to a nation by birth, that is, your body develops inside that of a mother who belongs to a particular nation. This of itself creates a link. So you see what subterranean soul foundations connect the problem of nationality with the problem of sexuality. That is why these two impulses in life manifest in such related ways. If your eyes are open to life you will see a tremendous amount of similarity between the way people behave in an erotic sense and the way they show their connection to their nationality. I am not speaking either for or against either of these things, but the facts are as I have described them. Arousal of a nationalistic kind, which works particularly strongly in the unconscious if it is not brought up into ego-consciousness by making it a question of karma as I described the other day, is very similar to sexual arousal. It is no good glossing over these things by making out that the emotional illusions and longings of national feeling are noble, while sexual feelings are rather less so. For the facts are as I have described them to you.

From all this you will see that a good amount of agreement can be reached amongst people in matters of the head, for in the head everyone is the same. If we consisted of heads only, we would understand one another famously. It is peculiar to say: If we consisted of heads only. But when life has brought one together with all kinds of people one grows accustomed to speaking in paradoxes such as this. In parenthesis, let me tell you that I once met quite an important Austrian poet who also entertained philosophical thoughts and was terribly worried about the way human beings were growing ever more and more intellectual. He said: People are growing more and more intellectual, so in the end the rest of their body will waste away and there will be nothing left but walking heads. He was quite serious.

If, as I said, we were heads, it would be easy for us to reach an understanding about all kinds of things. It is less easy to reach an understanding about matters which have to be comprehended via the tool of the spinal system. That is why people are embattled with regard to their view of the world, their religion and everything else they connect with what is super-personal. And there is no doubt at all that today they are embattled also with regard to everything for which the system of ganglia is the organ. By this I do not mean the external war; I mean the war that speaks in the language of hate against hate, for the external war need not necessarily have anything to do with all that is unfolding in such a terrible way in the form of hate against hate.

It is essential for people to become conscious of these things. Only if people can come to understand the nature of the human being will it be possible to find a way out of that chaos into which mankind has entered. Tomorrow we shall speak more about this chaos. But we must be clear about one thing: The knowledge and understanding we gain about the complicated nature of the human being must be filled with a mood that I described just now as an impersonal mood.

So far I have only described harmless, personal moods such as those in people who cannot cope with themselves, who go on and on about their heart, or one thing and another. But in the world at large we meet with less harmless moods, either personal or belonging to the egoism of a whole group. Occult knowledge is not always applied in a selfless manner, as you saw during our considerations over the past few weeks. We can certainly look more deeply into the impulses at work in human history if we have an understanding of the complexity of human nature. For what we can come to know with regard to the individual is connected in turn with all that happens between people, both on a one to one basis and also between the different groupings that come about during human evolution.

Now I told you that occult knowledge was used by certain secret brotherhoods in order to give a turn to events which would serve not general human aims but the egoistic aims of a particular group. I told you that certain secret brotherhoods entertained views about how Europe ought to be structured and how they could influence that structuring. Today I want to add to what has already been made plain something that has not yet been mentioned. I do this because it seems to me to be a good thing that once at least, in however small a circle, something is said which will certainly be made known in the future, just as the division of Austria has been made known in the note from the Entente to President Wilson. Those who knew about these things could have sketched the division of Austria as long ago as the nineties—I do not want to go back any further—on the basis of the maps I have already mentioned.

Whatever is made publicly known is only a fragment. It flows into external, exoteric affairs at a time when it is considered to be useful; but the rest, meanwhile, is held back. Truly, I say what I am now going to tell you not from the slightest political or inflammatory motive, but solely in order to let you have the facts. They do exist in the world. I am truly very far from wanting to worry anyone, or persuade anyone to believe anything in particular or be anxious about anything; for I am concerned only with knowledge. So let me sketch approximately part of the future map of Europe as it was worked out in those secret brotherhoods. So as not to take too long, my sketch will only be approximate. As I said, this is the form which such secret societies thought Europe should take at some point in the future. [The lecturer drew.]

First they turned their attention to the southern European Balkan confederation. This was to be a kind of bulwark against Russianism. Obviously, in the West, Russianism was considered to be the opposite pole, definitely not something with which to remain linked for ever, but something against which there would always be a need to fight. Since the intention was to weld together the present Kingdom of Italy with the Balkan Slavs and the southern Slavs at present belonging to Austria, this confederation would comprise a large part of the Apennine peninsula, the Italian-speaking part of Switzerland, the southern part of Austria, Croatia, Slavonia and Dalmatia. To this the northern part of Greece would be added. The confederation would also include Hungary and the Danube estuary. This would be the Balkan confederation. Next to this, eastwards, would be everything belonging to Russia in the wider sense. In the programme shown in these maps it was always—I mention this expressly—sharply stressed that however Poland might behave, it was a necessity of world history that the whole of this country should, whatever the circ*mstances, be returned to the Russian Empire. From the start the programme said that Poland, including the parts now belonging to Prussia, must once again be included in the Russian Empire. So according to the programme, the Russian Empire would include today's Poland, and also Galicia reaching beyond the Slovaks. The part that I am shading here would dip in like a peninsula. This would be Bukovina. [Drawing was continued].

Then would come France which, starting at the Rhine estuary, would cover the territory over as far as the Rhine and the French-speaking part of Switzerland and would be bounded here by the Pyrenees, and here something like this. Nothing much was said about the Scandinavian peoples. No doubt they have been granted a good long respite.

The rest would be: German-speaking Switzerland with Germany and the German parts of Austria. They would cover this area. And these coloured parts would fall more or less into the sphere of influence, however that may appear, of the British Empire: Holland, Belgiurn, the coast, Portugal, Spain, the lower part of Italy—we can speak about the islands another time—and the southern part of Greece.

So here we have a map for which the one we tried to draw on the board yesterday is clearly a kind of payment on account. The Central European part looks quite similar to that implied by the note from the Entente to Wilson. This is what was seen to be an ideal structure for Europe. I repeat yet again: This is not something remotely intended to influence anybody. All I want to show is that this structure for Europe, clearly traceable by me to the nineties, or even the eighties, was taught in certain secret societies.

The reasons for wanting to shape Europe like this were also always given. The ways and means—of course the reasons were eminently sensible—for achieving this structure for Europe were more or less described. We shall talk about this tomorrow. Just let me say that I am not making this up. It is something that lived as a powerful impulse in many heads, something that had to be brought about, something that would have to be brought about by every effort.

I know very well how ill will could easily maintain that it is improper, in consideration of a particular point, to say such things precisely here, of all places. But I do not want to be inflammatory, nor do I want to set up a picture of the future, either for those nations now at war or for those who are neutral. I have nothing to do with these things. I speak about them merely to show you the impulses which existed in those circles. What we have here is a picture of the future arising from endeavours to use certain impulses in the egoistic interests of a group. Those who are shocked to see what would disappear, might remind themselves that we are concerned with the tasks of mankind in general. Things which emanate from the egoistic interests of a group are obvious, and there is no need to regard them as fateful, as pending fate. What I do regard as fatal, however, is the attitude of hiding one's head in the sand, of simpfy refusing to recognize such facts because they are uncomfortable, with the excuse that such things ought not even to be thought because they might cause disquiet. Of course I know that it could be said: We should not speak about such things because they might upset people who are honestly striving to be neutral. But the foundations on which we stand ought to have enabled us to transcend this kind of upset by now. We should be capable of looking at what is really happening in the world. And when I say these things it is on the assumption that you are sensible enough to take them in the right way.

22. Goethe's Standard of the Soul: Goethe's Standard of the Soul, as Illustrated in Faust
Tr. Dorothy S. Osmond

Rudolf Steiner
This is not a mechanical heaven, but a cosmic weaving of spiritual hierarchies whose effluence is the life of the world. Into this life man is placed, and he comes forth as the apotheosis of the work of all these Beings.
There was present in Goethe, not of course in a philosophical form, but as a living concept, that spiritual fear which overtakes man in his life of thought: what would become of me if I suddenly were to behold the riddle of my existence and had not the knowledge to master it!
There seems no doubt that Goethe's genius underwent a development in the course of his life as a result of which the dual nature of the cosmic powers opposing man came before his soul's vision and that in the development of his Faust he realised the necessity for overcoming its own beginning, for the life of Faust is turned again to the Macrocosm, from which his incomplete knowledge had at first estranged him.
22. Goethe's Standard of the Soul: Goethe's Standard of the Soul, as Illustrated in Faust
Tr. Dorothy S. Osmond

Rudolf Steiner

The inner soul's conflict which Goethe has embodied in the personality of Faust comes to light at the very beginning of the Drama, when Faust turns away from the sign of the Macrocosm to that of the Earth Spirit. The content of the first Faust Monologue up to this experience of the soul is preliminary. Faust's dis-satisfaction with the sciences and with his position as a man of learning is far less characteristic of Goethe's nature than the kinship which Faust feels to the Spirit Universal on the one side and to the Earth Spirit on the other. The all-inclusive harmony of the universe is revealed to the soul by the sign of the macrocosm:

How each the Whole its substance gives,
Each in the other works and lives!
Like heavenly forces rising and descending,
Their golden urns reciprocally lending,
With wings that winnow blessing
From Heaven through Earth I see them pressing,
Filling the All with harmony unceasing!

If we take these words in conjunction with Goethe's knowledge of the sign of the Macrocosm, we come upon an experience of great significance in the soul of Faust. There appears before Faust's soul a sense picture of the Universe,—a picture of the sun itself, of the earth in connection with the other planets of the solar system, and of the activity of the single heavenly bodies as a revelation of the Divine Being guiding movement and reciprocal interplay. This is not a mechanical heaven, but a cosmic weaving of spiritual hierarchies whose effluence is the life of the world. Into this life man is placed, and he comes forth as the apotheosis of the work of all these Beings. Faust, however, cannot find in his soul the experience for which he is seeking even in the vision of this universal harmony. We can sense the yearning that gnaws in the depths of this soul: “How do I become Man in the true sense of the word?” The soul longs to experience what makes man consciously truly Man. In the sense image hovering there, the soul cannot call up from the depths of being that profound experience which would make it able to realise itself as the epitome of all that is there as the sign of the macrocosm. For this is the “knowledge” that can be trans-formed through intense inner experience, into “Self-Knowledge.” The very highest knowledge cannot directly comprehend the whole being of man. It can only comprehend a part of man. It must then be borne through life, and in inter-relation with life its range is gradually extended over the whole being of man. Faust lacks the patience to accept knowledge with those limitations which, in the early stages, must exist. He wants to experience instantaneously a soul-realization which can only come in the course of time. And so he turns away from the revelation of the Macrocosm:

How grand a show! but, ah! a show alone.

Knowledge can never be more than a picture, a reflection of life. Faust's desire is not for a picture of life, but for life itself. He turns therefore to the sign of the Earth Spirit, in which he has a symbol before him of the whole infinite being of man as a product of earth activity. The symbol calls forth in his soul a vision of all the infinitude of being which man bears within him, but which would stun him, overwhelm him, if he were to receive it gathered up into the perception of a single moment of discovery rather than drawn out into the many pictures of that knowledge which is discovered to him in the long course of life.

In the phenomenon of the Earth Spirit Faust sees what man is in reality, but the result is confusion when in the weakened reflection of the forces of cognition it does not penetrate to the consciousness. There was present in Goethe, not of course in a philosophical form, but as a living concept, that spiritual fear which overtakes man in his life of thought: what would become of me if I suddenly were to behold the riddle of my existence and had not the knowledge to master it!

It was not Goethe's intention to express in his Faust the disillusionment of a misguided yearning for knowledge. His aim was rather to represent the conflict associated with this yearning—a conflict that has its seat in the being of man. Man in every moment of his existence is more than can be disclosed if his destiny is to be fulfilled. Man must evolve from his inner being; he must unfold that which he can only fully know after the development has taken place. The constitution of his forces of knowledge is such that when brought to bear prematurely upon what at the right time they must master, they are liable to deception as the result of their own operations. Faust lives in all that the words of the Earth Spirit reveal to him. But this, his own being, confuses and deceives him when it appears objectively before his soul at a time when the degree of maturity, to which he has attained, does not yield him the know-ledge whereby he can transform this being into a picture:

Thou'rt like the Spirit which thou comprehendest. Not me!

Faust is profoundly shocked by these words. He has really looked upon himself, but he cannot compare himself to what he sees, because he does not know what he really is. The contemplation of the Self has deceived and confused the consciousness that is not ripe for it. Faust puts the question: “Not thee? Who then?” The answer is given in dramatic form. Wagner enters and is himself the answer to this, “Who then?” It was pride of soul in Faust that at this moment made him desire to grasp the secret of his own being. What lives in him is at first only the striving after this secret; Wagner is the reflected image of what he is able at the moment to know of himself. The scene with Wagner will be entirely misunderstood if the attention is merely directed to the contrast between the highly spiritual Faust and the very limited Wagner. In the meeting with Wagner after the Earth Spirit scene Faust has to realise that his power of cognition is really at the Wagner stage. In the dramatic imagination of this scene Wagner is the reflected image of Faust.

This is something that the Earth Spirit cannot immediately reveal to Faust, for it must come to pass as a result of development. And Goethe felt compelled not to allow Faust to experience the depths of higher human existence only from the point of view of forty years of life, but also to bring before his soul in a kind of retrospect, all that had escaped him in his abstract striving for knowledge. In Wagner Faust confronts himself in his soul vision. The monologue uttered by the real “Faust,” beginning with the words:

How him alone all hope abandons ...

contains nothing but waves beating up from subconscious depths of soul, expressing themselves finally in the resolve to commit suicide. At this moment of experience Faust cannot but draw the inference from his life of feeling that “all hope” must “abandon” men. His soul is only saved from the consequences of this by the fact that life invokes before him something that to his abstract striving for knowledge was formerly meaningless: the Easter Festival of the human heart in its simplicity and the Easter Procession. During these experiences, brought back to him in retrospect from his semi-conscious youth, the contact with the spiritual world that he has had as a result of the meeting with the Earth Spirit, works in him. As a result he frees himself from this attitude of soul during the conversation with Wagner when he sees the Easter procession. Wagner remains in the region of abstract scientific endeavour. Faust must bring the soul experiences through which he has passed into real life in order that life may give him the power to find another answer than “Wagner” to the question “Not thee? Then who?

A man who, like Faust, has had contact with the spiritual world in its reality, is bound to face life differently from men whose knowledge is limited to the phenomenona of sense existence and consists of conceptions derived from this alone. What Goethe has called the “eye of spiri” has opened for Faust as a result of experience. Life brings him to “conquests”, other than that of the Wagner being. Wagner is also a portion of that human nature which Faust has within him. Faust conquers it in that he subsequently makes living within him all that he failed to make living in his youth. Faust's endeavour to make the word of the Bible living is also part of the awakening. But during this process of awakening still another reflected image of his own being—Mephistopheles—appears before Faust's soul. Mephistopheles is the further, weightier answer to the “Not thee? Then who?” Faust must conquer Mephistopheles by the power of the life experiences in the soul that has had contact with the spiritual world. To see in the figure of Mephistopheles a portion of Faust's own being is not to sin against the artistic comprehension of the Faust Drama, for it is not suggested that Goethe intended to create a symbolical figure and not a living, dramatic personage in his Mephistopheles. In life itself man beholds in other men portions of his own being. Man recognises himself in other men. I do not assert that to me John Smith is only a symbol when I say: ‘I see in him a portion of my own being.’ The dramatic figures of Wagner and of Mephistopheles are individual, living beings; what Faust experiences through them is Self Perception.

What does the School Scene in Faust really bring before the souls of those who allow it to work upon them? Nothing more nor less than the nature which Faust manifests to the students—the Mephistophelian element in him. When a man has not conquered Mephistopheles in his own nature he can be manifested as this figure of Mephistopheles who confronts the pupils. It appears to me that in this scene Goethe allowed something from an earlier composition to remain—something that he would certainly have remodelled, if as he remodelled the older portions he had been able completely to understand the spirit which the whole work now reveals. In accordance with the import of this spirit all Mephistopheles' dealings with the students must also be experienced by Faust. In the earlier composition of Faust, Goethe was not intent upon giving everything so dramatic a form that it appears in some way as an experience of Faust himself. In the final elaboration of his poem he has simply taken over a great deal that is not an integral part of the spirit of the later dramatic composition.

The writer of this Essay belongs to the ranks of those readers of Faust who return to the poem again and again. His repeated reading has afforded him increasing insight into the infinite knowledge and experience of life which Goethe has embodied in it. He has, however, always failed to see Mephistopheles—in spite of his living dramatic qualities—as an unitary, inwardly uniform being. He fully understands why the commentators of Faust do not know how they should really interpret Mephistopheles. The idea has arisen that Mephistopheles is not a devil in the real sense, that he is only a servant of the Earth Spirit. But this is contradicted by what Mephistopheles himself says: “Fain would I go over to the Devil, if only I myself were not a Devil!” If we compare all that is expressed in Mephistopheles, we certainly do not get a uniform view.

As Goethe worked out his Poem he found that it drew nearer and nearer to the deepest problems of human experience. The light streaming from these problems of experience shines into all the events narrated in the poem. Mephistopheles is an embodiment of what man has to overcome in the course of a deeper experience of life. In the figure of Mephistopheles there stands an inner opponent of what man must strive for from out of his being. But if we follow closely those experiences which Goethe has woven subtly into the creation of Mephistopheles, we do not find one such spiritual opponent of the nature of Man, but two. One grows out of man's willing and feeling nature, the other out of his intellectual nature. The willing and feeling nature strives to isolate man from the rest of the universe wherein the root and source of ais existence exist. Man is deceived by his nature of will and feeling into imagining that he can traverse his life's path by relying on his inner being alone. He is deceived into a disregard of the fact that he is a limb of the universe in the sense that a finger is a limb of the organism. Man is destined to spiritual death if he cuts himself off from the universe, just as a finger would be destined to physical death if it attempted to live apart from the organism. There is a rudimentary striving in man in the direction of such a separation. Wisdom in life is not gained by shutting the eyes to the existence of this rudimentary striving, but by conquering it, transforming it in such a way that instead of being an opponent, it becomes an aid to life. A man who like Faust, has had contact with the spiritual world, must enter into the fight against this opposing force in human life much more consciously than one who has had no such contact. The power of this Luciferic adversary of man can be dramatised into a Being. This Being works through those soul forces which strive in the inner man for the enhancement of Egoism.

The other opposing force in human nature derives its power from the illusions to which man is exposed as a being who perceives and forms conceptions of the outer world. Experience of the outer world that is yielded by cognition is dependent upon the pictures which, in accordance with the particular attitude of his soul, and other multifarious circ*mstances, a man is able to make of this outer world. The Spirit of Illusion creeps into the formation of these pictures. It distorts the true relation to the outer world and to the rest of humanity into which man could bring himself if its operations were not there. It is also, for instance, the spirit of dissension and strife between man and man, and sets human beings into that state of subjection to circ*mstances which brings remorse and pangs of conscience in its train. In comparison with a figure of Persian Mythology, we may call it the Ahrimanic Spirit. The Persian Myths ascribe qualities to their figure of Ahriman which justify the use of this name.

The Luciferic and Ahrimanic opponents of the wisdom of man approach human evolution in quite different ways. Goethe's Mephistopheles has clearly Ahrimanic qualities, and yet the Luciferic element also exists in him. A Faust nature is more strongly exposed to the temptations both of Ahriman and of Lucifer than one without spiritual experiences. It may now appear that instead of the one Mephistopheles Goethe might have placed two characteristic beings there in contrast to Faust. Faust would then have been led through his life's labyrinth in one way by the one figure, and in another by the second. In Goethe's Mephistopheles, the two different kinds of qualities, Luciferic and Ahrimanic, are mingled. This not only hinders the reader from making an uniform picture of Mephistopheles in his imagination, but it proved to be an obstacle to Goethe himself when again and again he tried to spin the thread of the Faust poem through his own life. One is conscious of a very natural desire to witness or hear much of what Mephistopheles does or says, from a different being. Of course Goethe attributed the difficulties which confronted him in the development of his Faust to many other things; but in his sub-consciousness there worked the twofold nature of Mephistopheles, and this made it difficult to guide the development of the course of Faust's existence into channels which must lead through the powers of opposition.

Considerations of this kind call forth all too readily the cheap objection that one wants to put Goethe right. This objection must be tolerated for the sake of the necessity for understanding Goethe's personal relation-ship to his Faust poem. We need only be reminded of how Goethe complained to friends of the weakness of his creative power just at the time when he wanted to bring his “life-poem” to an end. Let us remember that Goethe in his advanced age needed Eckermann's encouragement to rouse him to the task of working out the plan of the continuation of Faust which he intended to incorporate as such into the third book of Poetry and Truth. Karl Julius Schröer rightly says (page 30, Third Edition, Part II., of his Essay on Faust): “Without Eckermann we should really have had nothing more than the plan which possibly would have had some sort of form like the ‘scheme of continuation’ of the ‘Natural daughter’ that is embodied in the work.” We know what such a plan is for the world “an object of consideration for the literary historian and nothing else.” The cessation of Goethe's work on Faust has been attributed to every kind of possibility and impossibility. People have tried in one way or another to reconcile the contradictions that are felt to exist in the figure of Mephistopheles. The student of Goethe cannot well disregard these things. Or are we to make a confession like that of Jacob Minor in his otherwise interest ing book Goethe's Faust (Vol. II., p. 28): “Goethe was approaching his fiftieth year; and from the period of his Swiss journey comes, as far as I know, the first sigh which the thought of approaching age drew from him in the beautiful poem Swiss Alps (Schweizeralpe). Thought as a harbinger of the wisdom of old age came more to the foreground even in him—with his eternal youth—who hitherto was only accustomed to behold and create. He makes plans and schemes on his Swiss journey like any real child of circ*mstance, just as he does in Faust.” But a consideration of Goethe's life can lead us to the view that in a poem like Faust, certain things must be presented which could only be the result of the experience of mature age. If poetic power can wane in old age—even in a Goethe—how could such a poem have some into being at all?

Paradoxical as it may seem to many minds, a serious study of Goethe's personal relationship to his Faust and to the figure of Mephistopheles seem to force us to see in the latter an inner foundation of the difficulties experienced by Goethe in his life poem. The dual nature of the figure of Mephistopheles worked in the depths of his soul and did not emerge above the threshold of his consciousness. But because Faust's experiences must contain reflections of the deeds of Mephistopheles, obstacles were continually being set up when it was a question of developing dramatically the course of Faust's life, and as a result of the working of the dual nature of the opposing forces, the right impulses for the development would not come to light.

The Prologue in Heaven, which with the Dedication and the Prologue of the Theatre now forms an introduction to the first Part of Faust, was first written in the year 1797. In Goethe's discussions with Schiller on the subject of the poem, and their outcome which is to be found in the correspondence between the two men, we can see that about this time Goethe altered his conception of those basic forces which revealed themselves as the life of Faust. Until then everything that comes to light in Faust flows out of that inner being of his soul that is urging him towards the consummation and widening of life. This inner impulse is the only one in evidence. Through the Prologue in Heaven Faust is placed in the whole world process as a seeking man. The spiritual powers that temper and maintain the world are revealed and the life of Faust is placed in the midst of their reciprocal co-operation and reaction. And so for the consciousness of the poet and of the reader, the being of Faust is removed into the Macrocosm where the Faust of Goethe as a youth did not wish to be. Mephistopheles appears “in Heaven” among the active cosmic beings. But just here the twofold being of Mephistopheles comes clearly into evidence. The “Lord” says:

Of all the bold denying spirits
The waggish knave least trouble doth create.

There must therefore be yet other spirits who “deny” in the world struggle. And how does this agree with Mephistopheles' unrest at the end of Part II. in reference to the corpse, when he says “in Heaven:

I much prefer the cheeks where ruddy blood is leaping
And when a corpse approaches close my house.

Let us imagine that instead of one Mephistopheles, a Luciferic and an Ahrimanic spirit oppose the “Lord” in the fight for Faust. An Ahrimanic spirit must feel unrest before a “corpse,” for Ahriman is the spirit of illusion. If we go to the sources of illusion we find them to be connected with the mortal, material element working in human life. The forces of knowledge, of cognition, which become active to the degree in which the impulses appear in them which finally bring about death, underlie the Ahrimanic illusion. The impulses of Will and of reeling work in opposition to these forces. They are connected with budding, growing life; they are most powerful in childhood and youth. The more a man preserves the impulses of youth, the more vitally do these forces emerge in his old age. In these forces lie the Luciferic temptation. Lucifer can say: “I love the cheeks where ruddy blood is leaping”; Ahriman cannot “close his house” to a corpse. And the “Lord” can say to Ahriman:

Of all the bold denying spirits
The waggish knave least trouble cloth create.

The scoffing nature is akin to the nature of illusion. And so far as the “Eternal” in man is concerned, the Ahrimanic being governing the material and transitory, is less significant than the other denying spirit who is inwardly bound up with the kernel of man's being. The perception of a dual nature in Mephistopheles is not the result of an arbitrary fancy but the self-evident feeling of the existence of a duality in the constitution of man's universe and life. Goethe could not help being aware subconsciously of an element which made him feel: I am confronting the universal form of life with the Faust-Mephistopheles paradox, but it will not harmonise.

If what has here been said were taken in the sense of the pedantic, critical suggestion that Goethe ought to have drawn Mephistopheles otherwise, it could easily be refuted. It would only be necessary to point out that in Goethe's imagination this figure grew as unity,—nay had to grow as such, out of the tradition of the Faust Legend, out of Germanic and Northern Mythology. And over against the evidence of “contradictions” in a living figure, apart from the fact that what is full of life must necessarily contain “life and its contradictions,” we could adduce Goethe's own clear words: “If phantasy (imagination) did not produce things which must for ever remain problematic to the intellect, there would not be much in it. This is what distinguishes poetry from prose.” What is here suggested does not in any sense lie in this region. But what Karl Julius Schröer says (page xciv., 3rd edition of Part II. of his Essay on Faust) is indisputable: “Sparkling, witty, brilliantly descriptive, and manifesting a penetration of the obscure background of the most sublime problems of humanity ... the poem stimulates in us feelings of the most intense reverence ...” This is the whole point: all that lay before Goethe's imagination in his Faust poem appeared to him against the “obscure background of the most sublime problems of humanity” which he penetrated again and again. The attitude in which Schröer, with his deep knowledge and rare love of Goethe's genius, makes these statements is unassailable, because Schröer cannot be reproached with having wished to explain Goethe's poem in the sense of an abstract development of ideas. But because the background of the most sublime problems of humanity stood before Goethe's soul, the traditional figure of the “Northern Devil” expanded before his spiritual gaze into that dual Being to which the profound student of life and the universe will be led when he realises how Man is placed within the whole world process.

The Mephistopheles figure which hovered before Goethe when he began his poem was in line with Faust's estrangement from the import of the Macrocosm. The conflicts of the soul then rising from his inner being led to a struggle against the opposing power that lays hold of man's inner nature and is Luciferic. But Goethe was bound to lead Faust into the struggle with the powers of the external world also. The nearer he came to the elaboration of the second part of Faust, the more strongly did he feel this necessity. And in the “Classical Walpurgis Night” which was meant to lead up to the actual meeting between Faust and Helena, world powers and macrocosmic events entered into connection with human experiences. Mephistopheles entering into this connection must assume an Ahrimanic character. As a result of his scientific world conception Goethe had built for himself the bridge over which he was able to bring world events into connection with human evolution. He did this in his “Classical Walpurgis Night.” The poetic value of this will only be appreciated when it is fully realised that in this part of Faust Goethe so completely succeeded in moulding Nature's conceptions into artistic form that nothing of a conceptual, abstract nature remained in them; everything flowed into imagery, into an imaginative form. It is an esthetic superstition to reproach the “Classical Walpurgis Night” with containing a distressing element of abstract scientific theories. And perhaps the bridge between supersensible, macrocosmic events and human experiences is more marked in the mighty concluding picture of the Fifth Act of Part II.

There seems no doubt that Goethe's genius underwent a development in the course of his life as a result of which the dual nature of the cosmic powers opposing man came before his soul's vision and that in the development of his Faust he realised the necessity for overcoming its own beginning, for the life of Faust is turned again to the Macrocosm, from which his incomplete knowledge had at first estranged him.

A wondrous show! but ah! a show alone.

Yet into this show there played the forces of all embracing macrocosmic events. The “show” became Life, because Faust strove towards goals that lead man, as a result of the life struggle in his inner being, into conflicts with Powers that make him appear not only as a struggling member of the universe, but as a match for the struggle.

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